First Trust NYSE Arca Biotechnology Index Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 11/14/2025 | 339.45 K | $60.86 M | -1.68% | 5.71% |
| LPL FINANCIAL LLC | 11/12/2025 | 200.65 K | $35.97 M | 3.55% | 3.38% |
| BANK OF AMERICA CORP /DE/ | 02/03/2026 | 189.20 K | $33.92 M | -1.74% | 3.18% |
| WELLS FARGO & COMPANY/MN | 11/13/2025 | 183.60 K | $32.92 M | -2.92% | 3.09% |
| UBS GROUP AG | 11/13/2025 | 160.29 K | $28.74 M | -0.04% | 2.70% |
| ROYAL BANK OF CANADA | 11/14/2025 | 152.70 K | $27.38 M | -0.63% | 2.57% |
| RAYMOND JAMES FINANCIAL INC | 11/14/2025 | 137.54 K | $24.66 M | -4.68% | 2.31% |
| ENVESTNET ASSET MANAGEMENT INC | 11/05/2025 | 120.92 K | $21.68 M | 0.36% | 2.04% |
| BERGER FINANCIAL GROUP, INC | 10/14/2025 | 115.50 K | $20.71 M | 2.19% | 1.94% |
| ADVISOR GROUP HOLDINGS, INC. | 11/14/2025 | 55.47 K | $9.76 M | 46.58% | 0.93% |
| CETERA INVESTMENT ADVISERS | 11/14/2025 | 52.81 K | $9.47 M | 16.27% | 0.89% |
| STIFEL FINANCIAL CORP | 11/12/2025 | 51.94 K | $9.31 M | 13.96% | 0.87% |
| AMERIPRISE FINANCIAL INC | 11/14/2025 | 45.67 K | $8.19 M | 8.17% | 0.77% |
| TRUIST FINANCIAL CORP | 11/03/2025 | 45.33 K | $8.13 M | 0.21% | 0.76% |
| MODERN WEALTH MANAGEMENT, LLC | 11/12/2025 | 41.08 K | $7.37 M | -2.26% | 0.69% |
| ASSETMARK, INC | 11/06/2025 | 40.54 K | $7.27 M | 6.44% | 0.68% |
| D.A. DAVIDSON & CO. | 10/22/2025 | 39.31 K | $7.05 M | 1.24% | 0.67% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2025 | 39.29 K | $7.04 M | -19.24% | 0.66% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 11/12/2025 | 36.98 K | $6.63 M | 4.64% | 0.62% |
| BENJAMIN EDWARDS INC | 10/23/2025 | 31.61 K | $5.67 M | 9.73% | 0.53% |
| TD WATERHOUSE CANADA INC. | 11/03/2025 | 29.76 K | $5.50 M | -14.05% | 0.50% |
| INDEPENDENT ADVISOR ALLIANCE | 11/04/2025 | 29.61 K | $5.31 M | 4.85% | 0.50% |
| HARTFORD FINANCIAL MANAGEMENT INC. | 10/28/2025 | 29.48 K | $5.29 M | -3.65% | 0.50% |
| JANNEY MONTGOMERY SCOTT LLC | 10/27/2025 | 29.30 K | $5.25 M | 3.64% | 0.49% |
| INTEGRATED WEALTH CONCEPTS LLC | 11/14/2025 | 28.96 K | $5.19 M | -3.52% | 0.49% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/22/2025 | 28.46 K | $5.10 M | -20.44% | 0.48% |
| ARLINGTON FINANCIAL ADVISORS, LLC | 10/10/2025 | 27.54 K | $4.94 M | 3.10% | 0.46% |
| CITADEL ADVISORS LLC | 11/14/2025 | 26.10 K | $4.68 M | 359.62% | 0.44% |
| RPG INVESTMENT ADVISORY, LLC | 10/23/2025 | 23.65 K | $4.24 M | -4.53% | 0.40% |
| SFI ADVISORS, LLC | 10/29/2025 | 23.18 K | $4.16 M | -2.59% | 0.39% |
| HIGHTOWER ADVISORS, LLC | 11/07/2025 | 18.83 K | $3.38 M | 3.02% | 0.32% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2025 | 18.80 K | $3.37 M | 26.17% | 0.32% |
| HOLISTIC FINANCIAL PARTNERS | 11/07/2025 | 18.40 K | $3.30 M | 2.66% | 0.31% |
| KESTRA ADVISORY SERVICES, LLC | 11/14/2025 | 17.93 K | $3.22 M | 10.11% | 0.30% |
| JPMORGAN CHASE & CO | 11/26/2025 | 13.15 K | $2.36 M | -4.10% | 0.22% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 11/14/2025 | 12.91 K | $2.32 M | 4.02% | 0.22% |
| CITIGROUP INC | 11/10/2025 | 12.84 K | $2.30 M | 5.57% | 0.22% |
| JANE STREET GROUP, LLC | 11/14/2025 | 12.28 K | $2.20 M | -21.92% | 0.21% |
| NAVELLIER & ASSOCIATES INC | 11/06/2025 | 11.66 K | $2.09 M | 100.00% | 0.20% |
| TWO SIGMA INVESTMENTS, LP | 11/14/2025 | 11.30 K | $2.03 M | -3.42% | 0.19% |
| JUNCTURE WEALTH STRATEGIES, LLC | 10/14/2025 | 10.80 K | $1.94 M | -2.50% | 0.18% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 10/29/2025 | 10.77 K | $2.01 M | -0.03% | 0.18% |
| AE WEALTH MANAGEMENT LLC | 11/03/2025 | 10.75 K | $1.93 M | -2.82% | 0.18% |
| B. RILEY WEALTH ADVISORS, INC. | 10/31/2025 | 10.73 K | $1.92 M | 12.63% | 0.18% |
| IFP ADVISORS, INC | 02/06/2026 | 10.63 K | $1.90 M | 3.28% | 0.18% |
| BROWN ADVISORY INC | 11/14/2025 | 10.49 K | $1.88 M | 0.00% | 0.18% |
| PROSPERA FINANCIAL SERVICES INC | 11/06/2025 | 9.31 K | $1.67 M | 7.28% | 0.16% |
| TEXAS YALE CAPITAL CORP. | 11/07/2025 | 9.30 K | $1.67 M | 0.00% | 0.16% |
| ANCORA ADVISORS, LLC | 11/14/2025 | 9.14 K | $1.64 M | -6.30% | 0.15% |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 11/17/2025 | 8.87 K | $1.59 M | -1.31% | 0.15% |
First Trust NYSE Arca Biotechnology Index Fund institutional Ownership - FAQ's
During the previous two years, 287 institutional investors and hedge funds held shares of First Trust NYSE Arca Biotechnology Index Fund. The most heavily invested institutionals were:
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO: 577,231
Berger Financial Group, Inc: 114,950
Stonebridge Financial Group, LLC: 71,346
TRUIST FINANCIAL CORP: 55,228
BENJAMIN EDWARDS INC: 30,480
Hartford Financial Management Inc.: 29,155
51.02% of First Trust NYSE Arca Biotechnology Index Fund stock is owned by institutional investors.
Institutional investors have bought a total of 4.99 M shares in the last 24 months. This purchase volume represents approximately $1.06 B in transactions.