Recent Quarter Total Invested
$37.30 M
Recent Quarter Institutional Ownership Percentage
31.2%
Total Invested of Last Quarter
$29.94 M
Ownership Percentage of Last Quarter
25%
Pioneer Floating Rate Fund, Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| RELATIVE VALUE PARTNERS GROUP, LLC | 07/12/2024 | 665,600 | $6.43 M | 100.00% | 5.38% |
| LAKE STREET FINANCIAL LLC | 07/12/2024 | 665,600 | $6.43 M | 11.26% | 5.38% |
| ADVISORS ASSET MANAGEMENT, INC. | 08/14/2024 | 358,859 | $3.47 M | 59.58% | 2.90% |
| GUGGENHEIM CAPITAL LLC | 08/14/2024 | 333,675 | $3.22 M | 1.77% | 2.70% |
| BANK OF AMERICA CORP /DE/ | 08/14/2024 | 317,038 | $3.06 M | -6.60% | 2.56% |
| INVESCO LTD. | 08/13/2024 | 261,407 | $2.53 M | 10.92% | 2.11% |
| MORGAN STANLEY | 10/17/2024 | 180,022 | $1.74 M | 6.94% | 1.45% |
| CLEAR CREEK FINANCIAL MANAGEMENT, LLC | 07/25/2024 | 124,103 | $1.20 M | 7.43% | 1.00% |
| ROYAL BANK OF CANADA | 11/06/2024 | 97,830 | $945,000 | -7.87% | 0.79% |
| SHAKER FINANCIAL SERVICES, LLC | 08/02/2024 | 96,815 | $935,233 | -9.49% | 0.78% |
| VIRTUS ETF ADVISERS LLC | 08/14/2024 | 89,814 | $867,603 | 42.03% | 0.73% |
| PATHSTONE HOLDINGS, LLC | 08/14/2024 | 87,965 | $849,743 | 100.00% | 0.71% |
| RIVERBRIDGE PARTNERS LLC | 07/17/2024 | 80,994 | $782,402 | 3.90% | 0.65% |
| SIT INVESTMENT ASSOCIATES INC | 08/14/2024 | 73,163 | $707,000 | -22.17% | 0.59% |
| ADVISOR GROUP HOLDINGS, INC. | 08/13/2024 | 62,953 | $608,015 | -42.74% | 0.51% |
| UBS GROUP AG | 08/14/2024 | 61,415 | $593,269 | 12.42% | 0.50% |
| CAPTRUST FINANCIAL ADVISORS | 08/15/2024 | 50,231 | $485,231 | 0.00% | 0.41% |
| WELLS FARGO & COMPANY/MN | 08/13/2024 | 45,536 | $439,876 | -11.09% | 0.37% |
| MELFA WEALTH MANAGEMENT, LLC | 07/15/2024 | 31,335 | $302,694 | 0.00% | 0.25% |
| CETERA INVESTMENT ADVISERS | 08/22/2024 | 26,102 | $252,150 | 15.09% | 0.21% |
| ROTHSCHILD INVESTMENT LLC | 07/31/2024 | 24,800 | $239,568 | -25.39% | 0.20% |
| HIGHTOWER ADVISORS, LLC | 08/13/2024 | 17,415 | $167,000 | -24.87% | 0.14% |
| COMMONWEALTH EQUITY SERVICES, LLC | 07/31/2024 | 16,364 | $158,000 | 1.27% | 0.13% |
| CAPITAL INVESTMENT ADVISORS, LLC | 07/12/2024 | 15,323 | $148,024 | -9.66% | 0.12% |
| LPL FINANCIAL LLC | 08/07/2024 | 13,845 | $133,743 | -10.94% | 0.11% |
| PRIVATE ADVISOR GROUP, LLC | 08/05/2024 | 13,214 | $127,652 | 100.00% | 0.11% |
| AVANTAX ADVISORY SERVICES, INC. | 08/09/2024 | 12,460 | $120,362 | 19.46% | 0.10% |
| WEDBUSH SECURITIES INC | 08/07/2024 | 12,250 | $118,000 | 0.00% | 0.10% |
| PNC FINANCIAL SERVICES GROUP, INC. | 08/09/2024 | 5,993 | $57,889 | 0.94% | 0.05% |
| QUARRY LP | 08/16/2024 | 5,659 | $54,666 | -89.85% | 0.05% |
| GPS WEALTH STRATEGIES GROUP, LLC | 07/16/2024 | 3,555 | $34,341 | 0.00% | 0.03% |
| BOGART WEALTH, LLC | 07/31/2024 | 2,700 | $26,082 | 0.00% | 0.02% |
| TCTC HOLDINGS, LLC | 08/06/2024 | 2,250 | $21,735 | 0.00% | 0.02% |
| VENTURI WEALTH MANAGEMENT, LLC | 07/19/2024 | 1,780 | $17,195 | 0.00% | 0.01% |
| NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | 08/13/2024 | 1,157 | $11,176 | 100.00% | 0.01% |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 07/12/2024 | 750 | $7,245 | 0.00% | 0.01% |
| BEACON CAPITAL MANAGEMENT, LLC | 07/24/2024 | 449 | $4,337 | 0.00% | 0.00% |
| GEN-WEALTH PARTNERS INC | 08/13/2024 | 417 | $4,028 | 0.00% | 0.00% |
| GRADIENT INVESTMENTS LLC | 07/18/2024 | 157 | $1,513 | 0.00% | 0.00% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 08/13/2024 | 126 | $1,217 | 100.00% | 0.00% |
| HUNTINGTON NATIONAL BANK | 08/08/2024 | 2 | $19 | 0.00% | 0.00% |
| ZAZOVE ASSOCIATES LLC | 08/14/2024 | 0 | $0 | -100.00% | 0.00% |
| AQR ARBITRAGE LLC | 08/14/2024 | 0 | $0 | -100.00% | 0.00% |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 08/12/2024 | 0 | $0 | -100.00% | 0.00% |
| GENEOS WEALTH MANAGEMENT INC. | 07/23/2024 | 0 | $0 | -100.00% | 0.00% |
Pioneer Floating Rate Fund, Inc.institutional Ownership - Frequently Asked Questions
-
Who are the largest shareholders of PHD shares?
During the previous two years, 70 institutional investors and hedge funds held shares of Pioneer Floating Rate Fund, Inc.. The most heavily invested institutionals were:
LAKE STREET FINANCIAL LLC: 703,350
Advisors Asset Management, Inc.: 347,536
Invesco Ltd.: 320,634
BANK OF AMERICA CORP /DE/: 290,201
MORGAN STANLEY: 153,564
Clear Creek Financial Management, LLC: 137,527
-
What percentage of Pioneer Floating Rate Fund, Inc. stock is owned by institutional investors?
31.20% of Pioneer Floating Rate Fund, Inc. stock is owned by institutional investors.
-
How much institutional buying is happening at PHD ?
Institutional investors have bought a total of 6.17 M shares in the last 24 months. This purchase volume represents approximately $60.40 M in transactions.