Tri-Continental Corporation Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 11/14/2024 | 540,267 | $17.85 M | -0.47% | 1.04% |
| BARD FINANCIAL SERVICES, INC. | 11/20/2024 | 487,413 | $16.10 M | -4.67% | 0.94% |
| LAZARD ASSET MANAGEMENT LLC | 11/14/2024 | 449,805 | $14.86 M | 0.00% | 0.87% |
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 10/18/2024 | 441,730 | $14.59 M | 3.60% | 0.85% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 10/29/2024 | 412,572 | $13.63 M | 1.40% | 0.79% |
| UBS GROUP AG | 11/14/2024 | 255,964 | $8.46 M | -5.29% | 0.49% |
| WELLS FARGO & COMPANY/MN | 11/13/2024 | 253,257 | $8.37 M | -2.32% | 0.49% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 10/22/2024 | 232,295 | $7.03 M | 3,203.87% | 0.45% |
| KOVITZ INVESTMENT GROUP PARTNERS, LLC | 11/15/2024 | 226,093 | $7.37 M | 100.00% | 0.44% |
| HTLF BANK | 10/15/2024 | 223,708 | $7.39 M | -1.35% | 0.43% |
| RAYMOND JAMES & ASSOCIATES | 10/18/2024 | 206,440 | $6.82 M | -30.35% | 0.40% |
| UNCOMMON CENTS INVESTING LLC | 10/17/2024 | 168,234 | $5.56 M | 0.21% | 0.32% |
| SHAKER FINANCIAL SERVICES, LLC | 10/31/2024 | 161,057 | $5.32 M | 69.70% | 0.31% |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. | 10/18/2024 | 138,779 | $4.59 M | -36.65% | 0.27% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 10/24/2024 | 125,128 | $4.13 M | 8.04% | 0.24% |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 10/22/2024 | 123,818 | $4.09 M | -10.13% | 0.24% |
| CORNERSTONE ADVISORS, LLC | 11/08/2024 | 122,919 | $4.06 M | -26.56% | 0.24% |
| WOLVERINE ASSET MANAGEMENT LLC | 11/04/2024 | 120,710 | $3.99 M | 127.18% | 0.23% |
| EP WEALTH ADVISORS, LLC | 11/15/2024 | 103,243 | $3.41 M | 100.00% | 0.20% |
| STIFEL FINANCIAL CORP | 11/14/2024 | 94,702 | $3.13 M | -4.54% | 0.18% |
| 1620 INVESTMENT ADVISORS, INC. | 10/25/2024 | 88,399 | $2.92 M | -1.64% | 0.17% |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11/08/2024 | 85,081 | $2.81 M | 74.52% | 0.16% |
| D.A. DAVIDSON & CO. | 11/13/2024 | 81,380 | $2.69 M | 0.44% | 0.16% |
| MARINER, LLC | 11/13/2024 | 76,086 | $2.51 M | 0.85% | 0.15% |
| CAPSTONE FINANCIAL ADVISORS, INC. | 11/14/2024 | 75,513 | $2.49 M | 0.00% | 0.15% |
| INTEGRATED WEALTH CONCEPTS LLC | 11/14/2024 | 64,141 | $2.12 M | -6.35% | 0.12% |
| 11/25/2024 | 63,004 | $2.14 M | 1.16% | 0.12% | |
| RB CAPITAL MANAGEMENT, LLC | 11/18/2024 | 58,925 | $1.95 M | 2.47% | 0.11% |
| PLATFORM TECHNOLOGY PARTNERS | 11/04/2024 | 57,712 | $1.91 M | 100.00% | 0.11% |
| BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC. | 11/12/2024 | 57,192 | $1.89 M | 0.00% | 0.11% |
| AQR ARBITRAGE LLC | 11/14/2024 | 56,192 | $1.84 M | -5.76% | 0.11% |
| THRIVENT FINANCIAL FOR LUTHERANS | 11/07/2024 | 56,128 | $1.86 M | 8.10% | 0.11% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/18/2024 | 56,020 | $1.85 M | 26.68% | 0.11% |
| CIBC PRIVATE WEALTH GROUP, LLC | 11/13/2024 | 54,470 | $1.80 M | 0.00% | 0.10% |
| FIRST TRUST ADVISORS LP | 11/13/2024 | 54,202 | $1.79 M | -1.09% | 0.10% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 10/28/2024 | 53,405 | $1.77 M | -3.89% | 0.10% |
| STOLPER CO | 10/09/2024 | 53,054 | $1.75 M | 0.31% | 0.10% |
| LPL FINANCIAL LLC | 11/08/2024 | 44,727 | $1.48 M | 8.12% | 0.09% |
| BANK OF AMERICA CORP /DE/ | 11/14/2024 | 43,685 | $1.44 M | 15.77% | 0.08% |
| ROYAL BANK OF CANADA | 11/14/2024 | 42,856 | $1.42 M | -31.40% | 0.08% |
| 11/01/2024 | 40,924 | $1.35 M | 100.00% | 0.08% | |
| WHITENER CAPITAL MANAGEMENT, INC. | 10/29/2024 | 36,815 | $1.22 M | 0.71% | 0.07% |
| ALTUS WEALTH GROUP LLC | 10/22/2024 | 35,242 | $1.16 M | -2.17% | 0.07% |
| ALBION FINANCIAL GROUP /UT | 10/09/2024 | 32,802 | $1.08 M | 0.00% | 0.06% |
| CONCURRENT INVESTMENT ADVISORS, LLC | 10/30/2024 | 30,659 | $1.01 M | 4.50% | 0.06% |
| FIRST MERCHANTS CORP | 10/24/2024 | 27,607 | $912,135 | 0.00% | 0.05% |
| HIGHTOWER ADVISORS, LLC | 11/14/2024 | 27,276 | $900,000 | 0.53% | 0.05% |
| CREATIVE PLANNING | 10/11/2024 | 25,860 | $854,401 | 74.81% | 0.05% |
| GUGGENHEIM CAPITAL LLC | 11/13/2024 | 25,301 | $835,945 | 41.38% | 0.05% |
| DELTA CAPITAL MANAGEMENT LLC | 10/11/2024 | 23,342 | $771,000 | 0.00% | 0.04% |
Tri-Continental Corporationinstitutional Ownership - FAQ's
During the previous two years, 183 institutional investors and hedge funds held shares of Tri-Continental Corporation. The most heavily invested institutionals were:
MORGAN STANLEY: 540,267
Bard Financial Services, Inc.: 487,413
LAZARD ASSET MANAGEMENT LLC: 449,805
Allspring Global Investments Holdings, LLC: 441,730
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC: 412,572
UBS Group AG: 255,964
13.58% of Tri-Continental Corporation stock is owned by institutional investors.
Institutional investors have bought a total of 10.03 M shares in the last 24 months. This purchase volume represents approximately $320.81 M in transactions.