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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 05/09/2024 | MMCAP INTERNATIONAL INC. SPC | 286,842 | $391,976 | 0.00% | 0.68% |
| 05/07/2024 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 140,461 | $192,432 | 92.40% | 0.33% |
| 04/11/2024 | PARAGON CAPITAL MANAGEMENT LTD | 107,600 | $147,412 | 0.00% | 0.26% |
| 05/07/2024 | BRANDYWINE OAK PRIVATE WEALTH LLC | 103,970 | $142,439 | 41.76% | 0.25% |
| 05/13/2024 | RENAISSANCE TECHNOLOGIES LLC | 39,700 | $54,000 | -55.24% | 0.09% |
| 05/15/2024 | CITADEL ADVISORS LLC | 35,365 | $48,450 | -13.07% | 0.08% |
| 05/14/2024 | SCOTIA CAPITAL INC. | 26,179 | $35,759 | 0.00% | 0.06% |
| 04/25/2024 | SIMPLEX TRADING, LLC | 23,827 | $32,000 | 100.00% | 0.06% |
| 05/13/2024 | BANK OF MONTREAL /CAN/ | 23,606 | $33,649 | 100.00% | 0.06% |
| 05/13/2024 | NATIONAL BANK OF CANADA /FI/ | 23,072 | $51,124 | 0.10% | 0.05% |
| 05/15/2024 | ROYAL BANK OF CANADA | 22,877 | $31,000 | -0.38% | 0.05% |
| 04/22/2024 | RAYMOND JAMES & ASSOCIATES | 10,100 | $13,837 | 0.00% | 0.02% |
| 05/15/2024 | CITADEL ADVISORS LLC | 8,700 | $11,919 | 171.88% | 0.02% |
| 05/15/2024 | MORGAN STANLEY | 7,491 | $10,263 | -94.53% | 0.02% |
| 05/13/2024 | UBS GROUP AG | 6,827 | $9,353 | 100.00% | 0.02% |
| 05/10/2024 | GROUP ONE TRADING, L.P. | 5,091 | $6,975 | 0.00% | 0.01% |
| 05/10/2024 | TD WATERHOUSE CANADA INC. | 3,752 | $6,545 | -22.96% | 0.01% |
| 05/15/2024 | FEDERATION DES CAISSES DESJARDINS DU QUEBEC | 3,007 | $5,563 | 100.00% | 0.01% |
| 04/18/2024 | DIXON MITCHELL INVESTMENT COUNSEL INC. | 720 | $984 | 100.00% | 0.00% |
| 05/15/2024 | BANK OF AMERICA CORP /DE/ | 100 | $137 | 100.00% | 0.00% |
| 05/14/2024 | TORONTO DOMINION BANK | 47 | $64 | 100.00% | 0.00% |
| 05/10/2024 | CITIGROUP INC | 5 | $7 | 0.00% | 0.00% |
| 05/10/2024 | JPMORGAN CHASE & CO | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | CITADEL ADVISORS LLC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | TWO SIGMA SECURITIES, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/13/2024 | HRT FINANCIAL LP | 0 | $0 | -100.00% | 0.00% |
| 05/20/2024 | VIRTU FINANCIAL LLC | 0 | $0 | -100.00% | 0.00% |
A. During the previous two years, 29 institutional investors and hedge funds held shares of POET Technologies Inc.. The most heavily invested institutionals were:
MMCAP International Inc. SPC: 286,842
SUSQUEHANNA INTERNATIONAL GROUP, LLP: 140,461
Paragon Capital Management Ltd: 107,600
BRANDYWINE OAK PRIVATE WEALTH LLC: 103,970
RENAISSANCE TECHNOLOGIES LLC: 39,700
CITADEL ADVISORS LLC: 35,365
A. 2.07% of POET Technologies Inc. stock is owned by institutional investors.
A. Institutional investors have bought a total of 931,015 shares in the last 24 months. This purchase volume represents approximately $2.76 M in transactions.
