Royce Small Cap Trust Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | 02/03/2026 | 5.83 M | $94.01 M | -7.39% | 4.87% |
| MORGAN STANLEY | 11/14/2025 | 5.73 M | $92.47 M | -4.59% | 4.79% |
| RAYMOND JAMES FINANCIAL INC | 11/14/2025 | 2.86 M | $46.05 M | -10.06% | 2.39% |
| LPL FINANCIAL LLC | 11/12/2025 | 2.06 M | $33.27 M | 0.83% | 1.72% |
| WELLS FARGO & COMPANY/MN | 11/13/2025 | 1.75 M | $28.18 M | -5.84% | 1.46% |
| ROYAL BANK OF CANADA | 11/14/2025 | 1.59 M | $25.57 M | 0.79% | 1.33% |
| SABA CAPITAL MANAGEMENT, L.P. | 11/14/2025 | 1.40 M | $22.65 M | 100.00% | 1.17% |
| STIFEL FINANCIAL CORP | 11/12/2025 | 783.97 K | $12.65 M | 3.90% | 0.66% |
| JANNEY MONTGOMERY SCOTT LLC | 10/27/2025 | 768.22 K | $12.39 M | 10.85% | 0.64% |
| UBS GROUP AG | 11/13/2025 | 693.64 K | $11.19 M | -1.18% | 0.58% |
| CORNERSTONE ADVISORS, LLC | 11/07/2025 | 685.52 K | $11.06 M | 476.34% | 0.57% |
| WATERFRONT WEALTH INC. | 11/06/2025 | 679.11 K | $10.79 M | 41.06% | 0.57% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 11/14/2025 | 596.85 K | $9.63 M | 4,554.13% | 0.50% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 10/22/2025 | 563.37 K | $9.09 M | 14.47% | 0.47% |
| LAZARD ASSET MANAGEMENT LLC | 11/14/2025 | 549.86 K | $8.87 M | -1.11% | 0.46% |
| MODERN WEALTH MANAGEMENT, LLC | 11/12/2025 | 508.81 K | $8.21 M | -1.02% | 0.43% |
| GUGGENHEIM CAPITAL LLC | 11/13/2025 | 434.05 K | $7.00 M | -5.70% | 0.36% |
| ADVISORS ASSET MANAGEMENT, INC. | 11/06/2025 | 336.82 K | $5.43 M | -32.04% | 0.28% |
| SHAKER FINANCIAL SERVICES, LLC | 10/22/2025 | 289.70 K | $4.67 M | -50.49% | 0.24% |
| CAPTRUST FINANCIAL ADVISORS | 11/19/2025 | 271.78 K | $4.38 M | 0.35% | 0.23% |
| ADVISOR GROUP HOLDINGS, INC. | 11/14/2025 | 266.06 K | $4.27 M | -2.84% | 0.22% |
| D.A. DAVIDSON & CO. | 10/22/2025 | 237.68 K | $3.83 M | 7.88% | 0.20% |
| ROTHSCHILD INVESTMENT LLC | 11/07/2025 | 223.69 K | $3.61 M | 10.10% | 0.19% |
| OPPENHEIMER & CO INC | 11/06/2025 | 217.83 K | $3.51 M | 3.29% | 0.18% |
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 10/20/2025 | 192.34 K | $3.10 M | 4.11% | 0.16% |
| PRIVATE ADVISOR GROUP, LLC | 11/13/2025 | 170.98 K | $2.76 M | 8.08% | 0.14% |
| RB CAPITAL MANAGEMENT, LLC | 10/21/2025 | 165.82 K | $2.67 M | 0.73% | 0.14% |
| HIGHTOWER ADVISORS, LLC | 11/07/2025 | 160.80 K | $2.59 M | 1.80% | 0.13% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 11/12/2025 | 159.28 K | $2.57 M | 2.76% | 0.13% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/22/2025 | 154.24 K | $2.49 M | 14.48% | 0.13% |
| GENERAL AMERICAN INVESTORS CO INC | 10/31/2025 | 150.88 K | $2.43 M | 0.00% | 0.13% |
| WOLVERINE ASSET MANAGEMENT LLC | 10/28/2025 | 144.53 K | $2.33 M | -11.41% | 0.12% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 11/12/2025 | 129.79 K | $2.09 M | 6.80% | 0.11% |
| CONSOLIDATED PORTFOLIO REVIEW CORP | 11/12/2025 | 125.51 K | $2.06 M | 16.97% | 0.10% |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 10/22/2025 | 112.50 K | $1.81 M | -0.68% | 0.09% |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11/13/2025 | 104.82 K | $1.69 M | 100.09% | 0.09% |
| SANCTUARY ADVISORS, LLC | 01/13/2026 | 102.95 K | $1.66 M | -9.95% | 0.09% |
| ACCEL WEALTH MANAGEMENT | 10/08/2025 | 100.78 K | $1.63 M | -4.59% | 0.08% |
| ATLANTIC UNION BANKSHARES CORP | 11/04/2025 | 97.92 K | $1.58 M | 6.53% | 0.08% |
| CETERA INVESTMENT ADVISERS | 11/14/2025 | 93.49 K | $1.51 M | 157.66% | 0.08% |
| INTREPID FAMILY OFFICE LLC | 11/14/2025 | 86.34 K | $1.39 M | 72.67% | 0.07% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 11/14/2025 | 85.21 K | $1.37 M | 47.97% | 0.07% |
| KENNEDY INVESTMENT GROUP | 10/28/2025 | 79.47 K | $1.28 M | -1.53% | 0.07% |
| COMERICA BANK | 11/14/2025 | 76.65 K | $1.24 M | -2.29% | 0.06% |
| SAMALIN INVESTMENT COUNSEL, LLC | 10/30/2025 | 75.08 K | $1.21 M | -0.79% | 0.06% |
| PROSPERA FINANCIAL SERVICES INC | 11/06/2025 | 74.41 K | $1.20 M | -4.63% | 0.06% |
| GABELLI FUNDS LLC | 11/12/2025 | 71.60 K | $1.15 M | -16.65% | 0.06% |
| TRUEMARK INVESTMENTS, LLC | 10/30/2025 | 69.04 K | $1.11 M | 100.00% | 0.06% |
| MIRACLE MILE ADVISORS, LLC | 10/20/2025 | 65.47 K | $1.06 M | 0.00% | 0.05% |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 11/14/2025 | 64.79 K | $1.05 M | 46.62% | 0.05% |
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Royce Small Cap Trust Inc. institutional Ownership - FAQ's
During the previous two years, 236 institutional investors and hedge funds held shares of Royce Small Cap Trust Inc.. The most heavily invested institutionals were:
Waterfront Wealth Inc.: 642,656
Altium Capital Management LP: 192,509
Allspring Global Investments Holdings, LLC: 188,145
RB Capital Management, LLC: 170,498
WOLVERINE ASSET MANAGEMENT LLC: 92,701
Hennion & Walsh Asset Management, Inc.: 89,077
29.15% of Royce Small Cap Trust Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 43.44 M shares in the last 24 months. This purchase volume represents approximately $775.41 M in transactions.