Recent Quarter Total Invested
$59.17 M
Recent Quarter Institutional Ownership Percentage
21.35%
Total Invested of Last Quarter
$73.24 M
Ownership Percentage of Last Quarter
23.12%
RiverNorth Opportunities Fund, Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 11/14/2024 | 1.71 M | $22.11 M | 3.72% | 7.98% |
| PENSERRA CAPITAL MANAGEMENT LLC | 11/12/2024 | 608,675 | $7.86 M | 100.00% | 2.84% |
| LPL FINANCIAL LLC | 11/08/2024 | 326,362 | $4.22 M | 9.22% | 1.52% |
| WELLS FARGO & COMPANY/MN | 11/13/2024 | 227,426 | $2.94 M | -3.36% | 1.06% |
| ROYAL BANK OF CANADA | 11/14/2024 | 160,889 | $2.08 M | 2.25% | 0.75% |
| ENVESTNET ASSET MANAGEMENT INC | 11/07/2024 | 155,959 | $2.01 M | 15.80% | 0.73% |
| PRINCIPAL SECURITIES, INC. | 10/28/2024 | 155,467 | $2.01 M | 15.86% | 0.72% |
| BANK OF AMERICA CORP /DE/ | 11/14/2024 | 123,134 | $1.59 M | -41.65% | 0.57% |
| MARKS GROUP WEALTH MANAGEMENT, INC | 10/30/2024 | 115,399 | $1.49 M | 0.53% | 0.54% |
| BAIRD FINANCIAL GROUP, INC. | 11/14/2024 | 98,915 | $1.28 M | 3.69% | 0.46% |
| TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS | 11/13/2024 | 94,491 | $1.22 M | -2.79% | 0.44% |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 11/04/2024 | 88,842 | $1.15 M | -0.93% | 0.41% |
| ADVISOR GROUP HOLDINGS, INC. | 11/13/2024 | 88,526 | $1.14 M | 3.11% | 0.41% |
| 11/12/2024 | 84,346 | $1.09 B | 100.00% | 0.39% | |
| RAYMOND JAMES & ASSOCIATES | 10/18/2024 | 45,317 | $585,496 | -0.12% | 0.21% |
| SEQUOIA FINANCIAL ADVISORS, LLC | 10/21/2024 | 44,000 | $185,380 | 100.00% | 0.21% |
| OPPENHEIMER & CO INC | 11/05/2024 | 43,279 | $559,165 | 0.93% | 0.20% |
| JANNEY MONTGOMERY SCOTT LLC | 10/29/2024 | 39,406 | $509,000 | -43.33% | 0.18% |
| CALAMOS ADVISORS LLC | 11/07/2024 | 35,317 | $456,296 | 16.67% | 0.16% |
| SHEAFF BROCK INVESTMENT ADVISORS, LLC | 11/06/2024 | 34,000 | $439,280 | 0.00% | 0.16% |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. | 10/18/2024 | 29,405 | $379,914 | 25.13% | 0.14% |
| WEDBUSH SECURITIES INC | 11/08/2024 | 26,737 | $345,000 | -0.24% | 0.12% |
| PRIVATE ADVISOR GROUP, LLC | 10/22/2024 | 26,422 | $341,371 | -20.59% | 0.12% |
| CORECAP ADVISORS, LLC | 11/08/2024 | 25,650 | $331,398 | 4.80% | 0.12% |
| UBS GROUP AG | 11/14/2024 | 25,502 | $329,485 | 21.82% | 0.12% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/18/2024 | 23,852 | $308,000 | -21.25% | 0.11% |
| SEACREST WEALTH MANAGEMENT, LLC | 10/16/2024 | 22,478 | $290,416 | 8.31% | 0.10% |
| NEWEDGE ADVISORS, LLC | 11/14/2024 | 22,300 | $288,116 | -52.35% | 0.10% |
| WESTSIDE INVESTMENT MANAGEMENT, INC. | 11/20/2024 | 21,200 | $273,904 | 0.00% | 0.10% |
