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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 10/27/2023 | LAFAYETTE INVESTMENTS, INC. | 124,797 | $32,261 | 0.00% | 0.65% |
| 11/13/2023 | GEODE CAPITAL MANAGEMENT, LLC | 116,545 | $29,147 | 29.97% | 0.61% |
| 11/14/2023 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 66,809 | $16,709 | 100.76% | 0.35% |
| 11/14/2023 | STATE STREET CORP | 39,000 | $9,754 | 59.18% | 0.20% |
| 12/18/2023 | VANGUARD GROUP INC | 38,923 | $10,062 | 0.00% | 0.20% |
| 10/24/2023 | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. | 19,500 | $5,041 | 0.00% | 0.10% |
| 11/13/2023 | NORTHERN TRUST CORP | 18,422 | $4,762 | 0.00% | 0.10% |
| 11/08/2023 | MOORS & CABOT, INC. | 17,988 | $4,650 | 0.00% | 0.09% |
| 11/09/2023 | UBS GROUP AG | 8,110 | $2,100 | 100.00% | 0.04% |
| 11/14/2023 | TOWER RESEARCH CAPITAL LLC (TRC) | 7,859 | $2,035 | 0.10% | 0.04% |
| 11/13/2023 | WELLS FARGO & COMPANY/MN | 109 | $28 | 6.86% | 0.00% |
| 11/15/2023 | MORGAN STANLEY | 0 | $0 | -100.00% | 0.00% |
| 11/15/2023 | STONEX GROUP INC. | 0 | $0 | -100.00% | 0.00% |
| 11/14/2023 | RENAISSANCE TECHNOLOGIES LLC | 0 | $0 | -100.00% | 0.00% |
| 11/13/2023 | BLACKROCK INC. | 0 | $0 | -100.00% | 0.00% |
| 11/13/2023 | HRT FINANCIAL LP | 0 | $0 | -100.00% | 0.00% |
| 11/08/2023 | PATHSTONE FAMILY OFFICE, LLC | 0 | $0 | -100.00% | 0.00% |
| 11/15/2023 | JANE STREET GROUP, LLC | 0 | $0 | -100.00% | 0.00% |
A. During the previous two years, 5 institutional investors and hedge funds held shares of WaveDancer, Inc.. The most heavily invested institutionals were:
STATE STREET CORP: 0
NORTHERN TRUST CORP: 0
Tower Research Capital LLC (TRC): 0
GEODE CAPITAL MANAGEMENT, LLC: 0
PATHSTONE FAMILY OFFICE, LLC: 0
A. 2.38% of WaveDancer, Inc. stock is owned by institutional investors.
