Saratoga Investment Corp. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| TWO SIGMA ADVISERS, LP | 11/14/2024 | 147,000 | $3.41 M | -8.47% | 1.07% |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 10/22/2024 | 138,185 | $3.20 M | 14.39% | 1.01% |
| PRIVATE ADVISOR GROUP, LLC | 10/22/2024 | 129,621 | $3.01 M | 0.05% | 0.94% |
| MILLENNIUM MANAGEMENT LLC | 11/14/2024 | 123,620 | $2.87 M | 10.77% | 0.90% |
| TWO SIGMA INVESTMENTS, LP | 11/14/2024 | 120,823 | $2.80 M | -7.29% | 0.88% |
| ADVISORS ASSET MANAGEMENT, INC. | 11/08/2024 | 112,373 | $2.61 M | -2.31% | 0.82% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 10/22/2024 | 112,238 | $4.84 M | 2,268.39% | 0.82% |
| WELLS FARGO & COMPANY/MN | 11/13/2024 | 106,492 | $2.47 M | 7.25% | 0.78% |
| LEGAL & GENERAL GROUP PLC | 11/14/2024 | 102,224 | $2.37 M | -8.29% | 0.74% |
| LPL FINANCIAL LLC | 11/08/2024 | 92,767 | $2.15 M | 4.11% | 0.68% |
| MORGAN STANLEY | 11/14/2024 | 84,935 | $1.97 M | -13.11% | 0.62% |
| LIDO ADVISORS, LLC | 11/14/2024 | 71,892 | $1.67 M | 1.81% | 0.52% |
| AMERIPRISE FINANCIAL INC | 11/14/2024 | 64,738 | $1.50 M | 4.28% | 0.47% |
| KOVITZ INVESTMENT GROUP PARTNERS, LLC | 11/15/2024 | 62,545 | $1.45 M | 100.00% | 0.46% |
| BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S | 11/13/2024 | 56,365 | $1.31 M | 15.75% | 0.41% |
| PALOGIC VALUE MANAGEMENT, L.P. | 11/13/2024 | 46,680 | $1.08 M | -2.10% | 0.34% |
| QUBE RESEARCH & TECHNOLOGIES LTD | 11/14/2024 | 46,360 | $1.08 M | 0.55% | 0.34% |
| NEXT LEVEL PRIVATE LLC | 10/10/2024 | 39,154 | $907,981 | 20.34% | 0.29% |
| BLACKROCK FUNDING, INC. /DE | 11/13/2024 | 39,026 | $905,013 | 100.00% | 0.28% |
| VIRTUS ETF ADVISERS LLC | 11/14/2024 | 34,516 | $800,426 | -17.53% | 0.25% |
| JB CAPITAL PARTNERS LP | 11/14/2024 | 33,847 | $784,912 | 0.00% | 0.25% |
| RAYMOND JAMES & ASSOCIATES | 10/18/2024 | 33,000 | $765,270 | 10.52% | 0.24% |
| WEALTHCARE ADVISORY PARTNERS LLC | 11/04/2024 | 31,934 | $740,554 | 4.18% | 0.23% |
| RMB CAPITAL MANAGEMENT, LLC | 11/06/2024 | 30,000 | $695,700 | 0.00% | 0.22% |
| TREXQUANT INVESTMENT LP | 11/12/2024 | 27,473 | $637,099 | 132.76% | 0.20% |
| D.A. DAVIDSON & CO. | 11/13/2024 | 27,000 | $626,145 | -2.65% | 0.20% |
| PFG ADVISORS | 10/15/2024 | 22,449 | $520,592 | 0.00% | 0.16% |
| ROYAL BANK OF CANADA | 11/14/2024 | 22,173 | $514,000 | -7.91% | 0.16% |
| MCDONALD PARTNERS LLC | 10/15/2024 | 20,264 | $469,929 | -0.05% | 0.15% |
| CITADEL ADVISORS LLC | 11/14/2024 | 19,300 | $447,567 | -18.22% | 0.14% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/18/2024 | 16,687 | $387,000 | -24.91% | 0.12% |
| BARD ASSOCIATES INC | 11/06/2024 | 15,945 | $369,765 | 0.00% | 0.12% |
| CAMPBELL & CO INVESTMENT ADVISER LLC | 11/12/2024 | 13,791 | $319,813 | -49.87% | 0.10% |
| CITADEL ADVISORS LLC | 11/14/2024 | 12,200 | $282,918 | 106.78% | 0.09% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2024 | 12,100 | $280,599 | -31.64% | 0.09% |
| DAVIDSON TRUST CO | 11/13/2024 | 11,000 | $255,090 | 0.00% | 0.08% |
| SCHONFELD STRATEGIC ADVISORS LLC | 11/14/2024 | 10,500 | $243,495 | 100.00% | 0.08% |
| AVANTAX ADVISORY SERVICES, INC. | 11/13/2024 | 10,448 | $242,280 | -9.08% | 0.08% |
| PVG ASSET MANAGEMENT CORP | 11/25/2024 | 10,165 | $235,726 | 100.00% | 0.07% |
| ATRIA WEALTH SOLUTIONS, INC. | 11/08/2024 | 9,955 | $230,856 | 0.00% | 0.07% |
| WEDBUSH SECURITIES INC | 11/08/2024 | 8,700 | $202,000 | -12.12% | 0.06% |
| ADVISOR GROUP HOLDINGS, INC. | 11/13/2024 | 6,822 | $158,200 | 3.32% | 0.05% |
| REGISTER FINANCIAL ADVISORS LLC | 10/15/2024 | 5,868 | $136,069 | 0.31% | 0.04% |
| SUNBELT SECURITIES, INC. | 11/18/2024 | 5,082 | $117,852 | 0.00% | 0.04% |
| JPMORGAN CHASE & CO | 12/26/2024 | 5,000 | $115,950 | 100.00% | 0.04% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 11/14/2024 | 2,269 | $52,625 | -42.76% | 0.02% |
| HARBOUR INVESTMENTS, INC. | 11/04/2024 | 1,000 | $23,190 | 0.00% | 0.01% |
| ARLINGTON TRUST CO LLC | 10/29/2024 | 1,000 | $23,190 | 0.00% | 0.01% |
| UBS GROUP AG | 11/14/2024 | 921 | $21,358 | -0.22% | 0.01% |
| BANK OF AMERICA CORP /DE/ | 11/14/2024 | 700 | $16,233 | 0.00% | 0.01% |
Saratoga Investment Corp.institutional Ownership - FAQ's
During the previous two years, 82 institutional investors and hedge funds held shares of Saratoga Investment Corp.. The most heavily invested institutionals were:
TWO SIGMA ADVISERS, LP: 147,000
Hennion & Walsh Asset Management, Inc.: 138,185
Private Advisor Group, LLC: 129,621
MILLENNIUM MANAGEMENT LLC: 123,620
TWO SIGMA INVESTMENTS, LP: 120,823
Advisors Asset Management, Inc.: 112,373
15.43% of Saratoga Investment Corp. stock is owned by institutional investors.
Institutional investors have bought a total of 2.56 M shares in the last 24 months. This purchase volume represents approximately $62.19 M in transactions.