Nuveen Floating Rate Income Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 02/13/2026 | 6.46 M | $50.58 M | -12.11% | 4.01% |
| SIT INVESTMENT ASSOCIATES INC | 02/12/2026 | 4.58 M | $35.84 M | -14.04% | 2.84% |
| INVESCO LTD. | 02/19/2026 | 2.92 M | $22.90 M | 4.08% | 1.82% |
| LPL FINANCIAL LLC | 02/11/2026 | 2.90 M | $22.73 M | -7.81% | 1.80% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 02/17/2026 | 2.77 M | $21.71 M | 100.00% | 1.72% |
| PENSERRA CAPITAL MANAGEMENT LLC | 02/12/2026 | 2.52 M | $19.77 M | 10.20% | 1.57% |
| GUGGENHEIM CAPITAL LLC | 02/17/2026 | 2.19 M | $17.19 M | 1.19% | 1.36% |
| BANK OF AMERICA CORP /DE/ | 02/17/2026 | 2.06 M | $16.13 M | -19.95% | 1.28% |
| CONGRESS PARK CAPITAL LLC | 01/14/2026 | 2.18 M | $17.11 M | -20.81% | 1.16% |
| ICON ADVISERS INC/CO | 02/13/2026 | 1.70 M | $13.29 M | 198.75% | 1.05% |
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 1.62 M | $12.66 M | 158.16% | 1.00% |
| ADVISORS ASSET MANAGEMENT, INC. | 02/12/2026 | 1.41 M | $11.02 M | 2.61% | 0.87% |
| CYNDEO WEALTH PARTNERS, LLC | 01/07/2026 | 1.53 M | $11.98 M | -12.10% | 0.81% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 1.38 M | $10.83 M | 3.30% | 0.74% |
| ROYAL BANK OF CANADA | 02/17/2026 | 1.10 M | $8.61 M | -1.24% | 0.68% |
| LOGAN STONE CAPITAL, LLC | 02/17/2026 | 1.28 M | $10.04 M | 1,096.35% | 0.68% |
| THOMAS J. HERZFELD ADVISORS, INC. | 02/13/2026 | 876.96 K | $6.87 M | -31.91% | 0.54% |
| BALYASNY ASSET MANAGEMENT L.P. | 02/17/2026 | 1.00 M | $7.86 M | 513.60% | 0.53% |
| UBS GROUP AG | 01/29/2026 | 822.48 K | $6.44 M | -16.82% | 0.51% |
| KANEN WEALTH MANAGEMENT LLC | 02/18/2026 | 767.43 K | $6.00 M | 51.10% | 0.48% |
| ENVESTNET ASSET MANAGEMENT INC | 02/10/2026 | 736.69 K | $5.77 M | 14.83% | 0.46% |
| COHEN & STEERS, INC. | 02/13/2026 | 853.26 K | $6.68 M | 0.00% | 0.45% |
| AMERIPRISE FINANCIAL INC | 02/17/2026 | 767.29 K | $6.01 M | 7.95% | 0.41% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 02/17/2026 | 760.51 K | $5.95 M | -14.32% | 0.40% |
| ETHOS FINANCIAL GROUP, LLC | 01/20/2026 | 646.39 K | $5.06 M | -6.58% | 0.40% |
| MARINER INVESTMENT GROUP LLC | 02/25/2026 | 633.49 K | $4.96 M | -71.93% | 0.34% |
| JANE STREET GROUP, LLC | 02/12/2026 | 546.41 K | $4.28 M | 237.38% | 0.29% |
| COASTAL BRIDGE ADVISORS, LLC | 02/18/2026 | 453.83 K | $3.55 M | -15.14% | 0.28% |
| 1607 CAPITAL PARTNERS, LLC | 02/17/2026 | 490.67 K | $3.84 M | 100.00% | 0.26% |
| CETERA INVESTMENT ADVISERS | 02/17/2026 | 390.78 K | $3.06 M | -0.87% | 0.24% |
| J.W. COLE ADVISORS, INC. | 02/11/2026 | 372.65 K | $2.92 M | 0.62% | 0.23% |
| COMMONWEALTH EQUITY SERVICES, LLC | 02/12/2026 | 321.75 K | $2.52 M | -1.81% | 0.20% |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 02/13/2026 | 364.14 K | $2.85 M | 42.51% | 0.19% |
| BAIRD FINANCIAL GROUP, INC. | 02/13/2026 | 306.12 K | $2.40 M | -50.17% | 0.19% |
| GRANITESHARES ADVISORS LLC | 01/27/2026 | 345.20 K | $2.70 M | 1.46% | 0.18% |
| WOLVERINE ASSET MANAGEMENT LLC | 02/02/2026 | 287.15 K | $2.25 M | 331.00% | 0.18% |
| PATHSTONE HOLDINGS, LLC | 02/13/2026 | 279.51 K | $2.19 M | 100.00% | 0.17% |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 02/06/2026 | 252.52 K | $1.98 M | 5.76% | 0.16% |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 02/13/2026 | 251.19 K | $1.97 M | 100.00% | 0.16% |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 01/28/2026 | 289.18 K | $2.27 M | 100.00% | 0.15% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 02/03/2026 | 283.10 K | $2.22 M | 0.22% | 0.15% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 216.89 K | $1.70 M | -6.56% | 0.13% |
| MAREX GROUP PLC | 02/12/2026 | 209.91 K | $1.64 M | 876.31% | 0.13% |
| CAPITAL INVESTMENT ADVISORS, LLC | 01/13/2026 | 235.92 K | $1.85 M | -4.78% | 0.13% |
| NEWEDGE ADVISORS, LLC | 02/18/2026 | 194.75 K | $1.52 M | -4.65% | 0.12% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 02/05/2026 | 190.35 K | $1.49 M | -19.46% | 0.10% |
| AVIANCE CAPITAL PARTNERS, LLC | 02/06/2026 | 184.84 K | $1.45 M | 5.23% | 0.10% |
| CHOREO, LLC | 01/23/2026 | 156.34 K | $1.23 M | 1.32% | 0.08% |
| READYSTATE ASSET MANAGEMENT LP | 02/17/2026 | 128.92 K | $1.01 M | -10.14% | 0.08% |
| XTX TOPCO LTD | 02/17/2026 | 126.76 K | $992.54 K | 100.00% | 0.08% |
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Nuveen Floating Rate Income Fund institutional Ownership - FAQ's
During the previous two years, 259 institutional investors and hedge funds held shares of Nuveen Floating Rate Income Fund. The most heavily invested institutionals were:
MORGAN STANLEY: 6.46 M
SIT INVESTMENT ASSOCIATES INC: 4.58 M
Invesco Ltd.: 2.92 M
LPL Financial LLC: 2.9 M
RIVERNORTH CAPITAL MANAGEMENT, LLC: 2.77 M
Penserra Capital Management LLC: 2.52 M
30.58% of Nuveen Floating Rate Income Fund stock is owned by institutional investors.
Institutional investors have bought a total of 63.25 M shares in the last 24 months. This purchase volume represents approximately $480.05 M in transactions.