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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 07/28/2023 | ALPHAMARK ADVISORS, LLC | 389 | $1,000 | -93.32% | 0.00% |
| 08/14/2023 | BANK OF AMERICA CORP /DE/ | 0 | $0 | -100.00% | 0.00% |
| 08/15/2023 | WELLS FARGO & COMPANY/MN | 0 | $0 | -100.00% | 0.00% |
| 08/11/2023 | NORTHERN TRUST CORP | 0 | $0 | -100.00% | 0.00% |
| 08/14/2023 | STATE STREET CORP | 0 | $0 | -100.00% | 0.00% |
| 08/14/2023 | VANGUARD GROUP INC | 0 | $0 | -100.00% | 0.00% |
| 07/14/2023 | FIRST FINANCIAL CORP /IN/ | 0 | $0 | -100.00% | 0.00% |
| 08/14/2023 | STIFEL FINANCIAL CORP | 0 | $0 | -100.00% | 0.00% |
| 07/19/2023 | PLANNING DIRECTIONS INC | 0 | $0 | -100.00% | 0.00% |
| 08/14/2023 | MORGAN STANLEY | 0 | $0 | -100.00% | 0.00% |
| 08/14/2023 | ROYAL BANK OF CANADA | 0 | $0 | -100.00% | 0.00% |
| 08/11/2023 | RENAISSANCE TECHNOLOGIES LLC | 0 | $0 | -100.00% | 0.00% |
| 07/27/2023 | VICTORY CAPITAL MANAGEMENT INC | 0 | $0 | -100.00% | 0.00% |
| 08/14/2023 | MILLENNIUM MANAGEMENT LLC | 0 | $0 | -100.00% | 0.00% |
| 07/20/2023 | GUILD INVESTMENT MANAGEMENT, INC. | 0 | $0 | -100.00% | 0.00% |
| 08/11/2023 | BLACKROCK INC. | 0 | $0 | -100.00% | 0.00% |
| 08/11/2023 | MARINER, LLC | 0 | $0 | -100.00% | 0.00% |
| 08/03/2023 | BANK OF NEW YORK MELLON CORP | 0 | $0 | -100.00% | 0.00% |
| 07/13/2023 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 0 | $0 | -100.00% | 0.00% |
| 08/14/2023 | CITADEL ADVISORS LLC | 0 | $0 | -100.00% | 0.00% |
| 08/14/2023 | TOWER RESEARCH CAPITAL LLC (TRC) | 0 | $0 | -100.00% | 0.00% |
| 08/10/2023 | CETERA ADVISORS LLC | 0 | $0 | -100.00% | 0.00% |
| 07/25/2023 | UNITED ASSET STRATEGIES, INC. | 0 | $0 | -100.00% | 0.00% |
| 08/09/2023 | ARETE WEALTH ADVISORS, LLC | 0 | $0 | -100.00% | 0.00% |
| 08/11/2023 | UBS GROUP AG | 0 | $0 | -100.00% | 0.00% |
| 07/25/2023 | IQ EQ FUND MANAGEMENT (IRELAND) LTD | 0 | $0 | -100.00% | 0.00% |
| 08/11/2023 | VIDENT INVESTMENT ADVISORY, LLC | 0 | $0 | -100.00% | 0.00% |
| 08/14/2023 | SQUAREPOINT OPS LLC | 0 | $0 | -100.00% | 0.00% |
| 08/17/2023 | COASTAL BRIDGE ADVISORS, LLC | 0 | $0 | -100.00% | 0.00% |
| 08/21/2023 | ADVISOR GROUP HOLDINGS, INC. | 0 | $0 | -100.00% | 0.00% |
| 08/02/2023 | MCADAM, LLC | 0 | $0 | -100.00% | 0.00% |
| 08/02/2023 | MERIDIAN WEALTH MANAGEMENT, LLC | 0 | $0 | -100.00% | 0.00% |
| 07/21/2023 | KOVACK ADVISORS, INC. | 0 | $0 | -100.00% | 0.00% |
| 08/14/2023 | ROCKEFELLER CAPITAL MANAGEMENT L.P. | 0 | $0 | -100.00% | 0.00% |
| 07/07/2023 | COOPER FINANCIAL GROUP | 0 | $0 | -100.00% | 0.00% |
| 08/11/2023 | RETIREMENT PLANNING CO OF NEW ENGLAND, INC. | 0 | $0 | -100.00% | 0.00% |
| 07/21/2023 | NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | 0 | $0 | -100.00% | 0.00% |
A. During the previous two years, 8 institutional investors and hedge funds held shares of The Alkaline Water Company Inc.. The most heavily invested institutionals were:
Vident Investment Advisory, LLC: 0
Livingston Group Asset Management CO (operating as Southport Capital Management): 20,000
Hoover Financial Advisors, Inc.: 125
Pinnacle Advisory Group, Inc.: 40,000
Winslow, Evans & Crocker, Inc.: 1,000
Beacon Pointe Wealth Advisors, LLC: 23,474
A. 0.00% of The Alkaline Water Company Inc. stock is owned by institutional investors.
A. Institutional investors have bought a total of 107,459 shares in the last 24 months. This purchase volume represents approximately $11 in transactions.
