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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 05/09/2023 | US BANCORP \DE\ | 0 | $0 | -100.00% | 0.00% |
| 05/12/2023 | WELLS FARGO & COMPANY/MN | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | NORTHERN TRUST CORP | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | STATE STREET CORP | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | PNC FINANCIAL SERVICES GROUP, INC. | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 0.00% |
| 05/15/2023 | MORGAN STANLEY | 0 | $0 | -100.00% | 0.00% |
| 04/17/2023 | PARSONS CAPITAL MANAGEMENT INC/RI | 0 | $0 | -100.00% | 0.00% |
| 05/12/2023 | RENAISSANCE TECHNOLOGIES LLC | 0 | $0 | -100.00% | 0.00% |
| 05/09/2023 | INGALLS & SNYDER LLC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | GEODE CAPITAL MANAGEMENT, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | MILLENNIUM MANAGEMENT LLC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | CITADEL ADVISORS LLC | 0 | $0 | -100.00% | 0.00% |
| 05/17/2023 | B. RILEY WEALTH ADVISORS, INC. | 0 | $0 | -100.00% | 0.00% |
| 05/12/2023 | HRT FINANCIAL LP | 0 | $0 | -100.00% | 0.00% |
| 04/27/2023 | SIMPLEX TRADING, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/09/2023 | TOWER RESEARCH CAPITAL LLC (TRC) | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | CETERA ADVISOR NETWORKS LLC | 0 | $0 | -100.00% | 0.00% |
| 05/16/2023 | JANE STREET GROUP, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/12/2023 | UBS GROUP AG | 0 | $0 | -100.00% | 0.00% |
| 04/14/2023 | AE WEALTH MANAGEMENT LLC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | BUCKINGHAM STRATEGIC PARTNERS | 0 | $0 | -100.00% | 0.00% |
A. During the previous two years, 1 institutional investors and hedge funds held shares of WiSA Technologies, Inc.. The most heavily invested institutionals were:
B. Riley Wealth Management, Inc.: 18,500
A. Institutional investors have bought a total of 18,500 shares in the last 24 months. This purchase volume represents approximately $56,059 in transactions.
