Pioneer Floating Rate Fund, Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| LAKE STREET FINANCIAL LLC | 10/22/2024 | 703,350 | $6.96 M | 5.67% | 5.68% |
| ADVISORS ASSET MANAGEMENT, INC. | 11/08/2024 | 347,536 | $3.44 M | -3.16% | 2.81% |
| GUGGENHEIM CAPITAL LLC | 11/13/2024 | 335,441 | $3.32 M | 0.53% | 2.71% |
| INVESCO LTD. | 11/12/2024 | 320,634 | $3.17 M | 22.66% | 2.59% |
| BANK OF AMERICA CORP /DE/ | 11/14/2024 | 290,201 | $2.87 M | -8.46% | 2.35% |
| MORGAN STANLEY | 11/14/2024 | 153,564 | $1.52 M | -14.70% | 1.24% |
| CLEAR CREEK FINANCIAL MANAGEMENT, LLC | 10/29/2024 | 137,527 | $1.36 M | 10.82% | 1.11% |
| ROYAL BANK OF CANADA | 11/14/2024 | 97,578 | $966,000 | -0.26% | 0.79% |
| SHAKER FINANCIAL SERVICES, LLC | 10/31/2024 | 94,788 | $938,402 | -2.09% | 0.77% |
| PATHSTONE HOLDINGS, LLC | 11/07/2024 | 85,367 | $845,165 | -2.95% | 0.69% |
| VIRTUS ETF ADVISERS LLC | 11/14/2024 | 70,244 | $695,416 | -21.79% | 0.57% |
| ADVISOR GROUP HOLDINGS, INC. | 11/13/2024 | 60,154 | $595,421 | -4.45% | 0.49% |
| RIVERBRIDGE PARTNERS LLC | 10/15/2024 | 54,696 | $541,490 | -32.47% | 0.44% |
| UBS GROUP AG | 11/14/2024 | 54,081 | $535,402 | -11.94% | 0.44% |
| FIERA CAPITAL CORP | 11/01/2024 | 51,360 | $508,464 | 100.00% | 0.42% |
| CAPTRUST FINANCIAL ADVISORS | 11/14/2024 | 50,231 | $497,287 | 0.00% | 0.41% |
| SIT INVESTMENT ASSOCIATES INC | 11/13/2024 | 46,751 | $463,000 | -36.10% | 0.38% |
| WELLS FARGO & COMPANY/MN | 11/13/2024 | 43,686 | $432,490 | -4.06% | 0.35% |
| CETERA INVESTMENT ADVISERS | 11/13/2024 | 26,125 | $258,642 | 0.09% | 0.21% |
| ROTHSCHILD INVESTMENT LLC | 10/18/2024 | 24,800 | $245,520 | 0.00% | 0.20% |
| MELFA WEALTH MANAGEMENT, LLC | 10/16/2024 | 21,151 | $209,393 | -32.50% | 0.17% |
| FLAGSHIP HARBOR ADVISORS, LLC | 10/21/2024 | 18,578 | $183,923 | 100.00% | 0.15% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/18/2024 | 16,371 | $162,000 | 0.04% | 0.13% |
| LPL FINANCIAL LLC | 11/08/2024 | 13,045 | $129,146 | -5.78% | 0.11% |
| CAPITAL INVESTMENT ADVISORS, LLC | 10/17/2024 | 13,031 | $129,008 | -14.96% | 0.11% |
| HIGHTOWER ADVISORS, LLC | 11/14/2024 | 12,653 | $126,000 | -27.34% | 0.10% |
| STIFEL FINANCIAL CORP | 11/14/2024 | 12,381 | $122,577 | 100.00% | 0.10% |
| WEDBUSH SECURITIES INC | 11/08/2024 | 12,250 | $121,000 | 0.00% | 0.10% |
| AVANTAX ADVISORY SERVICES, INC. | 11/13/2024 | 12,146 | $120,249 | -2.52% | 0.10% |
| KOVACK ADVISORS, INC. | 11/05/2024 | 10,000 | $99,000 | 100.00% | 0.08% |
| PNC FINANCIAL SERVICES GROUP, INC. | 11/08/2024 | 6,049 | $59,887 | 0.93% | 0.05% |
| GPS WEALTH STRATEGIES GROUP, LLC | 10/29/2024 | 3,555 | $35,195 | 0.00% | 0.03% |
| BOGART WEALTH, LLC | 10/23/2024 | 2,700 | $26,730 | 0.00% | 0.02% |
| JAFFETILCHIN INVESTMENT PARTNERS, LLC | 11/04/2024 | 2,443 | $24,186 | 100.00% | 0.02% |
| TCTC HOLDINGS, LLC | 11/01/2024 | 2,250 | $22,275 | 0.00% | 0.02% |
| VENTURI WEALTH MANAGEMENT, LLC | 11/04/2024 | 1,780 | $17,622 | 0.00% | 0.01% |
| NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | 11/08/2024 | 1,154 | $11,424 | -0.26% | 0.01% |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 10/17/2024 | 750 | $7,425 | 0.00% | 0.01% |
| GEN-WEALTH PARTNERS INC | 11/13/2024 | 417 | $4,095 | 0.00% | 0.00% |
| HUNTINGTON NATIONAL BANK | 11/06/2024 | 2 | $20 | 0.00% | 0.00% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 11/14/2024 | 0 | $0 | -100.00% | 0.00% |
| GRADIENT INVESTMENTS LLC | 10/15/2024 | 0 | $0 | -100.00% | 0.00% |
| PRIVATE ADVISOR GROUP, LLC | 10/22/2024 | 0 | $0 | -100.00% | 0.00% |
| BEACON CAPITAL MANAGEMENT, LLC | 11/07/2024 | 0 | $0 | -100.00% | 0.00% |
| QUARRY LP | 11/14/2024 | 0 | $0 | -100.00% | 0.00% |
Pioneer Floating Rate Fund, Inc.institutional Ownership - FAQ's
During the previous two years, 71 institutional investors and hedge funds held shares of Pioneer Floating Rate Fund, Inc.. The most heavily invested institutionals were:
LAKE STREET FINANCIAL LLC: 703,350
Advisors Asset Management, Inc.: 347,536
GUGGENHEIM CAPITAL LLC: 335,441
Invesco Ltd.: 320,634
BANK OF AMERICA CORP /DE/: 290,201
MORGAN STANLEY: 153,564
25.95% of Pioneer Floating Rate Fund, Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 6.51 M shares in the last 24 months. This purchase volume represents approximately $63.10 M in transactions.