Horizon Technology Finance Corp Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| GREEN ALPHA ADVISORS, LLC | 01/07/2026 | 558.94 K | $3.61 M | 11.78% | 1.30% |
| EAGLE POINT CREDIT MANAGEMENT LLC | 02/12/2026 | 369.80 K | $2.39 B | 100.00% | 0.86% |
| LEGAL & GENERAL GROUP PLC | 02/09/2026 | 306.90 K | $1.98 M | 23.85% | 0.71% |
| BLACKROCK, INC. | 02/12/2026 | 287.95 K | $1.86 M | -4.20% | 0.67% |
| MARSHALL WACE, LLP | 02/13/2026 | 282.29 K | $1.82 M | -18.83% | 0.65% |
| CONNECTICUT WEALTH MANAGEMENT, LLC | 02/12/2026 | 212.84 K | $1.37 M | 0.38% | 0.49% |
| JANE STREET GROUP, LLC | 02/12/2026 | 82.29 K | $530.77 K | 100.00% | 0.19% |
| MORGAN STANLEY | 02/13/2026 | 76.87 K | $495.78 K | 4.97% | 0.18% |
| FIRST FINANCIAL BANK - TRUST DIVISION | 01/02/2026 | 65.57 K | $422.95 K | 43.41% | 0.15% |
| QUANTBOT TECHNOLOGIES LP | 02/10/2026 | 61.61 K | $397.41 K | 513.81% | 0.14% |
| ETF STORE, INC. | 01/22/2026 | 60.87 K | $392.63 K | 5.28% | 0.14% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 02/03/2026 | 53.58 K | $345.59 K | -9.39% | 0.12% |
| CAPTRUST FINANCIAL ADVISORS | 02/17/2026 | 50.04 K | $322.73 K | 100.00% | 0.12% |
| PATHSTONE HOLDINGS, LLC | 02/13/2026 | 49.64 K | $322.92 K | 114.83% | 0.12% |
| UBS GROUP AG | 01/29/2026 | 39.98 K | $257.87 K | -62.62% | 0.09% |
| LPL FINANCIAL LLC | 02/11/2026 | 37.27 K | $240.39 K | -43.04% | 0.09% |
| JACKSON THORNTON ASSET MANAGEMENT, LLC | 01/22/2026 | 34.16 K | $226.17 K | -1.20% | 0.08% |
| WINTON GROUP LTD | 02/11/2026 | 30.52 K | $196.83 K | 100.00% | 0.07% |
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 29.99 K | $193.45 K | -8.45% | 0.07% |
| FINANCIAL ENGINES ADVISORS L.L.C. | 02/12/2026 | 21.60 K | $139.35 K | 100.00% | 0.05% |
| ROYAL BANK OF CANADA | 02/17/2026 | 20.29 K | $131.00 K | -73.97% | 0.05% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/17/2026 | 17.60 K | $113.52 K | 38.58% | 0.04% |
| ENVESTNET ASSET MANAGEMENT INC | 02/10/2026 | 17.57 K | $113.31 K | 1.64% | 0.04% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/17/2026 | 13.06 K | $84.22 K | -23.88% | 0.03% |
| PRIME CAPITAL INVESTMENT ADVISORS, LLC | 01/21/2026 | 12.19 K | $78.59 K | 0.00% | 0.03% |
| ADELL HARRIMAN & CARPENTER INC | 02/06/2026 | 12.00 K | $77.40 K | 0.00% | 0.03% |
| HRT FINANCIAL LP | 02/12/2026 | 11.99 K | $77.00 K | 100.00% | 0.03% |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 01/26/2026 | 10.45 K | $67.40 K | 100.00% | 0.02% |
| JANE STREET GROUP, LLC | 02/12/2026 | 10.40 K | $67.08 K | 100.00% | 0.02% |
| ALLWORTH FINANCIAL LP | 02/05/2026 | 10.21 K | $65.82 K | 0.00% | 0.02% |
| N.E.W. ADVISORY SERVICES LLC | 01/28/2026 | 4.00 K | $25.80 K | 100.00% | 0.01% |
| NOVA WEALTH MANAGEMENT, INC. | 01/14/2026 | 3.72 K | $24.01 K | 0.00% | 0.01% |
| COMERICA BANK | 01/29/2026 | 2.65 K | $17.11 K | 146.56% | 0.01% |
| SIMPLEX TRADING, LLC | 02/11/2026 | 2.26 K | $14.58 K | -26.55% | 0.01% |
| ORG PARTNERS LLC | 01/14/2026 | 2.12 K | $13.67 K | 0.00% | 0.00% |
| CHUNG WU INVESTMENT GROUP, LLC | 02/02/2026 | 1.10 K | $7.10 K | 0.00% | 0.00% |
| FLAGSHIP HARBOR ADVISORS, LLC | 01/21/2026 | 821 | $5.30 K | 100.00% | 0.00% |
| MAI CAPITAL MANAGEMENT | 02/13/2026 | 736 | $4.75 K | 44.03% | 0.00% |
| TRIUMPH CAPITAL MANAGEMENT | 02/12/2026 | 300 | $1.94 K | 100.00% | 0.00% |
| ASPECT PARTNERS, LLC | 01/23/2026 | 158 | $1.02 K | 5.33% | 0.00% |
| SPIRE WEALTH MANAGEMENT | 01/14/2026 | 100 | $645 | 0.00% | 0.00% |
| RONALD BLUE TRUST, INC. | 01/16/2026 | 80 | $516 | 0.00% | 0.00% |
| SOUND INCOME STRATEGIES, LLC | 01/21/2026 | 50 | $333 | 0.00% | 0.00% |
| CITIGROUP INC | 02/13/2026 | 11 | $71 | 100.00% | 0.00% |
| DANSKE BANK A/S | 02/02/2026 | 4 | $26 | 33.33% | 0.00% |
| CAITONG INTERNATIONAL ASSET MANAGEMENT CO., LTD | 02/13/2026 | 1 | $6 | -99.89% | 0.00% |
| PRINCIPAL SECURITIES, INC. | 02/12/2026 | 0 | $0 | -100.00% | 0.00% |
| FMR LLC | 02/17/2026 | 0 | $0 | -100.00% | 0.00% |
| JONES FINANCIAL COMPANIES LLLP | 02/17/2026 | 0 | $0 | -100.00% | 0.00% |
| SALEM INVESTMENT COUNSELORS INC | 01/12/2026 | 0 | $0 | -100.00% | 0.00% |
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Horizon Technology Finance Corp institutional Ownership - FAQ's
During the previous two years, 91 institutional investors and hedge funds held shares of Horizon Technology Finance Corp. The most heavily invested institutionals were:
Green Alpha Advisors, LLC: 558,944
Eagle Point Credit Management LLC: 369,796
Legal & General Group Plc: 306,904
BlackRock, Inc.: 287,947
MARSHALL WACE, LLP: 282,289
Connecticut Wealth Management, LLC: 212,842
6.39% of Horizon Technology Finance Corp stock is owned by institutional investors.
Institutional investors have bought a total of 4.44 M shares in the last 24 months. This purchase volume represents approximately $29.20 M in transactions.