Recent Quarter Total Invested
$45.67 M
Recent Quarter Institutional Ownership Percentage
15.88%
Total Invested of Last Quarter
$48.70 M
Ownership Percentage of Last Quarter
16.07%
Saratoga Investment Corp. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| HARBOUR INVESTMENTS, INC. | 07/26/2024 | 1,000 | $22,700 | 0.00% | 0.01% |
| IFP ADVISORS, INC | 07/30/2024 | 1,500 | $34,050 | 0.00% | 0.01% |
| QUANTBOT TECHNOLOGIES LP | 08/09/2024 | 2,790 | $63,333 | 0.07% | 0.02% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 08/08/2024 | 3,964 | $89,990 | -20.15% | 0.03% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 07/30/2024 | 4,739 | $107,579 | 100.00% | 0.04% |
| SUNBELT SECURITIES, INC. | 08/16/2024 | 5,082 | $115,361 | 0.00% | 0.04% |
| AQUATIC CAPITAL MANAGEMENT LLC | 08/14/2024 | 5,100 | $115,770 | 88.89% | 0.04% |
| REGISTER FINANCIAL ADVISORS LLC | 07/12/2024 | 5,850 | $132,788 | 0.31% | 0.05% |
| CITADEL ADVISORS LLC | 08/14/2024 | 5,900 | $133,930 | 73.53% | 0.05% |
| ADVISOR GROUP HOLDINGS, INC. | 08/13/2024 | 6,603 | $149,887 | -9.04% | 0.05% |
| CITADEL ADVISORS LLC | 08/14/2024 | 6,899 | $156,607 | -89.51% | 0.05% |
| B. RILEY WEALTH ADVISORS, INC. | 08/19/2024 | 9,885 | $224,699 | 8.45% | 0.08% |
| WEDBUSH SECURITIES INC | 08/07/2024 | 9,900 | $225,000 | 12.18% | 0.08% |
| ATRIA WEALTH SOLUTIONS, INC. | 07/22/2024 | 9,955 | $225,979 | -10.76% | 0.08% |
| DAVIDSON TRUST CO | 07/31/2024 | 11,000 | $249,700 | 0.00% | 0.09% |
| AVANTAX ADVISORY SERVICES, INC. | 08/09/2024 | 11,491 | $260,840 | 0.86% | 0.09% |
| ALPINE GLOBAL MANAGEMENT, LLC | 08/14/2024 | 11,504 | $261,141 | -63.24% | 0.09% |
| TREXQUANT INVESTMENT LP | 08/13/2024 | 11,803 | $267,928 | 100.00% | 0.09% |
| BARD ASSOCIATES INC | 08/12/2024 | 15,945 | $361,952 | 0.00% | 0.13% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 08/15/2024 | 17,700 | $401,790 | -21.33% | 0.14% |
| MCDONALD PARTNERS LLC | 07/17/2024 | 20,275 | $460,255 | 0.00% | 0.16% |
| JANNEY MONTGOMERY SCOTT LLC | 07/25/2024 | 20,761 | $471,000 | -9.11% | 0.16% |
| COMMONWEALTH EQUITY SERVICES, LLC | 07/31/2024 | 22,224 | $505,000 | 8.16% | 0.18% |
| PFG ADVISORS | 08/08/2024 | 22,449 | $509,592 | -3.22% | 0.18% |
| CITADEL ADVISORS LLC | 08/14/2024 | 23,600 | $535,720 | 15.69% | 0.19% |
| ROYAL BANK OF CANADA | 08/14/2024 | 24,077 | $546,000 | -8.54% | 0.19% |
| CAMPBELL & CO INVESTMENT ADVISER LLC | 08/13/2024 | 27,513 | $624,545 | 3.32% | 0.22% |
| D.A. DAVIDSON & CO. | 08/01/2024 | 27,736 | $629,617 | 2.45% | 0.22% |
| RAYMOND JAMES & ASSOCIATES | 07/19/2024 | 29,858 | $677,777 | 0.00% | 0.24% |
| RMB CAPITAL MANAGEMENT, LLC | 08/13/2024 | 30,000 | $681,000 | 20.00% | 0.24% |
