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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 05/10/2024 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3.48 M | $34.78 M | -2.53% | 34.71% |
| 05/14/2024 | LAZARD ASSET MANAGEMENT LLC | 1.26 M | $12.58 M | -5.93% | 12.55% |
| 04/29/2024 | ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 1.02 M | $10.22 M | -8.93% | 10.20% |
| 05/13/2024 | 1607 CAPITAL PARTNERS, LLC | 333,822 | $3.33 M | -0.77% | 3.33% |
| 05/13/2024 | KARPUS MANAGEMENT, INC. | 84,427 | $843,421 | -0.43% | 0.84% |
| 05/09/2024 | IAT REINSURANCE CO LTD. | 68,399 | $683,306 | 0.00% | 0.68% |
| 05/13/2024 | SHAKER FINANCIAL SERVICES, LLC | 52,069 | $520,170 | 0.00% | 0.52% |
| 05/02/2024 | CHOREO, LLC | 38,320 | $382,818 | 0.19% | 0.38% |
| 05/15/2024 | VISTA INVESTMENT MANAGEMENT | 29,289 | $292,597 | 8.15% | 0.29% |
| 05/15/2024 | FIRST WILSHIRE SECURITIES MANAGEMENT INC | 16,674 | $167,000 | -5.63% | 0.17% |
| 05/13/2024 | STRS OHIO | 14,230 | $142,000 | 0.00% | 0.14% |
| 04/30/2024 | PRIVATE ADVISOR GROUP, LLC | 10,618 | $106,077 | -62.48% | 0.11% |
| 05/15/2024 | BANK OF AMERICA CORP /DE/ | 7,751 | $77,436 | -8.40% | 0.08% |
| 05/15/2024 | MORGAN STANLEY | 7,027 | $70,208 | -5.89% | 0.07% |
| 05/10/2024 | PNC FINANCIAL SERVICES GROUP, INC. | 1,620 | $16,184 | 0.00% | 0.02% |
| 05/15/2024 | ROYAL BANK OF CANADA | 1,447 | $14,000 | 0.00% | 0.01% |
| 05/10/2024 | WELLS FARGO & COMPANY/MN | 685 | $6,839 | 0.00% | 0.01% |
| 05/01/2024 | HOLLENCREST CAPITAL MANAGEMENT | 412 | $4,116 | 0.00% | 0.00% |
| 04/19/2024 | FINANCIAL PERSPECTIVES, INC | 133 | $1,329 | 0.00% | 0.00% |
| 04/15/2024 | SUNBELT SECURITIES, INC. | 80 | $799 | 0.00% | 0.00% |
| 05/13/2024 | UBS GROUP AG | 70 | $699 | -98.06% | 0.00% |
| 05/13/2024 | WOLVERINE ASSET MANAGEMENT LLC | 0 | $0 | -100.00% | 0.00% |
| 05/07/2024 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | $0 | -100.00% | 0.00% |
| 05/08/2024 | INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/14/2024 | QUBE RESEARCH & TECHNOLOGIES LTD | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | LM ADVISORS LLC | 0 | $0 | -100.00% | 0.00% |
A. During the previous two years, 47 institutional investors and hedge funds held shares of The China Fund, Inc.. The most heavily invested institutionals were:
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD: 3.48 M
LAZARD ASSET MANAGEMENT LLC: 1.26 M
Allspring Global Investments Holdings, LLC: 1.02 M
1607 Capital Partners, LLC: 333,822
Karpus Management, Inc.: 84,427
IAT REINSURANCE CO LTD.: 68,399
A. 64.11% of The China Fund, Inc. stock is owned by institutional investors.
A. Institutional investors have bought a total of 8.15 M shares in the last 24 months. This purchase volume represents approximately $82.50 M in transactions.
