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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 11/12/2020 | BARCLAYS PLC | 1.03 M | $131,000 | 100.00% | 0.65% |
| 11/16/2020 | CITADEL ADVISORS LLC | 888,404 | $113,000 | 1,784.49% | 0.56% |
| 11/16/2020 | TWO SIGMA SECURITIES, LLC | 82,291 | $10,000 | 100.00% | 0.05% |
| 11/13/2020 | CASCADIA ADVISORY SERVICES, LLC | 49,000 | $6,000 | 100.00% | 0.03% |
| 11/16/2020 | TWO SIGMA INVESTMENTS, LP | 13,440 | $2,000 | -22.05% | 0.01% |
| 11/16/2020 | MILLENNIUM MANAGEMENT LLC | 11,184 | $1,000 | 100.00% | 0.01% |
| 11/12/2020 | UBS GROUP AG | 331 | $0 | 100.00% | 0.00% |
| 11/09/2023 | BREWIN DOLPHIN LTD | 171 | $22 | 0.00% | 0.00% |
| 11/13/2020 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 0.00% |
| 11/13/2020 | MORGAN STANLEY | 0 | $0 | -100.00% | 0.00% |
| 11/13/2020 | HRT FINANCIAL LP | 0 | $0 | -100.00% | 0.00% |
| 11/13/2020 | ETRADE CAPITAL MANAGEMENT LLC | 0 | $0 | -100.00% | 0.00% |
| 11/16/2020 | SABBY MANAGEMENT, LLC | 0 | $0 | -100.00% | 0.00% |
A. During the previous two years, 1 institutional investors and hedge funds held shares of Globus Maritime Limited. The most heavily invested institutionals were:
ETRADE Capital Management LLC: 0
A. 131.73% of Globus Maritime Limited stock is owned by institutional investors.
