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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 05/18/2023 | JPMORGAN CHASE & CO | 0 | $0 | -100.00% | 0.00% |
| 05/12/2023 | BANK OF AMERICA CORP /DE/ | 0 | $0 | -100.00% | 0.00% |
| 05/12/2023 | WELLS FARGO & COMPANY/MN | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | NORTHERN TRUST CORP | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | STATE STREET CORP | 0 | $0 | -100.00% | 0.00% |
| 07/14/2023 | VANGUARD GROUP INC | 0 | $0 | -100.00% | 0.00% |
| 08/11/2023 | FMR LLC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | PNC FINANCIAL SERVICES GROUP, INC. | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 0.00% |
| 05/12/2023 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | MORGAN STANLEY | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | ROYAL BANK OF CANADA | 0 | $0 | -100.00% | 0.00% |
| 05/12/2023 | RENAISSANCE TECHNOLOGIES LLC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/12/2023 | BNP PARIBAS ARBITRAGE, SNC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | GEODE CAPITAL MANAGEMENT, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | MILLENNIUM MANAGEMENT LLC | 0 | $0 | -100.00% | 0.00% |
| 05/08/2023 | BRIGHTON JONES LLC | 0 | $0 | -100.00% | 0.00% |
| 05/12/2023 | BLACKROCK INC. | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | HBK SORCE ADVISORY LLC | 0 | $0 | -100.00% | 0.00% |
| 05/11/2023 | JAFFETILCHIN INVESTMENT PARTNERS, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | CITADEL ADVISORS LLC | 0 | $0 | -100.00% | 0.00% |
| 05/16/2023 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | $0 | -100.00% | 0.00% |
| 05/15/2023 | TWO SIGMA ADVISERS, LP | 0 | $0 | -100.00% | 0.00% |
| 05/09/2023 | TOWER RESEARCH CAPITAL LLC (TRC) | 0 | $0 | -100.00% | 0.00% |
| 05/01/2023 | VIRTU FINANCIAL LLC | 0 | $0 | -100.00% | 0.00% |
| 05/12/2023 | AWM INVESTMENT COMPANY, INC. | 0 | $0 | -100.00% | 0.00% |
| 05/03/2023 | PERIGON WEALTH MANAGEMENT, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/16/2023 | JANE STREET GROUP, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/09/2023 | WEALTHSPIRE ADVISORS, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/12/2023 | ADVISOR GROUP HOLDINGS, INC. | 0 | $0 | -100.00% | 0.00% |
| 05/04/2023 | WEALTHCARE ADVISORY PARTNERS LLC | 0 | $0 | -100.00% | 0.00% |
| 05/02/2023 | BRYN MAWR CAPITAL MANAGEMENT, LLC | 0 | $0 | -100.00% | 0.00% |
| 04/17/2023 | VALEO FINANCIAL ADVISORS, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/16/2023 | ROCKEFELLER CAPITAL MANAGEMENT L.P. | 0 | $0 | -100.00% | 0.00% |
| 04/03/2023 | KOZAK & ASSOCIATES, INC. | 0 | $0 | -100.00% | 0.00% |
| 04/26/2024 | PRESTIGE WEALTH MANAGEMENT GROUP LLC | 0 | $0 | -100.00% | 0.00% |
| 04/24/2023 | TOBIAS FINANCIAL ADVISORS, INC. | 0 | $0 | -100.00% | 0.00% |
| 04/19/2023 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/12/2023 | KESTRA ADVISORY SERVICES, LLC | 0 | $0 | -100.00% | 0.00% |
A. During the previous two years, 5 institutional investors and hedge funds held shares of electroCore, Inc.. The most heavily invested institutionals were:
Eidelman Virant Capital: 85,000
SWM Advisors: 57,639
Wealthspire Advisors, L.P.: 200,026
Squar Milner Financial Services LLC: 3,831
SUFFOLK CAPITAL MANAGEMENT LLC: 40,972
A. Institutional investors have bought a total of 387,468 shares in the last 24 months. This purchase volume represents approximately $2.42 M in transactions.
