Guggenheim Strategic Opportunities Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 11/14/2025 | 8.16 M | $122.18 M | 11.77% | 5.23% |
| LPL FINANCIAL LLC | 11/12/2025 | 2.40 M | $35.96 M | 17.00% | 1.54% |
| VERUS CAPITAL PARTNERS, LLC | 11/10/2025 | 2.27 M | $34.03 M | 21.00% | 1.46% |
| UBS GROUP AG | 11/13/2025 | 1.58 M | $23.69 M | 3.83% | 1.01% |
| CETERA INVESTMENT ADVISERS | 11/14/2025 | 1.20 M | $18.04 M | 77.29% | 0.77% |
| ADVISOR GROUP HOLDINGS, INC. | 11/14/2025 | 951.69 K | $14.21 M | 23.45% | 0.61% |
| MML INVESTORS SERVICES, LLC | 11/14/2025 | 831.42 K | $12.45 M | 3.76% | 0.53% |
| CREATIVEONE WEALTH, LLC | 11/13/2025 | 820.05 K | $12.28 M | 10.72% | 0.53% |
| ENVESTNET ASSET MANAGEMENT INC | 11/05/2025 | 796.77 K | $11.94 M | 9.03% | 0.51% |
| ROYAL BANK OF CANADA | 11/14/2025 | 761.25 K | $11.40 M | 15.49% | 0.49% |
| RAYMOND JAMES FINANCIAL INC | 11/14/2025 | 706.97 K | $10.59 M | -26.23% | 0.45% |
| BANK OF AMERICA CORP /DE/ | 02/03/2026 | 504.37 K | $7.56 M | -8.47% | 0.32% |
| SECURE ASSET MANAGEMENT, LLC | 10/09/2025 | 472.50 K | $7.12 M | 8.96% | 0.30% |
| PETRA FINANCIAL ADVISORS INC | 11/07/2025 | 455.83 K | $6.83 M | 2.42% | 0.29% |
| PRIME CAPITAL INVESTMENT ADVISORS, LLC | 11/05/2025 | 441.50 K | $6.61 M | 3.92% | 0.28% |
| TRUIST FINANCIAL CORP | 11/03/2025 | 424.48 K | $6.36 M | 34.19% | 0.27% |
| JANNEY MONTGOMERY SCOTT LLC | 10/27/2025 | 369.46 K | $5.54 M | 30.22% | 0.24% |
| COHEN & STEERS, INC. | 11/14/2025 | 336.79 K | $5.05 M | -2.88% | 0.22% |
| BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. | 11/14/2025 | 309.57 K | $4.64 M | 100.00% | 0.20% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 11/12/2025 | 291.62 K | $4.37 M | 23.48% | 0.19% |
| RETIREMENT PLANNING GROUP | 10/27/2025 | 273.90 K | $4.10 M | 137.31% | 0.18% |
| INTEGRATED WEALTH CONCEPTS LLC | 11/14/2025 | 236.23 K | $3.54 M | 13.75% | 0.15% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/22/2025 | 231.47 K | $3.47 M | -23.00% | 0.15% |
| RICHMOND BROTHERS, INC. | 11/10/2025 | 229.33 K | $3.44 M | -3.81% | 0.15% |
| VESTMARK ADVISORY SOLUTIONS, INC. | 11/10/2025 | 229.30 K | $3.43 M | 100.00% | 0.15% |
| MOUNT YALE INVESTMENT ADVISORS, LLC | 11/14/2025 | 229.30 K | $3.43 M | 100.00% | 0.15% |
| ILLUMINE INVESTMENT MANAGEMENT, LLC | 11/04/2025 | 225.88 K | $3.38 M | 4.17% | 0.14% |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | 11/12/2025 | 215.90 K | $3.23 M | -4.99% | 0.14% |
| BAY COLONY ADVISORY GROUP, INC D/B/A BAY COLONY ADVISORS | 10/24/2025 | 202.33 K | $3.03 M | -9.16% | 0.13% |
| MARKS GROUP WEALTH MANAGEMENT, INC | 11/10/2025 | 196.26 K | $2.94 M | 0.00% | 0.13% |
