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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 05/10/2024 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 1.27 M | $32.24 M | -15.89% | 25.99% |
| 05/14/2024 | LAZARD ASSET MANAGEMENT LLC | 749,807 | $19.07 M | 0.00% | 15.37% |
| 05/13/2024 | 1607 CAPITAL PARTNERS, LLC | 434,428 | $11.05 M | -3.85% | 8.91% |
| 04/29/2024 | ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 384,688 | $9.78 M | -4.63% | 7.89% |
| 05/15/2024 | ROYAL BANK OF CANADA | 169,167 | $4.30 M | 497.17% | 3.47% |
| 05/14/2024 | JBF CAPITAL, INC. | 122,000 | $3.10 M | 100.00% | 2.50% |
| 04/29/2024 | COMMONWEALTH EQUITY SERVICES, LLC | 80,258 | $2.04 M | 100.00% | 1.65% |
| 05/15/2024 | MORGAN STANLEY | 47,855 | $1.22 M | -1.71% | 0.98% |
| 05/13/2024 | STRS OHIO | 24,410 | $620,000 | 0.00% | 0.50% |
| 04/30/2024 | MATISSE CAPITAL | 18,760 | $477,067 | -78.19% | 0.38% |
| 05/15/2024 | SABA CAPITAL MANAGEMENT, L.P. | 17,196 | $437,294 | -48.22% | 0.35% |
| 05/15/2024 | MRAZ, AMERINE & ASSOCIATES, INC. | 13,350 | $339,491 | 100.00% | 0.27% |
| 05/13/2024 | SHAKER FINANCIAL SERVICES, LLC | 12,746 | $324,131 | 0.00% | 0.26% |
| 05/09/2024 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,344 | $288,478 | -5.19% | 0.23% |
| 05/10/2024 | LPL FINANCIAL LLC | 10,845 | $275,788 | -24.69% | 0.22% |
| 05/15/2024 | BANK OF AMERICA CORP /DE/ | 4,186 | $106,438 | -5.76% | 0.09% |
| 05/10/2024 | PNC FINANCIAL SERVICES GROUP, INC. | 870 | $22,124 | 0.00% | 0.02% |
| 04/24/2024 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 868 | $22,073 | 100.00% | 0.02% |
| 05/10/2024 | WELLS FARGO & COMPANY/MN | 580 | $14,741 | 44.64% | 0.01% |
| 04/25/2024 | CENTER FOR FINANCIAL PLANNING, INC. | 500 | $12,715 | 0.00% | 0.01% |
| 04/05/2024 | CWM, LLC | 399 | $10,000 | 100.00% | 0.01% |
| 05/13/2024 | THOMAS J. HERZFELD ADVISORS, INC. | 388 | $9,867 | 0.00% | 0.01% |
| 05/10/2024 | ADVISOR GROUP HOLDINGS, INC. | 211 | $5,366 | 0.00% | 0.00% |
| 05/13/2024 | UBS GROUP AG | 150 | $3,815 | -71.15% | 0.00% |
| 05/03/2024 | HUNTINGTON NATIONAL BANK | 76 | $1,933 | 0.00% | 0.00% |
| 04/25/2024 | LINDBROOK CAPITAL, LLC | 50 | $1,272 | 100.00% | 0.00% |
| 05/15/2024 | CSS LLC/IL | 0 | $0 | -100.00% | 0.00% |
| 05/13/2024 | WOLVERINE ASSET MANAGEMENT LLC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | LOGAN STONE CAPITAL, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/14/2024 | ALMITAS CAPITAL LLC | 0 | $0 | -100.00% | 0.00% |
| 05/14/2024 | QUBE RESEARCH & TECHNOLOGIES LTD | 0 | $0 | -100.00% | 0.00% |
A. During the previous two years, 42 institutional investors and hedge funds held shares of The Korea Fund, Inc.. The most heavily invested institutionals were:
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: 1.27 M
LAZARD ASSET MANAGEMENT LLC: 749,807
1607 Capital Partners, LLC: 434,428
Allspring Global Investments Holdings, LLC: 384,688
ROYAL BANK OF CANADA: 169,167
JBF Capital, Inc.: 122,000
A. 69.15% of The Korea Fund, Inc. stock is owned by institutional investors.
A. Institutional investors have bought a total of 4.10 M shares in the last 24 months. This purchase volume represents approximately $105.63 M in transactions.