| WEALTHCARE ADVISORY PARTNERS LLC | 08/12/2024 | 30,654 | $695,852 | 0.17% | 0.24% |
| NEXT LEVEL PRIVATE LLC | 08/02/2024 | 32,535 | $738,539 | 3.36% | 0.26% |
| JB CAPITAL PARTNERS LP | 08/14/2024 | 33,847 | $768,327 | 0.00% | 0.27% |
| VIRTUS ETF ADVISERS LLC | 08/14/2024 | 41,853 | $950,063 | 50.01% | 0.33% |
| QUBE RESEARCH & TECHNOLOGIES LTD | 08/14/2024 | 46,107 | $1.05 M | 24.51% | 0.36% |
| PALOGIC VALUE MANAGEMENT, L.P. | 08/13/2024 | 47,680 | $1.08 M | 0.00% | 0.38% |
| BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S | 08/14/2024 | 48,697 | $1.11 M | 100.00% | 0.38% |
| AMERIPRISE FINANCIAL INC | 08/14/2024 | 62,079 | $1.41 M | 5.25% | 0.49% |
| TMD WEALTH MANAGEMENT, LLC | 08/08/2024 | 67,730 | $1.54 M | -0.73% | 0.53% |
| LIDO ADVISORS, LLC | 08/15/2024 | 70,617 | $1.60 M | 0.00% | 0.56% |
| LPL FINANCIAL LLC | 08/07/2024 | 89,104 | $2.02 M | 13.03% | 0.70% |
| MORGAN STANLEY | 08/14/2024 | 97,750 | $2.22 M | 74.63% | 0.77% |
| WELLS FARGO & COMPANY/MN | 08/13/2024 | 99,292 | $2.25 M | -0.10% | 0.78% |
| LEGAL & GENERAL GROUP PLC | 08/14/2024 | 111,469 | $2.53 M | 10.54% | 0.88% |
| MILLENNIUM MANAGEMENT LLC | 08/14/2024 | 111,599 | $2.53 M | 4.98% | 0.88% |
| ADVISORS ASSET MANAGEMENT, INC. | 08/14/2024 | 115,029 | $2.61 M | -8.83% | 0.91% |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 07/19/2024 | 120,806 | $2.74 M | -3.64% | 0.95% |
| PRIVATE ADVISOR GROUP, LLC | 08/05/2024 | 129,550 | $2.94 M | 2.71% | 1.02% |
| TWO SIGMA INVESTMENTS, LP | 08/14/2024 | 130,322 | $2.96 M | -15.34% | 1.03% |
| TWO SIGMA ADVISERS, LP | 08/14/2024 | 160,600 | $3.65 M | 5.17% | 1.27% |
Saratoga Investment Corp.institutional Ownership - Frequently Asked Questions
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Who are the largest shareholders of SAR shares?
During the previous two years, 86 institutional investors and hedge funds held shares of Saratoga Investment Corp.. The most heavily invested institutionals were:
TWO SIGMA ADVISERS, LP: 160,600
TWO SIGMA INVESTMENTS, LP: 130,322
Private Advisor Group, LLC: 129,550
Hennion & Walsh Asset Management, Inc.: 120,806
Advisors Asset Management, Inc.: 115,029
MILLENNIUM MANAGEMENT LLC: 111,599
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What percentage of Saratoga Investment Corp. stock is owned by institutional investors?
15.88% of Saratoga Investment Corp. stock is owned by institutional investors.
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How much institutional buying is happening at SAR ?
Institutional investors have bought a total of 2.38 M shares in the last 24 months. This purchase volume represents approximately $55.41 M in transactions.