Horizon Technology Finance Corporation Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| LEGAL & GENERAL GROUP PLC | 11/14/2024 | 246,332 | $2.62 M | -11.64% | 0.67% |
| GREEN ALPHA ADVISORS, LLC | 10/07/2024 | 226,738 | $2.41 M | 1.76% | 0.62% |
| CONNECTICUT WEALTH MANAGEMENT, LLC | 11/13/2024 | 210,424 | $2.24 M | 0.00% | 0.58% |
| MILLENNIUM MANAGEMENT LLC | 11/14/2024 | 203,424 | $2.17 M | 100.00% | 0.56% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2024 | 168,200 | $1.79 M | 15.76% | 0.46% |
| LPL FINANCIAL LLC | 11/08/2024 | 161,201 | $1.72 M | 4.88% | 0.44% |
| TWO SIGMA INVESTMENTS, LP | 11/14/2024 | 141,246 | $1.50 M | -22.20% | 0.39% |
| BLACKROCK FUNDING, INC. /DE | 11/13/2024 | 127,910 | $1.36 M | 100.00% | 0.35% |
| EQIS CAPITAL MANAGEMENT, INC. | 11/13/2024 | 102,153 | $1.09 M | -4.94% | 0.28% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2024 | 78,700 | $838,155 | -36.53% | 0.22% |
| VIRTUS ETF ADVISERS LLC | 11/14/2024 | 74,947 | $798,186 | -13.90% | 0.20% |
| ADVISORS ASSET MANAGEMENT, INC. | 11/08/2024 | 69,345 | $738,524 | -8.80% | 0.19% |
| TREXQUANT INVESTMENT LP | 11/12/2024 | 66,946 | $712,975 | 100.00% | 0.18% |
| DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) | 11/14/2024 | 64,708 | $689,140 | 100.00% | 0.18% |
| SCHONFELD STRATEGIC ADVISORS LLC | 11/14/2024 | 62,400 | $664,560 | 100.00% | 0.17% |
| MORGAN STANLEY | 11/14/2024 | 60,454 | $643,844 | -5.30% | 0.17% |
| ETF STORE, INC. | 11/07/2024 | 52,813 | $562,462 | 3.67% | 0.14% |
| CETERA INVESTMENT ADVISERS | 11/13/2024 | 52,294 | $556,935 | 31.27% | 0.14% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 10/22/2024 | 50,055 | $4.70 M | 810.09% | 0.14% |
| FIRST FINANCIAL BANK - TRUST DIVISION | 10/01/2024 | 43,552 | $463,829 | 0.00% | 0.12% |
| ADVISOR GROUP HOLDINGS, INC. | 11/13/2024 | 39,315 | $418,703 | 37.53% | 0.11% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2024 | 35,226 | $375,157 | -48.01% | 0.10% |
| TWO SIGMA ADVISERS, LP | 11/14/2024 | 34,500 | $367,425 | -30.44% | 0.09% |
| PALOMA PARTNERS MANAGEMENT CO | 11/14/2024 | 32,651 | $347,733 | 100.00% | 0.09% |
| PATHSTONE HOLDINGS, LLC | 11/07/2024 | 31,453 | $335,495 | 3.85% | 0.09% |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | 11/13/2024 | 30,675 | $328,000 | -7.48% | 0.08% |
| WELLS FARGO & COMPANY/MN | 11/13/2024 | 28,147 | $299,764 | 1.73% | 0.08% |
| SAGE CAPITAL MANAGEMENT, LLC | 10/30/2024 | 25,000 | $266,250 | 0.00% | 0.07% |
| ROYAL BANK OF CANADA | 11/14/2024 | 23,403 | $250,000 | 3.99% | 0.06% |
| CITADEL ADVISORS LLC | 11/14/2024 | 21,700 | $231,105 | -68.55% | 0.06% |
| CITADEL ADVISORS LLC | 11/14/2024 | 20,700 | $220,455 | 0.98% | 0.06% |
| DYNAMIC TECHNOLOGY LAB PRIVATE LTD | 11/13/2024 | 20,373 | $217,000 | 100.00% | 0.06% |
| ENVESTNET ASSET MANAGEMENT INC | 11/07/2024 | 19,928 | $212,235 | -4.68% | 0.05% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 10/28/2024 | 17,288 | $184,000 | 3.45% | 0.05% |
| HRT FINANCIAL LP | 11/12/2024 | 15,641 | $166,000 | -74.36% | 0.04% |
| UBS GROUP AG | 11/14/2024 | 14,489 | $154,308 | 2.19% | 0.04% |
| CLEARSTEAD ADVISORS, LLC | 11/13/2024 | 14,000 | $149,100 | 0.00% | 0.04% |
| BREVAN HOWARD CAPITAL MANAGEMENT LP | 11/14/2024 | 13,985 | $148,940 | 100.00% | 0.04% |
| NIA IMPACT ADVISORS, LLC | 11/14/2024 | 12,901 | $137,399 | 2.49% | 0.04% |
| KOVACK ADVISORS, INC. | 11/05/2024 | 12,077 | $128,620 | -10.28% | 0.03% |
| ADELL HARRIMAN & CARPENTER INC | 10/25/2024 | 12,000 | $127,800 | 100.00% | 0.03% |
| OXFORD ASSET MANAGEMENT LLP | 11/14/2024 | 11,898 | $126,714 | 100.00% | 0.03% |
| JPMORGAN CHASE & CO | 11/08/2024 | 11,029 | $117,459 | 100.00% | 0.03% |
| ASTORIA PORTFOLIO ADVISORS LLC. | 10/15/2024 | 10,567 | $110,534 | -20.11% | 0.03% |
| SHEAFF BROCK INVESTMENT ADVISORS, LLC | 11/06/2024 | 10,205 | $108,684 | 0.00% | 0.03% |
| QUANTBOT TECHNOLOGIES LP | 11/13/2024 | 9,294 | $98,981 | 100.00% | 0.03% |
| CITADEL ADVISORS LLC | 11/14/2024 | 9,037 | $96,244 | 100.00% | 0.02% |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 10/28/2024 | 6,600 | $70,290 | 0.00% | 0.02% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 11/14/2024 | 6,502 | $69,246 | 100.00% | 0.02% |
| SIMPLEX TRADING, LLC | 11/08/2024 | 3,999 | $42,000 | 100.00% | 0.01% |
Horizon Technology Finance Corporationinstitutional Ownership - FAQ's
During the previous two years, 91 institutional investors and hedge funds held shares of Horizon Technology Finance Corporation. The most heavily invested institutionals were:
Legal & General Group Plc: 246,332
Green Alpha Advisors, LLC: 226,738
Connecticut Wealth Management, LLC: 210,424
MILLENNIUM MANAGEMENT LLC: 203,424
LPL Financial LLC: 161,201
TWO SIGMA INVESTMENTS, LP: 141,246
6.99% of Horizon Technology Finance Corporation stock is owned by institutional investors.
Institutional investors have bought a total of 3.26 M shares in the last 24 months. This purchase volume represents approximately $28.86 M in transactions.