Fidus Investment Corporation Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 10/29/2024 | 809,411 | $15.81 M | 11.51% | 2.42% |
| INVESCO LTD. | 11/12/2024 | 604,987 | $11.86 M | 10.70% | 1.81% |
| RAYMOND JAMES & ASSOCIATES | 10/18/2024 | 547,181 | $10.72 M | -1.75% | 1.64% |
| MORGAN STANLEY | 11/14/2024 | 446,574 | $8.75 M | 12.54% | 1.34% |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. | 10/18/2024 | 398,695 | $7.81 M | -3.95% | 1.19% |
| TWO SIGMA ADVISERS, LP | 11/14/2024 | 347,113 | $6.80 M | -38.60% | 1.04% |
| TWO SIGMA INVESTMENTS, LP | 11/14/2024 | 316,258 | $6.20 M | -30.48% | 0.95% |
| CETERA INVESTMENT ADVISERS | 11/13/2024 | 255,387 | $5.01 M | 9.22% | 0.77% |
| ENVESTNET ASSET MANAGEMENT INC | 11/07/2024 | 250,352 | $4.91 M | 10.82% | 0.75% |
| LEGAL & GENERAL GROUP PLC | 11/14/2024 | 224,675 | $4.40 M | -9.15% | 0.67% |
| ADVISORS ASSET MANAGEMENT, INC. | 11/08/2024 | 208,166 | $4.08 M | 9.42% | 0.62% |
| NOVARE CAPITAL MANAGEMENT LLC | 10/11/2024 | 189,485 | $3.71 M | 0.17% | 0.57% |
| PFG ADVISORS | 10/15/2024 | 181,172 | $3.55 M | 1.55% | 0.54% |
| MILLENNIUM MANAGEMENT LLC | 11/14/2024 | 157,259 | $3.08 M | -0.77% | 0.47% |
| NEWEDGE ADVISORS, LLC | 11/14/2024 | 134,959 | $2.65 M | 10.30% | 0.40% |
| GRANITESHARES ADVISORS LLC | 10/28/2024 | 117,107 | $2.30 B | 19.40% | 0.35% |
| TREXQUANT INVESTMENT LP | 11/12/2024 | 116,884 | $2.29 M | 179.75% | 0.35% |
| FRANKLIN RESOURCES INC | 11/27/2024 | 116,472 | $2.27 M | 36.95% | 0.35% |
| BLACKROCK FUNDING, INC. /DE | 11/13/2024 | 111,277 | $2.18 M | 100.00% | 0.33% |
| DAVIS INVESTMENT PARTNERS, LLC | 10/07/2024 | 90,263 | $1.75 M | -0.55% | 0.27% |
| AMERIPRISE FINANCIAL INC | 11/14/2024 | 88,380 | $1.73 M | -4.26% | 0.26% |
| MGB WEALTH MANAGEMENT, LLC | 11/12/2024 | 87,954 | $1.72 M | -0.11% | 0.26% |
| LPL FINANCIAL LLC | 11/08/2024 | 76,912 | $1.51 M | 1.17% | 0.23% |
| LEGACY CAPITAL WEALTH PARTNERS, LLC | 11/04/2024 | 74,719 | $1.46 M | -4.28% | 0.22% |
| QUBE RESEARCH & TECHNOLOGIES LTD | 11/14/2024 | 72,669 | $1.42 M | -21.28% | 0.22% |
| MUZINICH & CO., INC. | 11/06/2024 | 72,643 | $1.42 M | 7.87% | 0.22% |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | 11/05/2024 | 71,008 | $1.39 M | 8.07% | 0.21% |
| UBS GROUP AG | 11/14/2024 | 68,637 | $1.35 M | 0.57% | 0.21% |
| CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC | 10/15/2024 | 62,815 | $1.23 M | 16.05% | 0.19% |
| CAPITAL INVESTMENT ADVISORY SERVICES, LLC | 10/30/2024 | 58,475 | $1.15 M | 16.06% | 0.18% |
| WT WEALTH MANAGEMENT | 10/21/2024 | 57,639 | $1.13 M | -3.81% | 0.17% |
| PALOGIC VALUE MANAGEMENT, L.P. | 11/13/2024 | 57,018 | $1.12 M | 1.28% | 0.17% |
| ENTERPRISE BANK & TRUST CO | 10/08/2024 | 55,912 | $1.10 M | 0.00% | 0.17% |
| IHT WEALTH MANAGEMENT, LLC | 11/14/2024 | 54,921 | $1.08 M | 5.55% | 0.16% |
| CAMPBELL & CO INVESTMENT ADVISER LLC | 11/12/2024 | 49,813 | $976,335 | 253.48% | 0.15% |
| TRUIST FINANCIAL CORP | 11/13/2024 | 46,559 | $912,562 | 5.43% | 0.14% |
| RAYMOND JAMES TRUST N.A. | 11/12/2024 | 42,845 | $839,764 | -23.95% | 0.13% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2024 | 39,300 | $770,280 | 13.58% | 0.12% |
| VIRTUS ETF ADVISERS LLC | 11/14/2024 | 37,344 | $731,942 | -19.10% | 0.11% |
| LEVEL FOUR ADVISORY SERVICES, LLC | 11/14/2024 | 36,658 | $714,832 | 11.43% | 0.11% |
| DAVENPORT & CO LLC | 10/24/2024 | 36,237 | $710,245 | -3.97% | 0.11% |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 10/22/2024 | 34,863 | $683,315 | 100.00% | 0.10% |
| HIGHTOWER ADVISORS, LLC | 11/14/2024 | 33,263 | $652,000 | 0.00% | 0.10% |
| HEXAGON CAPITAL PARTNERS LLC | 10/08/2024 | 31,787 | $623,025 | 0.12% | 0.10% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/18/2024 | 29,042 | $569,000 | 0.84% | 0.09% |
| D.A. DAVIDSON & CO. | 11/13/2024 | 26,898 | $527,206 | 3.99% | 0.08% |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | 11/13/2024 | 26,887 | $528,000 | 8.08% | 0.08% |
| KINGFISHER CAPITAL LLC | 11/14/2024 | 26,572 | $520,811 | 0.00% | 0.08% |
| CITADEL ADVISORS LLC | 11/14/2024 | 26,500 | $519,400 | 81.51% | 0.08% |
| NATIXIS | 11/13/2024 | 25,984 | $509,027 | 130.29% | 0.08% |
Fidus Investment Corporationinstitutional Ownership - FAQ's
During the previous two years, 151 institutional investors and hedge funds held shares of Fidus Investment Corporation. The most heavily invested institutionals were:
VAN ECK ASSOCIATES CORP: 809,411
Invesco Ltd.: 604,987
RAYMOND JAMES & ASSOCIATES: 547,181
MORGAN STANLEY: 446,574
Raymond James Financial Services Advisors, Inc.: 398,695
TWO SIGMA ADVISERS, LP: 347,113
22.94% of Fidus Investment Corporation stock is owned by institutional investors.
Institutional investors have bought a total of 8.76 M shares in the last 24 months. This purchase volume represents approximately $184.27 M in transactions.