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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 05/13/2024 | D.A. DAVIDSON & CO. | 127,018 | $5.40 M | 3.18% | 1.54% |
| 04/15/2024 | CHEMISTRY WEALTH MANAGEMENT LLC | 101,733 | $4.32 M | -22.39% | 1.23% |
| 04/26/2024 | HARA CAPITAL LLC | 87,051 | $3.70 M | 17.33% | 1.05% |
| 05/15/2024 | MORGAN STANLEY | 86,171 | $3.66 M | -0.31% | 1.04% |
| 04/25/2024 | MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | 75,172 | $3.19 M | 0.88% | 0.91% |
| 05/10/2024 | WELLS FARGO & COMPANY/MN | 69,875 | $2.97 M | 9.72% | 0.85% |
| 05/13/2024 | FIRST TRUST ADVISORS LP | 61,848 | $2.63 M | 5.93% | 0.75% |
| 04/22/2024 | RAYMOND JAMES & ASSOCIATES | 50,543 | $2.15 M | 4.15% | 0.61% |
| 05/15/2024 | BANK OF AMERICA CORP /DE/ | 34,414 | $1.46 M | -3.74% | 0.42% |
| 05/13/2024 | SHAKER FINANCIAL SERVICES, LLC | 32,836 | $1.40 M | -33.15% | 0.40% |
| 05/15/2024 | ANCHOR INVESTMENT MANAGEMENT, LLC | 27,561 | $1.17 M | 0.28% | 0.33% |
| 05/08/2024 | US BANCORP \DE\ | 24,800 | $1.05 M | -0.31% | 0.30% |
| 05/07/2024 | PECAUT & CO. | 22,939 | $974,689 | -31.62% | 0.28% |
| 04/17/2024 | HENNION & WALSH ASSET MANAGEMENT, INC. | 21,858 | $928,746 | -5.10% | 0.26% |
| 05/13/2024 | ENVESTNET ASSET MANAGEMENT INC | 19,893 | $845,252 | -0.89% | 0.24% |
| 04/10/2024 | PARK AVENUE SECURITIES LLC | 17,582 | $747,000 | -1.36% | 0.21% |
| 05/14/2024 | THRIVENT FINANCIAL FOR LUTHERANS | 15,682 | $666,000 | 1.51% | 0.19% |
| 05/13/2024 | UBS GROUP AG | 14,398 | $611,771 | 3,610.82% | 0.17% |
| 05/01/2024 | CAPITAL INVESTMENT COUNSEL, INC | 10,518 | $446,910 | 0.00% | 0.13% |
| 05/14/2024 | INVESCO LTD. | 10,195 | $433,186 | 25.63% | 0.12% |
| 04/23/2024 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 10,150 | $431,274 | -6.42% | 0.12% |
| 04/30/2024 | PRIVATE ADVISOR GROUP, LLC | 9,807 | $416,703 | 100.00% | 0.12% |
| 05/15/2024 | MRAZ, AMERINE & ASSOCIATES, INC. | 9,687 | $411,601 | -21.67% | 0.12% |
| 05/10/2024 | LPL FINANCIAL LLC | 8,168 | $347,059 | -6.74% | 0.10% |
| 05/15/2024 | SILVERCREST ASSET MANAGEMENT GROUP LLC | 7,803 | $331,549 | 0.00% | 0.09% |
| 05/14/2024 | GUGGENHEIM CAPITAL LLC | 7,510 | $319,100 | -0.65% | 0.09% |
| 05/09/2024 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 7,423 | $315,403 | 100.00% | 0.09% |
| 05/14/2024 | NEWEDGE ADVISORS, LLC | 7,231 | $307,225 | 6.90% | 0.09% |
| 05/15/2024 | ROYAL BANK OF CANADA | 5,912 | $250,000 | -4.97% | 0.07% |
| 05/15/2024 | MARINER, LLC | 5,877 | $249,714 | 0.00% | 0.07% |
| 05/01/2024 | JANNEY MONTGOMERY SCOTT LLC | 5,541 | $235,000 | -6.61% | 0.07% |
| 05/08/2024 | BELPOINTE ASSET MANAGEMENT LLC | 5,384 | $228,792 | 1.57% | 0.07% |
| 05/09/2024 | LEO WEALTH, LLC | 5,185 | $220,311 | 1.53% | 0.06% |
| 05/10/2024 | ADVISOR GROUP HOLDINGS, INC. | 4,944 | $210,051 | -7.24% | 0.06% |
| 04/22/2024 | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. | 4,767 | $202,532 | -25.48% | 0.06% |
| 04/24/2024 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 3,809 | $161,844 | -43.75% | 0.05% |
| 05/14/2024 | COLONIAL TRUST CO / SC | 2,361 | $100,321 | 2.03% | 0.03% |
| 05/14/2024 | LAZARD ASSET MANAGEMENT LLC | 1,087 | $46,000 | 0.00% | 0.01% |
| 04/05/2024 | NBC SECURITIES, INC. | 956 | $41,000 | 0.63% | 0.01% |
| 05/10/2024 | CULLEN/FROST BANKERS, INC. | 886 | $37,646 | 0.00% | 0.01% |
| 05/02/2024 | ENRICH FINANCIAL PARTNERS LLC | 630 | $26,785 | 100.00% | 0.01% |
| 05/16/2024 | BEACON CAPITAL MANAGEMENT, LLC | 339 | $14,421 | 100.00% | 0.00% |
| 04/09/2024 | MATHER GROUP, LLC. | 174 | $7,018 | 100.00% | 0.00% |
| 05/02/2024 | GILLILAND JETER WEALTH MANAGEMENT LLC | 172 | $7,308 | 100.00% | 0.00% |
| 04/23/2024 | VENTURI WEALTH MANAGEMENT, LLC | 75 | $3,187 | 0.00% | 0.00% |
| 05/15/2024 | AQR ARBITRAGE LLC | 0 | $0 | -100.00% | 0.00% |
| 05/07/2024 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | $0 | -100.00% | 0.00% |
| 05/08/2024 | BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC. | 0 | $0 | -100.00% | 0.00% |
| 05/14/2024 | FRONT STREET CAPITAL MANAGEMENT, INC. | 0 | $0 | -100.00% | 0.00% |
| 04/30/2024 | CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 0 | $0 | -100.00% | 0.00% |
A. During the previous two years, 67 institutional investors and hedge funds held shares of Source Capital, Inc.. The most heavily invested institutionals were:
D.A. DAVIDSON & CO.: 127,018
Chemistry Wealth Management LLC: 101,733
Hara Capital LLC: 87,051
MORGAN STANLEY: 86,171
Mesirow Financial Investment Management, Inc.: 75,172
WELLS FARGO & COMPANY/MN: 69,875
A. 12.46% of Source Capital, Inc. stock is owned by institutional investors.
A. Institutional investors have bought a total of 1.08 M shares in the last 24 months. This purchase volume represents approximately $47.45 M in transactions.
