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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 11/13/2023 | BLACKROCK INC. | 2.92 M | $870,506 | 100.00% | 2.03% |
| 12/18/2023 | VANGUARD GROUP INC | 1.35 M | $402,385 | 464.92% | 0.94% |
| 11/13/2023 | GEODE CAPITAL MANAGEMENT, LLC | 1.23 M | $367,935 | 51.06% | 0.86% |
| 11/14/2023 | STATE STREET CORP | 290,192 | $86,535 | 0.00% | 0.20% |
| 11/13/2023 | NORTHERN TRUST CORP | 246,809 | $73,598 | 177.65% | 0.17% |
| 11/14/2023 | ROYAL BANK OF CANADA | 75,264 | $22,000 | -1.47% | 0.05% |
| 11/15/2023 | JANE STREET GROUP, LLC | 52,742 | $15,728 | 100.00% | 0.04% |
| 11/14/2023 | TWO SIGMA SECURITIES, LLC | 33,971 | $10,130 | -47.31% | 0.02% |
| 11/13/2023 | LEVEL FOUR ADVISORY SERVICES, LLC | 23,809 | $7,100 | 100.00% | 0.02% |
| 11/14/2023 | MILLENNIUM MANAGEMENT LLC | 16,205 | $4,832 | 23.94% | 0.01% |
| 10/24/2023 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 14,500 | $4,000 | 100.00% | 0.01% |
| 11/13/2023 | XTX TOPCO LTD | 14,096 | $4,203 | 100.00% | 0.01% |
| 11/13/2023 | WELLS FARGO & COMPANY/MN | 942 | $281 | 6.68% | 0.00% |
| 11/14/2023 | BANK OF AMERICA CORP /DE/ | 500 | $149 | 100.00% | 0.00% |
| 11/15/2023 | MORGAN STANLEY | 50 | $15 | 0.00% | 0.00% |
| 11/14/2023 | TOWER RESEARCH CAPITAL LLC (TRC) | 0 | $0 | -100.00% | 0.00% |
| 11/15/2023 | VIRTU FINANCIAL LLC | 0 | $0 | -100.00% | 0.00% |
| 11/14/2023 | CUBIST SYSTEMATIC STRATEGIES, LLC | 0 | $0 | -100.00% | 0.00% |
| 11/09/2023 | UBS GROUP AG | 0 | $0 | -100.00% | 0.00% |
| 11/14/2023 | AXXCESS WEALTH MANAGEMENT, LLC | 0 | $0 | -100.00% | 0.00% |
A. During the previous two years, 4 institutional investors and hedge funds held shares of Novo Integrated Sciences, Inc.. The most heavily invested institutionals were:
STATE STREET CORP: 0
BlackRock Inc.: 0
NORTHERN TRUST CORP: 0
GEODE CAPITAL MANAGEMENT, LLC: 0
A. 4.37% of Novo Integrated Sciences, Inc. stock is owned by institutional investors.
