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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 05/13/2024 | EVERSOURCE WEALTH ADVISORS, LLC | 40 | $3 | 0.00% | 0.00% |
| 05/15/2024 | BOKF, NA | 0 | $0 | -100.00% | 0.00% |
| 05/14/2024 | SYNOVUS FINANCIAL CORP | 0 | $0 | -100.00% | 0.00% |
| 05/10/2024 | JPMORGAN CHASE & CO | 0 | $0 | -100.00% | 0.00% |
| 05/13/2024 | FRANKLIN RESOURCES INC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | BANK OF AMERICA CORP /DE/ | 0 | $0 | -100.00% | 0.00% |
| 05/10/2024 | WELLS FARGO & COMPANY/MN | 0 | $0 | -100.00% | 0.00% |
| 05/14/2024 | NORTHERN TRUST CORP | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | STATE STREET CORP | 0 | $0 | -100.00% | 0.00% |
| 05/10/2024 | VANGUARD GROUP INC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | STEPHENS INC /AR/ | 0 | $0 | -100.00% | 0.00% |
| 05/09/2024 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | GOLDMAN SACHS GROUP INC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | MORGAN STANLEY | 0 | $0 | -100.00% | 0.00% |
| 05/09/2024 | BLAIR WILLIAM & CO/IL | 0 | $0 | -100.00% | 0.00% |
| 05/01/2024 | STONEX GROUP INC. | 0 | $0 | -100.00% | 0.00% |
| 05/13/2024 | BANK OF MONTREAL /CAN/ | 0 | $0 | -100.00% | 0.00% |
| 05/10/2024 | GROUP ONE TRADING, L.P. | 0 | $0 | -100.00% | 0.00% |
| 05/03/2024 | COMMERCE BANK | 0 | $0 | -100.00% | 0.00% |
| 05/13/2024 | RENAISSANCE TECHNOLOGIES LLC | 0 | $0 | -100.00% | 0.00% |
| 05/14/2024 | HORIZON KINETICS ASSET MANAGEMENT LLC | 0 | $0 | -100.00% | 0.00% |
| 04/22/2024 | RAYMOND JAMES & ASSOCIATES | 0 | $0 | -100.00% | 0.00% |
| 05/09/2024 | RHUMBLINE ADVISERS | 0 | $0 | -100.00% | 0.00% |
| 05/01/2024 | BNP PARIBAS ARBITRAGE, SNC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | TWO SIGMA INVESTMENTS, LP | 0 | $0 | -100.00% | 0.00% |
| 05/13/2024 | GEODE CAPITAL MANAGEMENT, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | MILLENNIUM MANAGEMENT LLC | 0 | $0 | -100.00% | 0.00% |
| 05/10/2024 | CIBC PRIVATE WEALTH GROUP, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/01/2024 | JANNEY MONTGOMERY SCOTT LLC | 0 | $0 | -100.00% | 0.00% |
| 05/10/2024 | BLACKROCK INC. | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | DISCOVERY CAPITAL MANAGEMENT, LLC / CT | 0 | $0 | -100.00% | 0.00% |
| 04/25/2024 | BANK OF NEW YORK MELLON CORP | 0 | $0 | -100.00% | 0.00% |
| 05/10/2024 | LPL FINANCIAL LLC | 0 | $0 | -100.00% | 0.00% |
| 04/12/2024 | ADVISORNET FINANCIAL, INC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | CITADEL ADVISORS LLC | 0 | $0 | -100.00% | 0.00% |
| 04/09/2024 | WELCH GROUP, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/07/2024 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | TWO SIGMA SECURITIES, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/03/2024 | SIGNATUREFD, LLC | 0 | $0 | -100.00% | 0.00% |
| 04/12/2024 | HARBOR INVESTMENT ADVISORY, LLC | 0 | $0 | -100.00% | 0.00% |
| 04/25/2024 | MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | 0 | $0 | -100.00% | 0.00% |
| 05/14/2024 | FREESTONE CAPITAL HOLDINGS, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | TWO SIGMA ADVISERS, LP | 0 | $0 | -100.00% | 0.00% |
| 05/10/2024 | VAN CLEEF ASSET MANAGEMENT,INC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | MSD PARTNERS, L.P. | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | TOWER RESEARCH CAPITAL LLC (TRC) | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | CETERA ADVISOR NETWORKS LLC | 0 | $0 | -100.00% | 0.00% |
| 05/13/2024 | CREATIVE PLANNING | 0 | $0 | -100.00% | 0.00% |
| 04/25/2024 | CHICAGO PARTNERS INVESTMENT GROUP LLC | 0 | $0 | -100.00% | 0.00% |
| 05/14/2024 | CERITY PARTNERS LLC | 0 | $0 | -100.00% | 0.00% |
A. During the previous two years, 147 institutional investors and hedge funds held shares of Alaunos Therapeutics, Inc.. The most heavily invested institutionals were:
EverSource Wealth Advisors, LLC: 40
Squarepoint Ops LLC: 0
Chicago Partners Investment Group LLC: 0
MAGNOLIA CAPITAL ADVISORS LLC: 0
Freestone Capital Holdings, LLC: 0
CHIRON CAPITAL MANAGEMENT, LLC: 0
A. 0.00% of Alaunos Therapeutics, Inc. stock is owned by institutional investors.
A. Institutional investors have bought a total of 20.25 M shares in the last 24 months. This purchase volume represents approximately $13.16 M in transactions.
