Capital Southwest Corporation Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 10/29/2024 | 1.15 M | $29.48 M | 8.77% | 2.44% |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 11/14/2024 | 675,583 | $17.09 M | 0.86% | 1.43% |
| TWO SIGMA ADVISERS, LP | 11/14/2024 | 660,600 | $16.71 M | -11.72% | 1.40% |
| ZUCKERMAN INVESTMENT GROUP, LLC | 11/13/2024 | 641,459 | $16.22 M | 0.13% | 1.36% |
| SANDERS MORRIS HARRIS LLC | 10/09/2024 | 636,164 | $16.09 M | -0.83% | 1.35% |
| SOUND INCOME STRATEGIES, LLC | 10/10/2024 | 562,079 | $14.21 M | 1.20% | 1.19% |
| TWO SIGMA INVESTMENTS, LP | 11/14/2024 | 473,718 | $11.98 M | -15.66% | 1.00% |
| INVESCO LTD. | 11/12/2024 | 399,349 | $10.10 M | 15.81% | 0.85% |
| MELIA WEALTH LLC | 11/14/2024 | 388,750 | $9.83 M | 2.47% | 0.82% |
| HARBOR CAPITAL ADVISORS, INC. | 10/29/2024 | 387,647 | $9.80 M | 146.70% | 0.82% |
| LEGAL & GENERAL GROUP PLC | 11/14/2024 | 332,423 | $8.41 M | -1.72% | 0.70% |
| TECTONIC ADVISORS LLC | 10/23/2024 | 328,834 | $8.32 M | 17.28% | 0.70% |
| FIRST MANHATTAN CO. LLC. | 11/14/2024 | 306,850 | $7.76 M | -14.77% | 0.65% |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 10/22/2024 | 209,808 | $5.31 M | -10.04% | 0.44% |
| BLACKROCK FUNDING, INC. /DE | 11/13/2024 | 199,049 | $5.03 M | 100.00% | 0.42% |
| LPL FINANCIAL LLC | 11/08/2024 | 191,996 | $4.86 M | 6.07% | 0.41% |
| ADVISORS ASSET MANAGEMENT, INC. | 11/08/2024 | 182,606 | $4.62 M | 7.31% | 0.39% |
| GRACE & WHITE INC /NY | 10/21/2024 | 176,597 | $4.47 M | 0.00% | 0.37% |
| MORGAN STANLEY | 11/14/2024 | 164,461 | $4.16 M | -0.43% | 0.35% |
| FRANKLIN RESOURCES INC | 11/27/2024 | 154,038 | $3.89 M | 24.61% | 0.33% |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. | 10/18/2024 | 128,650 | $3.25 M | 12.24% | 0.27% |
| DENALI ADVISORS LLC | 11/13/2024 | 124,653 | $3.15 M | 100.00% | 0.26% |
| MUZINICH & CO., INC. | 11/06/2024 | 106,072 | $2.68 M | 4.04% | 0.22% |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | 11/05/2024 | 102,879 | $2.60 M | 4.17% | 0.22% |
| MML INVESTORS SERVICES, LLC | 11/15/2024 | 102,730 | $2.60 M | 124.25% | 0.22% |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 10/31/2024 | 98,463 | $2.49 M | 1.29% | 0.21% |
| AMERIPRISE FINANCIAL INC | 11/14/2024 | 84,456 | $2.14 M | 6.19% | 0.18% |
| ARGENT TRUST CO | 11/13/2024 | 84,356 | $2.13 M | 16.38% | 0.18% |
| MOERUS CAPITAL MANAGEMENT LLC | 11/14/2024 | 82,097 | $2.08 M | 0.00% | 0.17% |
| TOTAL CLARITY WEALTH MANAGEMENT, INC. | 10/21/2024 | 81,955 | $2.07 M | -1.66% | 0.17% |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | 10/21/2024 | 81,129 | $2.05 M | 20.36% | 0.17% |
| BENJAMIN EDWARDS INC | 11/14/2024 | 80,201 | $2.03 M | 970.63% | 0.17% |
| HODGES CAPITAL MANAGEMENT INC. | 11/15/2024 | 78,305 | $1.98 M | 7.82% | 0.17% |
| BARCLAYS PLC | 11/19/2024 | 76,083 | $1.92 M | 1.69% | 0.16% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/18/2024 | 74,786 | $1.89 M | 9.50% | 0.16% |
| MARSHALL WACE, LLP | 11/14/2024 | 72,361 | $1.83 M | -2.55% | 0.15% |
| HRT FINANCIAL LP | 11/12/2024 | 71,786 | $1.82 M | 100.00% | 0.15% |
| REDMONT WEALTH ADVISORS LLC | 10/16/2024 | 68,658 | $1.74 M | -3.55% | 0.15% |
| LEGACY CAPITAL WEALTH PARTNERS, LLC | 11/04/2024 | 65,164 | $1.65 M | -4.20% | 0.14% |
| RAYMOND JAMES & ASSOCIATES | 10/18/2024 | 63,757 | $1.61 M | -1.72% | 0.14% |
| ROYAL BANK OF CANADA | 11/14/2024 | 62,351 | $1.58 M | 3.16% | 0.13% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2024 | 62,100 | $1.57 M | 25.71% | 0.13% |
| COZAD ASSET MANAGEMENT INC | 10/31/2024 | 60,872 | $1.54 M | -6.03% | 0.13% |
| UBS GROUP AG | 11/14/2024 | 57,079 | $1.44 M | -8.11% | 0.12% |
| FIRST DALLAS SECURITIES INC. | 11/18/2024 | 56,512 | $1.43 M | 4.22% | 0.12% |
| B. RILEY WEALTH ADVISORS, INC. | 12/13/2024 | 46,685 | $1.18 M | -4.69% | 0.10% |
| CITADEL ADVISORS LLC | 11/14/2024 | 46,400 | $1.17 M | -41.78% | 0.10% |
| MRAZ, AMERINE & ASSOCIATES, INC. | 10/23/2024 | 45,244 | $1.14 M | -0.68% | 0.10% |
| CALDWELL SUTTER CAPITAL, INC. | 10/25/2024 | 43,228 | $1.09 M | 0.00% | 0.09% |
| KESTRA ADVISORY SERVICES, LLC | 11/13/2024 | 42,385 | $1.07 M | 3.23% | 0.09% |
Capital Southwest Corporationinstitutional Ownership - FAQ's
During the previous two years, 191 institutional investors and hedge funds held shares of Capital Southwest Corporation. The most heavily invested institutionals were:
VAN ECK ASSOCIATES CORP: 1.15 M
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.: 675,583
TWO SIGMA ADVISERS, LP: 660,600
Zuckerman Investment Group, LLC: 641,459
SANDERS MORRIS HARRIS LLC: 636,164
Sound Income Strategies, LLC: 562,079
24.20% of Capital Southwest Corporation stock is owned by institutional investors.
Institutional investors have bought a total of 12.47 M shares in the last 24 months. This purchase volume represents approximately $274.99 M in transactions.