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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 05/14/2024 | AIGH CAPITAL MANAGEMENT LLC | 1.56 M | $4.77 M | 100.00% | 7.81% |
| 05/14/2024 | BLEICHROEDER LP | 850,000 | $2.61 M | 100.00% | 4.27% |
| 05/15/2024 | CABLE CAR CAPITAL LLC | 670,458 | $2.06 M | 100.00% | 3.37% |
| 05/10/2024 | VANGUARD GROUP INC | 456,186 | $1.40 M | 184.41% | 2.29% |
| 05/10/2024 | LYNWOOD CAPITAL MANAGEMENT INC. | 405,000 | $1.24 M | 100.00% | 2.03% |
| 05/13/2024 | RENAISSANCE TECHNOLOGIES LLC | 265,500 | $815,000 | 719.44% | 1.33% |
| 05/13/2024 | GEODE CAPITAL MANAGEMENT, LLC | 124,770 | $383,105 | 49.56% | 0.63% |
| 04/30/2024 | PRIVATE ADVISOR GROUP, LLC | 98,775 | $303,241 | -1.00% | 0.50% |
| 05/07/2024 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 76,901 | $236,086 | 435.86% | 0.39% |
| 05/15/2024 | CORSAIR CAPITAL MANAGEMENT, L.P. | 69,385 | $213,012 | 100.00% | 0.35% |
| 05/15/2024 | MILLENNIUM MANAGEMENT LLC | 54,281 | $166,643 | 100.00% | 0.27% |
| 05/15/2024 | MORGAN STANLEY | 54,045 | $165,918 | 234.27% | 0.27% |
| 05/13/2024 | XTX TOPCO LTD | 52,197 | $160,245 | 100.00% | 0.26% |
| 05/15/2024 | STATE STREET CORP | 42,960 | $131,887 | 0.00% | 0.22% |
| 05/14/2024 | NORTHERN TRUST CORP | 38,914 | $119,466 | 59.63% | 0.20% |
| 05/09/2024 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 37,800 | $116,046 | 89.00% | 0.19% |
| 05/10/2024 | IMPRINT WEALTH LLC | 26,214 | $76,545 | -23.98% | 0.13% |
| 04/29/2024 | COMMONWEALTH EQUITY SERVICES, LLC | 26,080 | $80,000 | 100.00% | 0.13% |
| 05/03/2024 | FNY INVESTMENT ADVISERS, LLC | 25,500 | $78,000 | 100.00% | 0.13% |
| 05/10/2024 | DIMENSIONAL FUND ADVISORS LP | 24,528 | $75,301 | 105.86% | 0.12% |
| 04/25/2024 | TRITONPOINT WEALTH, LLC | 24,526 | $169,720 | 100.00% | 0.12% |
| 05/15/2024 | TWO SIGMA INVESTMENTS, LP | 22,862 | $70,186 | 100.00% | 0.11% |
| 05/15/2024 | WALLEYE CAPITAL LLC | 21,926 | $67,313 | 100.00% | 0.11% |
| 05/10/2024 | BLACKROCK INC. | 19,321 | $59,316 | 9.08% | 0.10% |
| 05/13/2024 | INTEROCEAN CAPITAL GROUP, LLC | 11,900 | $36,533 | 0.00% | 0.06% |
| 04/15/2024 | OLD NATIONAL BANCORP /IN/ | 10,000 | $30,700 | 0.00% | 0.05% |
| 05/10/2024 | JPMORGAN CHASE & CO | 9,039 | $27,750 | 1,233.19% | 0.05% |
| 05/15/2024 | TOWER RESEARCH CAPITAL LLC (TRC) | 5,696 | $17,487 | 887.18% | 0.03% |
| 05/13/2024 | UBS GROUP AG | 5,258 | $16,142 | 100.08% | 0.03% |
| 05/15/2024 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 1,492 | $4,580 | 100.00% | 0.01% |
| 05/09/2024 | TORTOISE INVESTMENT MANAGEMENT, LLC | 1,300 | $3,991 | 0.00% | 0.01% |
| 05/14/2024 | QUBE RESEARCH & TECHNOLOGIES LTD | 1,243 | $3,816 | 100.00% | 0.01% |
| 04/25/2024 | SIMPLEX TRADING, LLC | 509 | $1,000 | 100.00% | 0.00% |
| 05/10/2024 | WELLS FARGO & COMPANY/MN | 434 | $1,332 | 11.00% | 0.00% |
| 05/15/2024 | BANK OF AMERICA CORP /DE/ | 0 | $0 | -100.00% | 0.00% |
| 05/13/2024 | BANK OF MONTREAL /CAN/ | 0 | $0 | -100.00% | 0.00% |
| 05/13/2024 | EAM INVESTORS, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/16/2024 | JANE STREET GROUP, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/07/2024 | MOSS ADAMS WEALTH ADVISORS LLC | 0 | $0 | -100.00% | 0.00% |
| 05/10/2024 | ADVISOR GROUP HOLDINGS, INC. | 0 | $0 | -100.00% | 0.00% |
| 05/13/2024 | JUMP FINANCIAL, LLC | 0 | $0 | -100.00% | 0.00% |
A. During the previous two years, 47 institutional investors and hedge funds held shares of Immix Biopharma, Inc.. The most heavily invested institutionals were:
AIGH Capital Management LLC: 1.56 M
Bleichroeder LP: 850,000
Cable Car Capital LLC: 670,458
VANGUARD GROUP INC: 456,186
Lynwood Capital Management Inc.: 405,000
RENAISSANCE TECHNOLOGIES LLC: 265,500
A. 25.55% of Immix Biopharma, Inc. stock is owned by institutional investors.
A. Institutional investors have bought a total of 5.26 M shares in the last 24 months. This purchase volume represents approximately $12.41 M in transactions.
