Royce Small Cap Trust Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 02/13/2026 | 6.25 M | $100.67 M | 9.07% | 5.23% |
| BANK OF AMERICA CORP /DE/ | 02/17/2026 | 5.73 M | $92.22 M | -1.73% | 4.79% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 2.87 M | $46.21 M | 0.53% | 2.40% |
| LPL FINANCIAL LLC | 02/11/2026 | 2.26 M | $36.34 M | 9.43% | 1.89% |
| ROYAL BANK OF CANADA | 02/17/2026 | 1.61 M | $25.95 M | 1.68% | 1.35% |
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 1.48 M | $23.78 M | -15.45% | 1.23% |
| SABA CAPITAL MANAGEMENT, L.P. | 02/17/2026 | 1.44 M | $23.14 M | 2.35% | 1.20% |
| STIFEL FINANCIAL CORP | 02/13/2026 | 783.43 K | $12.61 M | -0.07% | 0.65% |
| JANNEY MONTGOMERY SCOTT LLC | 02/11/2026 | 782.76 K | $12.60 M | 1.89% | 0.65% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 02/09/2026 | 652.30 K | $10.50 M | 15.79% | 0.55% |
| WATERFRONT WEALTH INC. | 01/27/2026 | 642.66 K | $11.29 M | -5.37% | 0.54% |
| UBS GROUP AG | 01/29/2026 | 624.76 K | $10.06 M | -9.93% | 0.52% |
| LAZARD ASSET MANAGEMENT LLC | 02/17/2026 | 615.83 K | $9.91 M | 12.00% | 0.51% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 02/17/2026 | 598.88 K | $9.64 M | 0.34% | 0.50% |
| MODERN WEALTH MANAGEMENT, LLC | 02/17/2026 | 503.56 K | $8.11 M | -1.03% | 0.42% |
| GUGGENHEIM CAPITAL LLC | 02/17/2026 | 423.81 K | $6.82 M | -2.36% | 0.35% |
| ADVISORS ASSET MANAGEMENT, INC. | 02/12/2026 | 370.10 K | $5.96 M | 9.88% | 0.31% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 338.55 K | $5.45 M | 27.25% | 0.28% |
| 01/15/2026 | 317.15 K | $5.11 B | 100.00% | 0.27% | |
| CAPTRUST FINANCIAL ADVISORS | 02/17/2026 | 266.91 K | $4.30 M | -1.79% | 0.22% |
| CORNERSTONE ADVISORS, LLC | 02/13/2026 | 246.58 K | $3.97 M | -64.03% | 0.21% |
| D.A. DAVIDSON & CO. | 01/29/2026 | 236.54 K | $3.81 M | -0.48% | 0.20% |
| ROTHSCHILD INVESTMENT LLC | 02/10/2026 | 229.70 K | $3.70 M | 2.69% | 0.19% |
| OPPENHEIMER & CO INC | 02/02/2026 | 212.92 K | $3.43 M | -2.26% | 0.18% |
| ALTIUM CAPITAL MANAGEMENT LP | 02/06/2026 | 192.51 K | $3.10 M | 100.00% | 0.16% |
| CYPRESS CAPITAL MANAGEMENT LLC (WY) | 02/09/2026 | 189.87 K | $3.06 M | 483.81% | 0.16% |
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 01/15/2026 | 188.15 K | $3.03 M | -2.18% | 0.16% |
| PRIVATE ADVISOR GROUP, LLC | 02/17/2026 | 182.15 K | $2.93 M | 6.53% | 0.15% |
| SHAKER FINANCIAL SERVICES, LLC | 01/26/2026 | 181.35 K | $2.92 M | -37.40% | 0.15% |
| HIGHTOWER ADVISORS, LLC | 02/06/2026 | 174.50 K | $2.81 M | 8.52% | 0.15% |
| RB CAPITAL MANAGEMENT, LLC | 02/03/2026 | 170.50 K | $2.75 M | 2.82% | 0.14% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 02/12/2026 | 166.89 K | $2.69 M | 4.78% | 0.14% |
| GENERAL AMERICAN INVESTORS CO INC | 02/13/2026 | 150.88 K | $2.43 M | 0.00% | 0.13% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 02/17/2026 | 146.09 K | $2.35 M | 71.46% | 0.12% |
| CETERA INVESTMENT ADVISERS | 02/17/2026 | 130.11 K | $2.09 M | 39.17% | 0.11% |
| COMMONWEALTH EQUITY SERVICES, LLC | 02/12/2026 | 120.28 K | $1.94 M | -22.01% | 0.10% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 02/05/2026 | 119.87 K | $1.93 M | -7.64% | 0.10% |
| 02/17/2026 | 111.35 K | $1.79 M | 100.00% | 0.09% | |
| INTREPID FAMILY OFFICE LLC | 02/17/2026 | 103.36 K | $1.66 M | 19.72% | 0.09% |
| MARINER, LLC | 02/13/2026 | 102.12 K | $1.64 M | 59.47% | 0.09% |
| SANCTUARY ADVISORS, LLC | 01/29/2026 | 102.07 K | $1.64 M | -0.85% | 0.09% |
| ATLANTIC UNION BANKSHARES CORP | 02/04/2026 | 94.89 K | $1.53 M | -3.09% | 0.08% |
| WOLVERINE ASSET MANAGEMENT LLC | 02/02/2026 | 92.70 K | $1.49 M | -35.86% | 0.08% |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 01/14/2026 | 89.08 K | $1.43 M | -20.82% | 0.07% |
| ACCEL WEALTH MANAGEMENT | 01/20/2026 | 86.71 K | $1.40 M | -13.96% | 0.07% |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 02/13/2026 | 83.90 K | $1.35 M | 29.49% | 0.07% |
| KENNEDY INVESTMENT GROUP | 02/06/2026 | 81.66 K | $1.31 M | 2.75% | 0.07% |
| 02/02/2026 | 78.53 K | $1.26 M | 45.96% | 0.07% | |
| FOCUSED WEALTH MANAGEMENT, INC | 01/29/2026 | 71.87 K | $1.16 M | 12.52% | 0.06% |
| FIRST TRUST ADVISORS LP | 02/13/2026 | 71.60 K | $1.15 M | 14.01% | 0.06% |
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Royce Small Cap Trust Inc. institutional Ownership - FAQ's
During the previous two years, 283 institutional investors and hedge funds held shares of Royce Small Cap Trust Inc.. The most heavily invested institutionals were:
MORGAN STANLEY: 6.25 M
BANK OF AMERICA CORP /DE/: 5.73 M
RAYMOND JAMES FINANCIAL INC: 2.87 M
LPL Financial LLC: 2.26 M
ROYAL BANK OF CANADA: 1.61 M
WELLS FARGO & COMPANY/MN: 1.48 M
29.74% of Royce Small Cap Trust Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 46.60 M shares in the last 24 months. This purchase volume represents approximately $852.33 M in transactions.