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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 05/14/2024 | INVESCO LTD. | 1.82 M | $4.83 M | 9.21% | 2.12% |
| 05/15/2024 | BARCLAYS PLC | 1.04 M | $2.76 M | 258.62% | 1.21% |
| 05/10/2024 | VANGUARD GROUP INC | 913,966 | $2.42 M | 0.27% | 1.06% |
| 05/10/2024 | BLACKROCK INC. | 522,783 | $1.39 M | -4.01% | 0.61% |
| 05/13/2024 | GEODE CAPITAL MANAGEMENT, LLC | 233,270 | $618,283 | 1.67% | 0.27% |
| 05/15/2024 | BARCLAYS PLC | 205,793 | $546,000 | 758.01% | 0.24% |
| 05/07/2024 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 184,200 | $488,130 | -78.74% | 0.21% |
| 05/14/2024 | STIFEL FINANCIAL CORP | 172,165 | $456,239 | 15.13% | 0.20% |
| 05/07/2024 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 145,800 | $386,370 | -19.18% | 0.17% |
| 05/15/2024 | STATE STREET CORP | 131,690 | $348,979 | 0.00% | 0.15% |
| 05/15/2024 | CITADEL ADVISORS LLC | 128,906 | $341,601 | 100.00% | 0.15% |
| 05/15/2024 | KESTRA ADVISORY SERVICES, LLC | 123,500 | $327,275 | 0.41% | 0.14% |
| 05/09/2024 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 99,549 | $263,805 | 2.67% | 0.12% |
| 05/15/2024 | MORGAN STANLEY | 93,168 | $246,896 | 3.77% | 0.11% |
| 05/14/2024 | NORTHERN TRUST CORP | 92,589 | $245,361 | 0.16% | 0.11% |
| 05/15/2024 | CITADEL ADVISORS LLC | 67,300 | $178,345 | -8.81% | 0.08% |
| 05/10/2024 | LPL FINANCIAL LLC | 60,385 | $160,020 | 3.35% | 0.07% |
| 05/09/2024 | BELVEDERE TRADING LLC | 60,000 | $159,000 | -49.32% | 0.07% |
| 05/15/2024 | MILLENNIUM MANAGEMENT LLC | 57,042 | $151,161 | 318.93% | 0.07% |
| 05/15/2024 | SQUAREPOINT OPS LLC | 48,629 | $128,867 | 100.00% | 0.06% |
| 05/03/2024 | GSA CAPITAL PARTNERS LLP | 28,579 | $76,000 | 100.00% | 0.03% |
| 04/25/2024 | SIMPLEX TRADING, LLC | 25,093 | $66,000 | 100.00% | 0.03% |
| 05/15/2024 | CITADEL ADVISORS LLC | 23,700 | $62,805 | 451.16% | 0.03% |
| 05/16/2024 | JANE STREET GROUP, LLC | 22,433 | $59,448 | -19.63% | 0.03% |
| 04/25/2024 | BANK OF NEW YORK MELLON CORP | 13,531 | $35,856 | -12.24% | 0.02% |
| 05/13/2024 | NUVEEN ASSET MANAGEMENT, LLC | 13,071 | $34,638 | 0.00% | 0.02% |
| 05/13/2024 | JUMP FINANCIAL, LLC | 12,961 | $34,347 | 100.00% | 0.02% |
| 05/13/2024 | PATHSTONE HOLDINGS, LLC | 12,690 | $33,629 | -61.18% | 0.01% |
| 05/16/2024 | B. RILEY WEALTH ADVISORS, INC. | 12,200 | $57,828 | -22.66% | 0.01% |
| 05/14/2024 | ALLIANCEBERNSTEIN L.P. | 12,160 | $32,224 | 0.00% | 0.01% |
| 05/07/2024 | NEW YORK STATE COMMON RETIREMENT FUND | 12,037 | $32,000 | 0.00% | 0.01% |
| 05/15/2024 | INTEGRATED WEALTH CONCEPTS LLC | 11,000 | $29,150 | 0.00% | 0.01% |
| 05/10/2024 | ADVISOR GROUP HOLDINGS, INC. | 6,484 | $17,183 | 18.97% | 0.01% |
| 05/13/2024 | UBS GROUP AG | 5,441 | $14,419 | -7.75% | 0.01% |
| 05/09/2024 | RHUMBLINE ADVISERS | 5,241 | $13,882 | -1.91% | 0.01% |
| 05/15/2024 | TOWER RESEARCH CAPITAL LLC (TRC) | 5,212 | $13,812 | -36.84% | 0.01% |
| 04/10/2024 | BANQUE CANTONALE VAUDOISE | 2,800 | $7,000 | 0.00% | 0.00% |
| 05/13/2024 | AMERICAN INTERNATIONAL GROUP, INC. | 2,757 | $7,306 | 1.40% | 0.00% |
| 05/15/2024 | BANK OF AMERICA CORP /DE/ | 2,614 | $6,928 | -71.66% | 0.00% |
| 05/10/2024 | GROUP ONE TRADING, L.P. | 2,426 | $6,429 | -84.47% | 0.00% |
| 05/10/2024 | JPMORGAN CHASE & CO | 2,338 | $6,196 | -62.95% | 0.00% |
| 04/19/2024 | CUTLER GROUP LLC / CA | 2,100 | $5,000 | -24.62% | 0.00% |
| 05/10/2024 | WELLS FARGO & COMPANY/MN | 2,017 | $5,346 | 14.67% | 0.00% |
| 05/30/2024 | CAMBRIDGE TRUST CO | 2,000 | $5,300 | 0.00% | 0.00% |
| 04/11/2024 | DHJJ FINANCIAL ADVISORS, LTD. | 2,000 | $5,300 | 0.00% | 0.00% |
| 05/13/2024 | FMR LLC | 1,547 | $4,100 | 113.09% | 0.00% |
| 05/13/2024 | STRS OHIO | 1,000 | $2,000 | -9.09% | 0.00% |
| 05/10/2024 | CITIGROUP INC | 925 | $2,452 | 51.64% | 0.00% |
| 07/01/2024 | LEGAL & GENERAL GROUP PLC | 699 | $1,852 | 0.00% | 0.00% |
| 05/16/2024 | CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 635 | $1,683 | -29.44% | 0.00% |
A. During the previous two years, 66 institutional investors and hedge funds held shares of Amprius Technologies, Inc.. The most heavily invested institutionals were:
Invesco Ltd.: 1.82 M
VANGUARD GROUP INC: 913,966
BlackRock Inc.: 522,783
GEODE CAPITAL MANAGEMENT, LLC: 233,270
BARCLAYS PLC: 205,793
STIFEL FINANCIAL CORP: 172,165
A. 5.72% of Amprius Technologies, Inc. stock is owned by institutional investors.
A. Institutional investors have bought a total of 6.23 M shares in the last 24 months. This purchase volume represents approximately $7.82 M in transactions.
