ArrowMark Financial Corp. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. | 10/18/2024 | 196,433 | $4.06 M | -19.54% | 2.76% |
| ARROWMARK COLORADO HOLDINGS LLC | 11/14/2024 | 196,145 | $4.09 M | -18.57% | 2.76% |
| STIFEL FINANCIAL CORP | 11/14/2024 | 161,024 | $3.33 M | -13.76% | 2.26% |
| ADVISOR GROUP HOLDINGS, INC. | 11/13/2024 | 80,827 | $1.67 M | -0.30% | 1.14% |
| BEACON POINTE ADVISORS, LLC | 11/14/2024 | 57,006 | $1.18 M | -4.38% | 0.80% |
| BARD ASSOCIATES INC | 11/06/2024 | 41,810 | $865,049 | -1.88% | 0.59% |
| CAPITAL INVESTMENT ADVISORS, LLC | 10/17/2024 | 35,746 | $739,585 | 4.37% | 0.50% |
| OPPENHEIMER & CO INC | 11/05/2024 | 22,274 | $460,849 | 14.97% | 0.31% |
| 11/12/2024 | 21,877 | $452.64 M | 100.00% | 0.31% | |
| MORGAN STANLEY | 11/14/2024 | 19,137 | $395,955 | 81.12% | 0.27% |
| CITADEL ADVISORS LLC | 11/14/2024 | 16,512 | $344,275 | 43.22% | 0.23% |
| FALCON WEALTH PLANNING | 10/30/2024 | 16,362 | $338,530 | 14.36% | 0.23% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 10/28/2024 | 15,296 | $316,000 | -23.37% | 0.22% |
| OXBOW ADVISORS, LLC | 11/01/2024 | 10,990 | $227,383 | 0.00% | 0.15% |
| CATALINA CAPITAL GROUP, LLC | 10/30/2024 | 10,310 | $213,314 | 100.00% | 0.15% |
| CITADEL ADVISORS LLC | 11/14/2024 | 6,800 | $141,780 | 100.00% | 0.10% |
| ROYAL BANK OF CANADA | 11/14/2024 | 4,731 | $98,000 | 0.00% | 0.07% |
| BANK OF AMERICA CORP /DE/ | 11/14/2024 | 4,550 | $94,140 | 0.00% | 0.06% |
| CITADEL ADVISORS LLC | 11/14/2024 | 3,800 | $79,230 | 1,800.00% | 0.05% |
| UMB BANK, N.A. | 10/09/2024 | 2,700 | $55,863 | 0.00% | 0.04% |
| CALDWELL SUTTER CAPITAL, INC. | 10/25/2024 | 1,741 | $36,021 | 0.00% | 0.02% |
| UBS GROUP AG | 11/14/2024 | 1,345 | $27,828 | 144.55% | 0.02% |
| WELLS FARGO & COMPANY/MN | 11/13/2024 | 1,000 | $20,696 | -7.66% | 0.01% |
| RIDGEWOOD INVESTMENTS LLC | 10/04/2024 | 800 | $16,552 | 100.00% | 0.01% |
| PATHWAY FINANCIAL ADVISERS, LLC | 10/25/2024 | 750 | $15,518 | 0.00% | 0.01% |
| BRYN MAWR TRUST CO | 11/25/2024 | 500 | $10,345 | 100.00% | 0.01% |
| SOUND INCOME STRATEGIES, LLC | 10/10/2024 | 450 | $9,312 | 0.00% | 0.01% |
| ALLWORTH FINANCIAL LP | 10/23/2024 | 200 | $4,138 | 0.00% | 0.00% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 11/14/2024 | 130 | $2,710 | 100.00% | 0.00% |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 11/14/2024 | 0 | $0 | -100.00% | 0.00% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2024 | 0 | $0 | -100.00% | 0.00% |
| MAGNUS FINANCIAL GROUP LLC | 10/15/2024 | 0 | $0 | -100.00% | 0.00% |
ArrowMark Financial Corp.institutional Ownership - FAQ's
During the previous two years, 37 institutional investors and hedge funds held shares of ArrowMark Financial Corp.. The most heavily invested institutionals were:
Ridgewood Investments LLC: 0
Raymond James Financial Services Advisors, Inc.: 196,433
ArrowMark Colorado Holdings LLC: 196,145
STIFEL FINANCIAL CORP: 161,024
ADVISOR GROUP HOLDINGS, INC.: 80,827
Beacon Pointe Advisors, LLC: 57,006
12.94% of ArrowMark Financial Corp. stock is owned by institutional investors.
Institutional investors have bought a total of 1.38 M shares in the last 24 months. This purchase volume represents approximately $28.17 M in transactions.