Oxford Lane Capital Corp. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| BORDER TO COAST PENSIONS PARTNERSHIP LTD | 10/21/2024 | 1.41 M | $7.34 M | 100.00% | 0.56% |
| WEDBUSH SECURITIES INC | 11/08/2024 | 1.08 M | $5.68 M | 6.66% | 0.43% |
| MORGAN STANLEY | 11/14/2024 | 904,511 | $4.74 M | 2.09% | 0.36% |
| COASTAL INVESTMENT ADVISORS, INC. | 10/29/2024 | 888,696 | $4.70 M | 244.78% | 0.35% |
| LPL FINANCIAL LLC | 11/08/2024 | 628,714 | $3.29 M | 18.48% | 0.25% |
| TRUEMARK INVESTMENTS, LLC | 10/16/2024 | 529,429 | $2.77 M | 74.62% | 0.21% |
| GENEOS WEALTH MANAGEMENT INC. | 11/14/2024 | 503,892 | $2.64 M | 1.92% | 0.20% |
| DELPHI FINANCIAL GROUP, INC. | 11/01/2024 | 480,221 | $2.52 M | 36.80% | 0.19% |
| ADVISOR GROUP HOLDINGS, INC. | 11/13/2024 | 384,047 | $2.01 M | 39.80% | 0.15% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/18/2024 | 305,727 | $1.60 M | -12.78% | 0.12% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 11/14/2024 | 277,070 | $1.45 M | 3.24% | 0.11% |
| MILLENNIUM MANAGEMENT LLC | 11/14/2024 | 255,925 | $1.34 M | 100.00% | 0.10% |
| INVESCO LTD. | 11/12/2024 | 245,334 | $1.29 M | 5.73% | 0.10% |
| J.W. COLE ADVISORS, INC. | 10/24/2024 | 228,395 | $1.20 M | 56.47% | 0.09% |
| CITADEL ADVISORS LLC | 11/14/2024 | 221,765 | $1.16 M | 43.41% | 0.09% |
| FOUNDERS FINANCIAL ALLIANCE, LLC | 11/01/2024 | 189,726 | $994,162 | 20.01% | 0.08% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 10/28/2024 | 183,769 | $963,000 | 437.26% | 0.07% |
| RAYMOND JAMES & ASSOCIATES | 10/18/2024 | 170,091 | $891,276 | 6.09% | 0.07% |
| SAMALIN INVESTMENT COUNSEL, LLC | 11/13/2024 | 167,337 | $876,844 | 11.94% | 0.07% |
| ARLINGTON CAPITAL MANAGEMENT, INC. | 10/30/2024 | 163,541 | $856,955 | 15.20% | 0.06% |
| INNOVA WEALTH PARTNERS | 10/30/2024 | 163,541 | $856,955 | 100.00% | 0.06% |
| PRIVATE ADVISOR GROUP, LLC | 10/22/2024 | 153,754 | $805,669 | 16.21% | 0.06% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 11/14/2024 | 148,251 | $776,835 | 100.00% | 0.06% |
| OPPENHEIMER & CO INC | 11/05/2024 | 119,221 | $624,718 | 100.00% | 0.05% |
| CUBIST SYSTEMATIC STRATEGIES, LLC | 11/14/2024 | 109,665 | $574,645 | -65.19% | 0.04% |
| KESTRA ADVISORY SERVICES, LLC | 11/13/2024 | 102,342 | $536,274 | -9.87% | 0.04% |
| APTUS CAPITAL ADVISORS, LLC | 11/05/2024 | 102,124 | $535,130 | 0.00% | 0.04% |
| SQUAREPOINT OPS LLC | 11/14/2024 | 98,638 | $516,863 | 50.00% | 0.04% |
| CASTLEKNIGHT MANAGEMENT LP | 11/14/2024 | 97,000 | $508,280 | 0.00% | 0.04% |
| SAGE CAPITAL ADVISORS,LLC | 10/08/2024 | 85,082 | $445,828 | 6.28% | 0.03% |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. | 10/18/2024 | 78,918 | $413,532 | 10.86% | 0.03% |
| CETERA INVESTMENT ADVISERS | 11/13/2024 | 78,529 | $411,492 | 81.98% | 0.03% |
| UBS GROUP AG | 11/14/2024 | 72,373 | $379,235 | 31.02% | 0.03% |
| HOHIMER WEALTH MANAGEMENT, LLC | 11/19/2024 | 72,065 | $377,621 | 118.13% | 0.03% |
| CFO4LIFE GROUP, LLC | 11/12/2024 | 71,910 | $376,808 | 23.30% | 0.03% |
| SIGMA PLANNING CORP | 11/04/2024 | 69,307 | $363,166 | 10.16% | 0.03% |
| ATRIA WEALTH SOLUTIONS, INC. | 11/08/2024 | 64,874 | $340,740 | 60.00% | 0.03% |
| BARD ASSOCIATES INC | 11/06/2024 | 64,217 | $336,498 | 0.00% | 0.03% |
| LIDO ADVISORS, LLC | 11/14/2024 | 62,661 | $328,349 | 17.61% | 0.02% |
| SHEAFF BROCK INVESTMENT ADVISORS, LLC | 11/06/2024 | 62,300 | $326,452 | 0.86% | 0.02% |
| BI ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S | 11/13/2024 | 56,785 | $298,000 | 5.11% | 0.02% |
| NEWEDGE ADVISORS, LLC | 11/14/2024 | 54,982 | $288,104 | 17.58% | 0.02% |
| PROSPERA FINANCIAL SERVICES INC | 11/07/2024 | 48,743 | $255,422 | 1.87% | 0.02% |
| NAVITER WEALTH, LLC | 10/16/2024 | 48,668 | $255,020 | -5.81% | 0.02% |
| JANE STREET GROUP, LLC | 11/15/2024 | 46,651 | $244,451 | -22.71% | 0.02% |
| PFG INVESTMENTS, LLC | 10/24/2024 | 46,510 | $243,712 | 3.20% | 0.02% |
| PASADENA PRIVATE WEALTH, LLC | 11/08/2024 | 45,208 | $236,890 | -4.43% | 0.02% |
| HRT FINANCIAL LP | 11/12/2024 | 45,124 | $236,000 | -81.85% | 0.02% |
| PRAIRIE SKY FINANCIAL GROUP LLC | 10/15/2024 | 39,212 | $205,471 | 100.00% | 0.02% |
| MERCER GLOBAL ADVISORS INC /ADV | 11/14/2024 | 34,019 | $177,577 | 100.00% | 0.01% |
Oxford Lane Capital Corp.institutional Ownership - FAQ's
During the previous two years, 151 institutional investors and hedge funds held shares of Oxford Lane Capital Corp.. The most heavily invested institutionals were:
Border to Coast Pensions Partnership Ltd: 1.41 M
WEDBUSH SECURITIES INC: 1.08 M
MORGAN STANLEY: 904,511
Coastal Investment Advisors, Inc.: 888,696
LPL Financial LLC: 628,714
TrueMark Investments, LLC: 529,429
4.99% of Oxford Lane Capital Corp. stock is owned by institutional investors.
Institutional investors have bought a total of 13.30 M shares in the last 24 months. This purchase volume represents approximately $67.99 M in transactions.