Japan Smaller Capitalization Fund, Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 10/20/2025 | 5.49 M | $57.84 M | 9.02% | 19.37% |
| 1607 CAPITAL PARTNERS, LLC | 11/14/2025 | 4.15 M | $43.75 M | -2.29% | 14.65% |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 11/14/2025 | 3.52 M | $37.10 M | -17.85% | 12.42% |
| LAZARD ASSET MANAGEMENT LLC | 11/14/2025 | 2.31 M | $24.38 M | -0.31% | 8.16% |
| SABA CAPITAL MANAGEMENT, L.P. | 11/14/2025 | 2.28 M | $24.00 M | 8.04% | 8.03% |
| BANK OF AMERICA CORP /DE/ | 11/14/2025 | 792.10 K | $8.35 M | -0.37% | 2.80% |
| KARPUS MANAGEMENT, INC. | 11/14/2025 | 662.09 K | $6.98 M | -20.00% | 2.34% |
| ALMITAS CAPITAL LLC | 11/17/2025 | 481.64 K | $5.08 M | -5.90% | 1.70% |
| MORGAN STANLEY | 11/14/2025 | 311.34 K | $3.28 M | -0.84% | 1.10% |
| BULLDOG INVESTORS, LLP | 11/14/2025 | 217.95 K | $2.30 M | 184.39% | 0.77% |
| PEKIN HARDY STRAUSS, INC. | 11/10/2025 | 197.47 K | $2.08 M | 116.05% | 0.70% |
| MRAZ, AMERINE & ASSOCIATES, INC. | 11/06/2025 | 155.05 K | $1.63 M | 6.72% | 0.55% |
| RAFFLES ASSOCIATES LP | 11/14/2025 | 147.29 K | $1.55 M | 6.08% | 0.52% |
| BARRY INVESTMENT ADVISORS, LLC | 10/22/2025 | 146.71 K | $1.54 M | -2.23% | 0.52% |
| KOVITZ INVESTMENT GROUP PARTNERS, LLC | 11/10/2025 | 131.93 K | $1.39 M | -14.18% | 0.47% |
| HARA CAPITAL LLC | 10/30/2025 | 128.41 K | $1.35 M | -37.04% | 0.45% |
| RAYMOND JAMES FINANCIAL INC | 11/14/2025 | 101.13 K | $1.07 M | 3.95% | 0.36% |
| SHAKER FINANCIAL SERVICES, LLC | 10/22/2025 | 97.58 K | $1.03 M | 0.00% | 0.34% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 10/22/2025 | 73.31 K | $772.65 K | 26.51% | 0.26% |
| BAIRD FINANCIAL GROUP, INC. | 11/13/2025 | 65.66 K | $692.09 K | 0.00% | 0.23% |
| CIBC WORLD MARKET INC. | 11/06/2025 | 58.70 K | $618.70 K | 47.86% | 0.21% |
| HUDSON PORTFOLIO MANAGEMENT LLC | 11/14/2025 | 50.78 K | $535.23 K | -1.36% | 0.18% |
| BARD ASSOCIATES INC | 11/14/2025 | 47.76 K | $503.38 K | -1.55% | 0.17% |
| BAROMETER CAPITAL MANAGEMENT INC. | 11/13/2025 | 42.50 K | $444.03 K | -18.43% | 0.15% |
| DYNAMIC ADVISOR SOLUTIONS LLC | 10/09/2025 | 34.92 K | $368.06 K | -51.51% | 0.12% |
| DKM WEALTH MANAGEMENT, INC. | 10/10/2025 | 34.00 K | $358.38 K | 0.00% | 0.12% |
| BEAM WEALTH ADVISORS, INC. | 11/05/2025 | 32.50 K | $342.55 K | -2.99% | 0.11% |
| MAREX GROUP PLC | 11/14/2025 | 27.11 K | $285.73 K | 100.00% | 0.10% |
| MILLS WEALTH ADVISORS LLC | 10/10/2025 | 24.87 K | $262.09 K | 0.06% | 0.09% |
| 11/12/2025 | 20.37 K | $214.67 K | 100.00% | 0.07% | |
| INGALLS & SNYDER LLC | 11/07/2025 | 20.00 K | $211.00 K | 0.00% | 0.07% |
| ROBERTS GLORE & CO INC /IL/ | 11/12/2025 | 17.63 K | $185.85 K | 0.00% | 0.06% |
| TRIASIMA PORTFOLIO MANAGEMENT INC. | 10/29/2025 | 15.80 K | $166.53 K | 32.77% | 0.06% |
| QUANTEDGE CAPITAL PTE LTD | 11/14/2025 | 15.52 K | $163.60 K | -57.03% | 0.05% |
| SUCCESSFUL PORTFOLIOS LLC | 10/15/2025 | 15.00 K | $158.10 K | 0.00% | 0.05% |
| SEED WEALTH MANAGEMENT, INC. | 10/15/2025 | 10.40 K | $109.62 K | -16.13% | 0.04% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2025 | 10.11 K | $106.53 K | -55.67% | 0.04% |
| ADVISOR GROUP HOLDINGS, INC. | 11/14/2025 | 8.82 K | $93.06 K | -6.66% | 0.03% |
| UBS GROUP AG | 11/13/2025 | 8.69 K | $91.61 K | -48.57% | 0.03% |
| PNC FINANCIAL SERVICES GROUP, INC. | 11/07/2025 | 6.06 K | $63.82 K | 0.00% | 0.02% |
| CWM, LLC | 10/15/2025 | 4.51 K | $47.00 K | 0.00% | 0.02% |
| THOMAS J. HERZFELD ADVISORS, INC. | 11/12/2025 | 1.85 K | $19.51 K | 9.46% | 0.01% |
| US BANCORP \DE\ | 11/12/2025 | 1.53 K | $16.07 K | 0.00% | 0.01% |
| BARCLAYS PLC | 11/12/2025 | 1.00 K | $10.54 K | 0.00% | 0.00% |
| ANCORA ADVISORS, LLC | 11/14/2025 | 500 | $5.27 K | -16.67% | 0.00% |
| WELLS FARGO & COMPANY/MN | 11/13/2025 | 1 | $11 | -99.97% | 0.00% |
| NOMURA ASSET MANAGEMENT CO LTD | 11/12/2025 | 0 | $0 | -100.00% | 0.00% |
| CITADEL ADVISORS LLC | 11/14/2025 | 0 | $0 | -100.00% | 0.00% |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11/13/2025 | 0 | $0 | -100.00% | 0.00% |
| SEACREST WEALTH MANAGEMENT, LLC | 11/13/2025 | 0 | $0 | -100.00% | 0.00% |
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Japan Smaller Capitalization Fund, Inc. institutional Ownership - FAQ's
During the previous two years, 73 institutional investors and hedge funds held shares of Japan Smaller Capitalization Fund, Inc.. The most heavily invested institutionals were:
Allspring Global Investments Holdings, LLC: 5.49 M
1607 Capital Partners, LLC: 4.15 M
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: 3.52 M
LAZARD ASSET MANAGEMENT LLC: 2.31 M
Saba Capital Management, L.P.: 2.28 M
BANK OF AMERICA CORP /DE/: 792,100
77.54% of Japan Smaller Capitalization Fund, Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 22.38 M shares in the last 24 months. This purchase volume represents approximately $237.04 M in transactions.