| ATRIA WEALTH SOLUTIONS, INC. | 11/08/2024 | 18,904 | $244,241 | 18.85% | 0.09% |
| STRATEGIC FINANCIAL CONCEPTS, LLC | 11/12/2024 | 15,000 | $193.80 M | -91.68% | 0.07% |
| HIGHTOWER ADVISORS, LLC | 11/14/2024 | 12,500 | $162,000 | 0.00% | 0.06% |
| CHANNEL WEALTH LLC | 10/31/2024 | 12,371 | $159,833 | 0.00% | 0.06% |
| CIBC PRIVATE WEALTH GROUP, LLC | 11/13/2024 | 11,790 | $152,327 | 0.00% | 0.06% |
| TRANSCEND CAPITAL ADVISORS, LLC | 10/15/2024 | 11,000 | $142,120 | -12.38% | 0.05% |
| FARTHER FINANCE ADVISORS, LLC | 10/29/2024 | 7,313 | $94,484 | 2.71% | 0.03% |
| NATIONAL BANK OF CANADA /FI/ | 11/15/2024 | 2,639 | $34,096 | 0.00% | 0.01% |
| OLIVER LAGORE VANVALIN INVESTMENT GROUP | 11/04/2024 | 2,400 | $31,008 | 0.00% | 0.01% |
| GHP INVESTMENT ADVISORS, INC. | 10/24/2024 | 2,110 | $27,262 | 100.00% | 0.01% |
| CWM, LLC | 10/08/2024 | 358 | $5,000 | 0.00% | 0.00% |
| GENEOS WEALTH MANAGEMENT INC. | 11/14/2024 | 310 | $4,005 | 0.00% | 0.00% |
| RPG FAMILY WEALTH ADVISORY, LLC | 11/05/2024 | 125 | $1,615 | 100.00% | 0.00% |
| ALPHAMARK ADVISORS, LLC | 10/16/2024 | 45 | $1,000 | 4.65% | 0.00% |
| SUNBELT SECURITIES, INC. | 11/18/2024 | 10 | $129 | 100.00% | 0.00% |
| CSS LLC/IL | 11/14/2024 | 0 | $0 | -100.00% | 0.00% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 11/12/2024 | 0 | $0 | -100.00% | 0.00% |
| AEGON USA INVESTMENT MANAGEMENT, LLC | 10/15/2024 | 0 | $0 | -100.00% | 0.00% |
| MANGROVE PARTNERS | 11/14/2024 | 0 | $0 | -100.00% | 0.00% |
| U.S. CAPITAL WEALTH ADVISORS, LLC | 10/22/2024 | 0 | $0 | -100.00% | 0.00% |
| BLACKDIAMOND WEALTH MANAGEMENT INC. | 11/14/2024 | 0 | $0 | -100.00% | 0.00% |
RiverNorth Opportunities Fund, Inc.institutional Ownership - Frequently Asked Questions
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Who are the largest shareholders of RIV shares?
During the previous two years, 59 institutional investors and hedge funds held shares of RiverNorth Opportunities Fund, Inc.. The most heavily invested institutionals were:
MORGAN STANLEY: 1.71 M
Penserra Capital Management LLC: 608,675
LPL Financial LLC: 326,362
WELLS FARGO & COMPANY/MN: 227,426
ROYAL BANK OF CANADA: 160,889
ENVESTNET ASSET MANAGEMENT INC: 155,959
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What percentage of RiverNorth Opportunities Fund, Inc. stock is owned by institutional investors?
21.35% of RiverNorth Opportunities Fund, Inc. stock is owned by institutional investors.
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How much institutional buying is happening at RIV ?
Institutional investors have bought a total of 5.05 M shares in the last 24 months. This purchase volume represents approximately $62.34 M in transactions.