| BAIRD FINANCIAL GROUP, INC. | 11/13/2025 | 189.10 K | $2.83 M | -5.39% | 0.12% |
| PNC FINANCIAL SERVICES GROUP, INC. | 11/07/2025 | 186.39 K | $2.79 M | 31.77% | 0.12% |
| WEDBUSH SECURITIES INC | 11/06/2025 | 178.96 K | $2.68 M | 1.15% | 0.11% |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | 11/05/2025 | 162.27 K | $2.43 M | 75.15% | 0.10% |
| PRINCIPAL SECURITIES, INC. | 11/12/2025 | 153.56 K | $2.30 M | 5.57% | 0.10% |
| GREAT VALLEY ADVISOR GROUP, INC. | 11/14/2025 | 142.04 K | $2.13 M | -4.88% | 0.09% |
| TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS | 11/13/2025 | 141.86 K | $2.13 M | 100.00% | 0.09% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 11/12/2025 | 133.60 K | $2.00 M | 2.81% | 0.09% |
| PRIVATE ADVISOR GROUP, LLC | 11/13/2025 | 132.18 K | $1.98 M | 28.95% | 0.08% |
| KESTRA ADVISORY SERVICES, LLC | 11/14/2025 | 128.58 K | $1.93 M | -0.10% | 0.08% |
| NEWEDGE ADVISORS, LLC | 11/17/2025 | 118.17 K | $1.77 M | 9.67% | 0.08% |
| ALMANACK INVESTMENT PARTNERS, LLC. | 10/22/2025 | 118.06 K | $1.77 M | -48.69% | 0.08% |
| FOUNDERS FINANCIAL ALLIANCE, LLC | 11/07/2025 | 116.50 K | $1.75 M | 3.86% | 0.07% |
| CAPITAL INVESTMENT ADVISORY SERVICES, LLC | 11/05/2025 | 106.61 K | $1.60 M | 27.30% | 0.07% |
| SMITH ASSET MANAGEMENT CO., LLC | 11/03/2025 | 101.87 K | $1.53 M | 44.06% | 0.07% |
| CARY STREET PARTNERS FINANCIAL LLC | 11/10/2025 | 101.40 K | $1.52 M | 100.00% | 0.07% |
| AUSDAL FINANCIAL PARTNERS, INC. | 11/14/2025 | 100.59 K | $1.51 M | 28.11% | 0.06% |
| IFG ADVISORY, LLC | 11/12/2025 | 98.05 K | $1.47 M | 9.31% | 0.06% |
| GRIDIRON PARTNERS, LLC | 10/14/2025 | 94.77 K | $149.80 K | 847.65% | 0.06% |
| MUTUAL ADVISORS, LLC | 11/04/2025 | 94.06 K | $1.30 M | 1.65% | 0.06% |
Explore Related Stocks for Market Trends
Explore our related stocks for the latest market trends and stock news to stay informed and make better decisions.
Guggenheim Strategic Opportunities Fund institutional Ownership - FAQ's
During the previous two years, 193 institutional investors and hedge funds held shares of Guggenheim Strategic Opportunities Fund. The most heavily invested institutionals were:
TRUIST FINANCIAL CORP: 766,936
Secure Asset Management, LLC: 545,539
PETRA FINANCIAL ADVISORS INC: 458,316
Prime Capital Investment Advisors, LLC: 421,719
Retirement Planning Group: 287,555
Noble Wealth Management PBC: 132,565
20.60% of Guggenheim Strategic Opportunities Fund stock is owned by institutional investors.
Institutional investors have bought a total of 30.82 M shares in the last 24 months. This purchase volume represents approximately $381.25 M in transactions.