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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 05/10/2024 | VANGUARD GROUP INC | 54.99 M | $189.15 M | 1.85% | 9.23% |
| 05/10/2024 | BLACKROCK INC. | 48.20 M | $165.82 M | -6.04% | 8.10% |
| 05/15/2024 | STATE STREET CORP | 22.42 M | $77.14 M | 4.48% | 3.77% |
| 05/15/2024 | MORGAN STANLEY | 17.74 M | $61.03 M | -21.10% | 2.98% |
| 05/13/2024 | GEODE CAPITAL MANAGEMENT, LLC | 9.25 M | $31.84 M | 4.28% | 1.55% |
| 05/15/2024 | KGH LTD | 6.42 M | $22.07 M | 0.00% | 1.08% |
| 05/01/2024 | BNP PARIBAS ARBITRAGE, SNC | 6.15 M | $21.15 M | 38.69% | 1.03% |
| 05/07/2024 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 4.88 M | $16.79 M | 44.57% | 0.82% |
| 05/15/2024 | D. E. SHAW & CO., INC. | 4.40 M | $15.13 M | 94.94% | 0.74% |
| 05/13/2024 | FIRST TRUST ADVISORS LP | 3.82 M | $13.14 M | 2.87% | 0.64% |
| 05/15/2024 | CITADEL ADVISORS LLC | 3.82 M | $13.12 M | 25,008.48% | 0.64% |
| 05/15/2024 | CAPITAL FUND MANAGEMENT S.A. | 3.79 M | $13.03 M | -45.97% | 0.64% |
| 04/26/2024 | PINNACLE ASSOCIATES LTD | 3.78 M | $12.99 M | 41.42% | 0.63% |
| 05/14/2024 | INVESCO LTD. | 3.74 M | $12.87 M | 26.95% | 0.63% |
| 05/15/2024 | CITADEL ADVISORS LLC | 3.68 M | $12.67 M | -39.02% | 0.62% |
| 05/14/2024 | LEGAL & GENERAL GROUP PLC | 3.65 M | $12.55 M | -3.86% | 0.61% |
| 05/15/2024 | VOYA INVESTMENT MANAGEMENT LLC | 3.59 M | $12.34 M | -8.80% | 0.60% |
| 05/15/2024 | CITADEL ADVISORS LLC | 3.58 M | $12.32 M | -17.08% | 0.60% |
| 05/09/2024 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 3.55 M | $12.22 M | 5.28% | 0.60% |
| 05/15/2024 | COATUE MANAGEMENT LLC | 3.44 M | $11.83 M | 100.00% | 0.58% |
| 05/13/2024 | UBS GROUP AG | 3.37 M | $11.60 M | 400.56% | 0.57% |
| 05/07/2024 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 3.28 M | $11.29 M | -9.23% | 0.55% |
| 05/13/2024 | HAP TRADING, LLC | 3.16 M | $149,414 | 0.23% | 0.53% |
| 05/15/2024 | 3.11 M | $10.69 M | 100.00% | 0.52% | |
| 05/01/2024 | MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | 2.91 M | $19.22 M | 5.43% | 0.49% |
| 05/15/2024 | AMUNDI | 2.89 M | $7.84 M | -9.29% | 0.49% |
| 05/13/2024 | HAP TRADING, LLC | 2.85 M | $5.55 M | -37.85% | 0.48% |
| 05/14/2024 | NORTHERN TRUST CORP | 2.76 M | $9.50 M | -0.69% | 0.46% |
| 05/15/2024 | SQUAREPOINT OPS LLC | 2.69 M | $9.24 M | -29.44% | 0.45% |
| 05/10/2024 | WELLS FARGO & COMPANY/MN | 2.68 M | $9.21 M | -1.46% | 0.45% |
| 05/15/2024 | BARCLAYS PLC | 2.68 M | $9.21 M | 58.64% | 0.45% |
| 05/13/2024 | WOLVERINE ASSET MANAGEMENT LLC | 2.63 M | $9.04 M | 337.77% | 0.44% |
| 05/15/2024 | GOLDMAN SACHS GROUP INC | 2.60 M | $8.94 M | 764.94% | 0.44% |
| 05/15/2024 | D. E. SHAW & CO., INC. | 2.59 M | $8.90 M | 381.01% | 0.43% |
| 04/30/2024 | VAN ECK ASSOCIATES CORP | 2.50 M | $8.60 M | -6.90% | 0.42% |
| 05/10/2024 | CITIGROUP INC | 2.49 M | $8.58 M | 73.24% | 0.42% |
| 05/16/2024 | JANE STREET GROUP, LLC | 2.44 M | $8.40 M | 24.02% | 0.41% |
| 05/10/2024 | VONTOBEL HOLDING LTD. | 2.27 M | $7.80 M | 88.64% | 0.38% |
| 05/13/2024 | NUVEEN ASSET MANAGEMENT, LLC | 2.25 M | $7.73 M | 16.71% | 0.38% |
| 05/15/2024 | BANK OF AMERICA CORP /DE/ | 2.15 M | $7.38 M | -31.91% | 0.36% |
| 05/10/2024 | CITIGROUP INC | 2.08 M | $7.17 M | 10.61% | 0.35% |
| 05/13/2024 | BANCO BILBAO VIZCAYA ARGENTARIA, S.A. | 1.82 M | $6.27 M | -32.89% | 0.31% |
| 05/10/2024 | CREDIT SUISSE AG/ | 1.82 M | $6.24 M | -2.92% | 0.30% |
| 05/15/2024 | BANK OF AMERICA CORP /DE/ | 1.75 M | $6.03 M | -57.02% | 0.29% |
| 05/14/2024 | ALPS ADVISORS INC | 1.72 M | $5.93 M | -15.37% | 0.29% |
| 05/07/2024 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1.70 M | $5.86 M | -32.46% | 0.29% |
| 05/13/2024 | HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1.55 M | $5.31 M | 22.75% | 0.26% |
| 04/25/2024 | BANK OF NEW YORK MELLON CORP | 1.49 M | $5.14 M | -11.46% | 0.25% |
| 05/14/2024 | STATE OF WISCONSIN INVESTMENT BOARD | 1.44 M | $4.96 M | 47.85% | 0.24% |
| 05/15/2024 | HSBC HOLDINGS PLC | 1.37 M | $4.71 M | -44.50% | 0.23% |
A. During the previous two years, 657 institutional investors and hedge funds held shares of Plug Power Inc.. The most heavily invested institutionals were:
VANGUARD GROUP INC: 54.99 M
BlackRock Inc.: 48.2 M
STATE STREET CORP: 22.42 M
MORGAN STANLEY: 17.74 M
GEODE CAPITAL MANAGEMENT, LLC: 9.25 M
BNP PARIBAS ARBITRAGE, SNC: 6.15 M
A. 46.01% of Plug Power Inc. stock is owned by institutional investors.
A. Institutional investors have bought a total of 404.32 M shares in the last 24 months. This purchase volume represents approximately $942.05 M in transactions.
