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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 05/10/2024 | DIMENSIONAL FUND ADVISORS LP | 930,309 | $4.20 M | 7.16% | 1.05% |
| 05/10/2024 | ACADIAN ASSET MANAGEMENT LLC | 407,139 | $1.82 M | 63.93% | 0.46% |
| 05/13/2024 | RENAISSANCE TECHNOLOGIES LLC | 247,265 | $1.12 M | -0.44% | 0.28% |
| 04/11/2024 | RFG ADVISORY, LLC | 158,586 | $715,223 | 100.00% | 0.18% |
| 05/09/2024 | CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. | 138,131 | $622,971 | 40.63% | 0.16% |
| 05/10/2024 | BLACKROCK INC. | 80,032 | $360,944 | 100.00% | 0.09% |
| 05/09/2024 | BANCO BTG PACTUAL S.A. | 49,441 | $222,979 | 100.00% | 0.06% |
| 05/13/2024 | ENVESTNET ASSET MANAGEMENT INC | 45,622 | $205,755 | 4.75% | 0.05% |
| 05/15/2024 | FEDERATION DES CAISSES DESJARDINS DU QUEBEC | 33,021 | $103,026 | 100.00% | 0.04% |
| 05/07/2024 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 29,600 | $133,496 | 100.00% | 0.03% |
| 05/14/2024 | NEWEDGE ADVISORS, LLC | 28,181 | $127,097 | 100.00% | 0.03% |
| 05/07/2024 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 23,131 | $104,321 | 81.25% | 0.03% |
| 05/15/2024 | MILLENNIUM MANAGEMENT LLC | 19,739 | $89,023 | -58.02% | 0.02% |
| 05/15/2024 | CITADEL ADVISORS LLC | 18,700 | $84,337 | 2,571.43% | 0.02% |
| 05/15/2024 | DIAMETRIC CAPITAL, LP | 17,843 | $80,471 | 100.00% | 0.02% |
| 05/07/2024 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 17,100 | $77,121 | 100.00% | 0.02% |
| 05/14/2024 | ENTRYPOINT CAPITAL, LLC | 15,996 | $72,142 | 100.00% | 0.02% |
| 05/08/2024 | ADVISORS PREFERRED, LLC | 15,578 | $75,865 | 100.00% | 0.02% |
| 05/14/2024 | OVERSEA-CHINESE BANKING CORP LTD | 12,086 | $54,508 | 0.00% | 0.01% |
| 05/15/2024 | CITADEL ADVISORS LLC | 11,700 | $52,767 | 387.50% | 0.01% |
| 05/15/2024 | TWO SIGMA SECURITIES, LLC | 11,412 | $51,468 | 100.00% | 0.01% |
| 05/10/2024 | GROUP ONE TRADING, L.P. | 10,406 | $46,931 | 2,463.05% | 0.01% |
| 05/15/2024 | QUADRANT CAPITAL GROUP LLC | 8,242 | $37,172 | 100.00% | 0.01% |
| 05/07/2024 | NEW YORK STATE COMMON RETIREMENT FUND | 6,863 | $31,000 | 100.00% | 0.01% |
| 05/15/2024 | AXA S.A. | 6,397 | $28,850 | 0.00% | 0.01% |
| 05/08/2024 | RUSSELL INVESTMENTS GROUP, LTD. | 5,596 | $25,237 | 0.00% | 0.01% |
| 05/13/2024 | UBS GROUP AG | 5,590 | $25,211 | 100.00% | 0.01% |
| 05/09/2024 | RHUMBLINE ADVISERS | 2,365 | $10,666 | 100.00% | 0.00% |
| 05/15/2024 | TOWER RESEARCH CAPITAL LLC (TRC) | 1,272 | $5,737 | 222.03% | 0.00% |
| 05/15/2024 | MORGAN STANLEY | 1,098 | $4,952 | -98.99% | 0.00% |
| 05/15/2024 | BANK OF AMERICA CORP /DE/ | 1,067 | $4,812 | 100.00% | 0.00% |
| 04/25/2024 | LINDBROOK CAPITAL, LLC | 1,006 | $4,537 | 100.00% | 0.00% |
| 05/07/2024 | HEADLANDS TECHNOLOGIES LLC | 601 | $2,711 | 100.00% | 0.00% |
| 05/06/2024 | PARALLEL ADVISORS, LLC | 467 | $2,106 | 100.00% | 0.00% |
| 05/10/2024 | ADVISOR GROUP HOLDINGS, INC. | 383 | $1,727 | 0.00% | 0.00% |
| 04/25/2024 | SIMPLEX TRADING, LLC | 317 | $1,000 | 100.00% | 0.00% |
| 05/01/2024 | BNP PARIBAS ARBITRAGE, SNC | 300 | $1,353 | 100.00% | 0.00% |
| 05/15/2024 | MARSHALL WACE, LLP | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | CITADEL ADVISORS LLC | 0 | $0 | -100.00% | 0.00% |
| 05/13/2024 | XTX TOPCO LTD | 0 | $0 | -100.00% | 0.00% |
A. During the previous two years, 56 institutional investors and hedge funds held shares of Yiren Digital Ltd.. The most heavily invested institutionals were:
DIMENSIONAL FUND ADVISORS LP: 930,309
ACADIAN ASSET MANAGEMENT LLC: 407,139
RENAISSANCE TECHNOLOGIES LLC: 247,265
RFG Advisory, LLC: 158,586
Connor, Clark & Lunn Investment Management Ltd.: 138,131
BlackRock Inc.: 80,032
A. 2.58% of Yiren Digital Ltd. stock is owned by institutional investors.
A. Institutional investors have bought a total of 4.27 M shares in the last 24 months. This purchase volume represents approximately $20.39 M in transactions.
