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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 11/14/2022 | MORGAN STANLEY | 1.27 M | $1.52 M | 0.00% | 0.46% |
| 11/15/2022 | JANE STREET GROUP, LLC | 76,279 | $91,000 | 100.00% | 0.03% |
| 11/10/2022 | MARINER, LLC | 70,221 | $84,000 | 100.00% | 0.03% |
| 11/14/2022 | BUCKINGHAM STRATEGIC PARTNERS | 50,000 | $60,000 | 100.00% | 0.02% |
| 11/14/2022 | ADVISOR GROUP HOLDINGS, INC. | 38,000 | $45,000 | 100.00% | 0.01% |
| 11/10/2022 | UBS GROUP AG | 34,314 | $41,000 | 100.00% | 0.01% |
| 11/10/2022 | ENVESTNET ASSET MANAGEMENT INC | 24,941 | $30,000 | 13.65% | 0.01% |
| 10/24/2022 | THRIVE WEALTH MANAGEMENT, LLC | 23,880 | $28,000 | 100.00% | 0.01% |
| 11/07/2022 | VIRTU FINANCIAL LLC | 20,567 | $24,000 | 100.00% | 0.01% |
| 11/14/2022 | SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLC | 18,600 | $22,000 | 100.00% | 0.01% |
| 11/14/2022 | GSA CAPITAL PARTNERS LLP | 11,000 | $13,000 | 100.00% | 0.00% |
| 11/14/2022 | CITADEL ADVISORS LLC | 10,825 | $13,000 | 100.00% | 0.00% |
| 11/14/2022 | BAYESIAN CAPITAL MANAGEMENT, LP | 10,800 | $13,000 | 100.00% | 0.00% |
| 11/03/2022 | BARCLAYS PLC | 10,000 | $12,000 | 100.00% | 0.00% |
| 11/10/2022 | FMR LLC | 2,469 | $3,000 | 34.33% | 0.00% |
| 11/14/2022 | RETIREMENT GROUP, LLC | 1,500 | $2,000 | 100.00% | 0.00% |
| 11/15/2022 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 0.00% |
| 11/14/2022 | TWO SIGMA SECURITIES, LLC | 0 | $0 | -100.00% | 0.00% |
A. 1.21% of AMTD IDEA Group stock is owned by institutional investors.
