RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 11/14/2024 | 1.89 M | $17.20 M | 6.67% | 8.25% |
| ROYAL BANK OF CANADA | 11/14/2024 | 976,596 | $8.86 M | -7.04% | 4.25% |
| UBS GROUP AG | 11/14/2024 | 263,098 | $2.39 M | -3.06% | 1.15% |
| MATISSE CAPITAL | 10/17/2024 | 195,000 | $1.77 M | 0.00% | 0.85% |
| LPL FINANCIAL LLC | 11/08/2024 | 160,016 | $1.45 M | -1.60% | 0.70% |
| RIVERBRIDGE PARTNERS LLC | 10/15/2024 | 155,781 | $1.41 M | 1.98% | 0.68% |
| WELLS FARGO & COMPANY/MN | 11/13/2024 | 142,976 | $1.30 M | 9.13% | 0.62% |
| BAIRD FINANCIAL GROUP, INC. | 11/14/2024 | 133,075 | $1.21 M | 4.20% | 0.58% |
| 1607 CAPITAL PARTNERS, LLC | 11/14/2024 | 114,550 | $1.04 M | 0.00% | 0.50% |
| SHAKER FINANCIAL SERVICES, LLC | 10/31/2024 | 114,248 | $1.04 M | 46.23% | 0.50% |
| RAYMOND JAMES & ASSOCIATES | 10/18/2024 | 108,825 | $987,589 | 3.70% | 0.47% |
| J.W. COLE ADVISORS, INC. | 10/24/2024 | 100,719 | $914,022 | 143.39% | 0.44% |
| FIRST FOUNDATION ADVISORS | 11/14/2024 | 73,026 | $662,711 | -2.37% | 0.32% |
| NEXT CAPITAL MANAGEMENT LLC | 11/07/2024 | 63,859 | $579,520 | 0.00% | 0.28% |
| WEDBUSH SECURITIES INC | 11/08/2024 | 61,778 | $561,000 | 13.56% | 0.27% |
| PRIME CAPITAL INVESTMENT ADVISORS, LLC | 11/05/2024 | 57,591 | $522,639 | 100.00% | 0.25% |
| NEWEDGE ADVISORS, LLC | 11/14/2024 | 55,700 | $505,478 | -5.87% | 0.24% |
| SEACREST WEALTH MANAGEMENT, LLC | 10/16/2024 | 53,677 | $487,119 | 9.58% | 0.23% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/18/2024 | 46,700 | $424,000 | -1.10% | 0.20% |
| PERENNIAL INVESTMENT ADVISORS, LLC | 11/14/2024 | 44,383 | $402,782 | 6.12% | 0.19% |
| PFG INVESTMENTS, LLC | 10/24/2024 | 37,209 | $337,671 | -55.15% | 0.16% |
| VERITY ASSET MANAGEMENT, INC. | 10/31/2024 | 36,594 | $332,091 | -4.51% | 0.16% |
| CORECAP ADVISORS, LLC | 11/08/2024 | 33,600 | $304,920 | -3.45% | 0.15% |
| BRYN MAWR TRUST CO | 11/25/2024 | 30,592 | $277,622 | 100.00% | 0.13% |
| ORG PARTNERS LLC | 10/11/2024 | 29,742 | $269.90 M | 0.00% | 0.13% |
| COMERICA BANK | 11/14/2024 | 28,456 | $258,238 | 0.12% | 0.12% |
| STIFEL FINANCIAL CORP | 11/14/2024 | 27,503 | $249,596 | 26.77% | 0.12% |
| NAVIS WEALTH ADVISORS, LLC | 10/24/2024 | 26,380 | $239,401 | 0.09% | 0.11% |
| STRATEGIC FINANCIAL CONCEPTS, LLC | 11/12/2024 | 14,100 | $127.96 M | -87.86% | 0.06% |
| ADVISOR GROUP HOLDINGS, INC. | 11/13/2024 | 13,581 | $123,311 | -3.57% | 0.06% |
| FIDUCIARY GROUP LLC | 11/13/2024 | 13,000 | $117,975 | 0.00% | 0.06% |
| 11/25/2024 | 11,440 | $96,669 | 100.00% | 0.05% | |
| HOLLENCREST CAPITAL MANAGEMENT | 11/01/2024 | 10,945 | $99,326 | 0.00% | 0.05% |
| BANK OF AMERICA CORP /DE/ | 11/14/2024 | 9,084 | $82,440 | -31.52% | 0.04% |
| FUTURE FINANCIAL WEALTH MANAGMENT LLC | 10/08/2024 | 8,500 | $77,138 | 100.00% | 0.04% |
| NBC SECURITIES, INC. | 10/15/2024 | 6,396 | $58,000 | 0.00% | 0.03% |
| PNC FINANCIAL SERVICES GROUP, INC. | 11/08/2024 | 5,000 | $45,376 | 100.00% | 0.02% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 11/14/2024 | 2,302 | $20,891 | 0.00% | 0.01% |
| CIBC PRIVATE WEALTH GROUP, LLC | 11/13/2024 | 2,170 | $19,693 | 0.00% | 0.01% |
| NATIONAL BANK OF CANADA /FI/ | 11/15/2024 | 2,164 | $19,638 | 0.00% | 0.01% |
| CWM, LLC | 10/08/2024 | 384 | $3,000 | 100.00% | 0.00% |
| GENEOS WEALTH MANAGEMENT INC. | 11/14/2024 | 345 | $3,133 | 0.00% | 0.00% |
| ASSETMARK, INC | 11/01/2024 | 74 | $672 | 0.00% | 0.00% |
| FMR LLC | 11/13/2024 | 1 | $9 | 100.00% | 0.00% |
| SIT INVESTMENT ASSOCIATES INC | 11/13/2024 | 0 | $0 | -100.00% | 0.00% |
| PARK AVENUE SECURITIES LLC | 10/03/2024 | 0 | $0 | -100.00% | 0.00% |
| NOMURA HOLDINGS INC | 11/14/2024 | 0 | $0 | -100.00% | 0.00% |
| ENVESTNET ASSET MANAGEMENT INC | 11/07/2024 | 0 | $0 | -100.00% | 0.00% |
| B. RILEY WEALTH ADVISORS, INC. | 12/13/2024 | 0 | $0 | -100.00% | 0.00% |
| MANGROVE PARTNERS | 11/14/2024 | 0 | $0 | -100.00% | 0.00% |
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.institutional Ownership - FAQ's
During the previous two years, 63 institutional investors and hedge funds held shares of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.. The most heavily invested institutionals were:
MORGAN STANLEY: 1.89 M
ROYAL BANK OF CANADA: 976,596
UBS Group AG: 263,098
Matisse Capital: 195,000
LPL Financial LLC: 160,016
RIVERBRIDGE PARTNERS LLC: 155,781
22.49% of RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 5.99 M shares in the last 24 months. This purchase volume represents approximately $49.85 M in transactions.