AXT, Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| VANGUARD GROUP INC | 11/13/2024 | 2.30 M | $5.56 M | 0.00% | 5.32% |
| NEEDHAM INVESTMENT MANAGEMENT LLC | 11/14/2024 | 1.54 M | $3.73 M | 0.00% | 3.57% |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | 11/14/2024 | 1.48 M | $3.57 M | 12.95% | 3.42% |
| PACIFIC RIDGE CAPITAL PARTNERS, LLC | 11/13/2024 | 1.17 M | $2.83 M | 5.29% | 2.71% |
| DIMENSIONAL FUND ADVISORS LP | 11/07/2024 | 1.00 M | $2.42 M | -23.22% | 2.32% |
| OBERWEIS ASSET MANAGEMENT INC/ | 11/14/2024 | 865,721 | $2.10 M | 31.36% | 2.01% |
| TWO SIGMA ADVISERS, LP | 11/14/2024 | 849,300 | $2.06 M | -5.07% | 1.97% |
| KENNEDY CAPITAL MANAGEMENT LLC | 11/14/2024 | 809,339 | $1.96 M | -0.23% | 1.88% |
| ROYCE & ASSOCIATES LP | 11/06/2024 | 733,709 | $1.78 M | -20.14% | 1.70% |
| BLACKROCK FUNDING, INC. /DE | 11/13/2024 | 688,892 | $1.67 M | 100.00% | 1.60% |
| TWO SIGMA INVESTMENTS, LP | 11/14/2024 | 686,111 | $1.66 M | -26.29% | 1.59% |
| WHITE PINE CAPITAL LLC | 11/12/2024 | 663,253 | $1.61 M | 45.89% | 1.54% |
| CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD. | 11/08/2024 | 606,417 | $1.47 M | 9.95% | 1.41% |
| D. E. SHAW & CO., INC. | 11/14/2024 | 510,170 | $1.23 M | -15.57% | 1.18% |
| GEODE CAPITAL MANAGEMENT, LLC | 11/12/2024 | 464,022 | $1.12 M | 1.66% | 1.08% |
| MORGAN STANLEY | 11/14/2024 | 455,770 | $1.10 M | -48.42% | 1.06% |
| RENAISSANCE TECHNOLOGIES LLC | 11/13/2024 | 453,300 | $1.10 M | 20.05% | 1.05% |
| GSA CAPITAL PARTNERS LLP | 11/05/2024 | 301,812 | $730,000 | 25.14% | 0.70% |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 11/14/2024 | 295,799 | $715,834 | -8.67% | 0.69% |
| MILLENNIUM MANAGEMENT LLC | 11/14/2024 | 292,652 | $708,218 | -7.83% | 0.68% |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 11/14/2024 | 286,094 | $692,347 | -0.03% | 0.66% |
| ACADIAN ASSET MANAGEMENT LLC | 11/12/2024 | 279,308 | $674,000 | 2.53% | 0.65% |
| FOUNDRY PARTNERS, LLC | 11/08/2024 | 272,360 | $659,111 | 0.95% | 0.63% |
| CLARIVEST ASSET MANAGEMENT LLC | 11/12/2024 | 195,920 | $662,210 | 0.00% | 0.45% |
| KEYSTONE WEALTH SERVICES, LLC | 10/15/2024 | 193,400 | $468,028 | -4.36% | 0.45% |
| JPMORGAN CHASE & CO | 12/26/2024 | 157,976 | $382,302 | -12.39% | 0.37% |
| QUBE RESEARCH & TECHNOLOGIES LTD | 11/14/2024 | 147,380 | $356,660 | 0.00% | 0.34% |
| STATE STREET CORP | 11/14/2024 | 143,615 | $347,548 | 0.00% | 0.33% |
| EMPOWERED FUNDS, LLC | 11/06/2024 | 138,499 | $335,168 | -18.95% | 0.32% |
| MARSHALL WACE, LLP | 11/14/2024 | 118,860 | $287,641 | 414.50% | 0.28% |
| CITADEL ADVISORS LLC | 11/14/2024 | 94,501 | $228,692 | 172.38% | 0.22% |
| SQUAREPOINT OPS LLC | 11/14/2024 | 74,209 | $179,586 | -55.32% | 0.17% |
| ASSENAGON ASSET MANAGEMENT S.A. | 10/23/2024 | 63,794 | $154,381 | 26.53% | 0.15% |
| UBS GROUP AG | 11/14/2024 | 60,872 | $147,310 | 0.08% | 0.14% |
| QUADRATURE CAPITAL LTD | 11/14/2024 | 57,381 | $139,149 | -44.59% | 0.13% |
| CUBIST SYSTEMATIC STRATEGIES, LLC | 11/14/2024 | 56,651 | $137,095 | -59.13% | 0.13% |
| PRINCETON CAPITAL MANAGEMENT LLC | 11/07/2024 | 53,959 | $130,581 | -21.52% | 0.13% |
| CREATIVE PLANNING | 10/11/2024 | 52,448 | $126,924 | 100.00% | 0.12% |
| PARK EDGE ADVISORS, LLC | 10/24/2024 | 49,950 | $120,879 | 5.94% | 0.12% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2024 | 47,847 | $115,790 | -68.12% | 0.11% |
| WELLS FARGO & COMPANY/MN | 11/13/2024 | 40,220 | $97,332 | 0.00% | 0.09% |
| BANK OF MONTREAL /CAN/ | 11/13/2024 | 36,875 | $94,031 | 100.00% | 0.09% |
| XTX TOPCO LTD | 11/14/2024 | 35,817 | $86,677 | -79.38% | 0.08% |
| BARCLAYS PLC | 11/19/2024 | 34,778 | $85,000 | 100.00% | 0.08% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2024 | 32,000 | $77,440 | 100.00% | 0.07% |
| JUMP FINANCIAL, LLC | 11/14/2024 | 31,108 | $75,281 | -39.15% | 0.07% |
| FORMIDABLE ASSET MANAGEMENT, LLC | 11/12/2024 | 30,925 | $74,839 | 7.66% | 0.07% |
| BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC | 11/12/2024 | 29,610 | $71,656 | 0.00% | 0.07% |
| 11/13/2024 | 27,859 | $67,419 | 100.00% | 0.06% | |
| GAME PLAN FINANCIAL ADVISORS, LLC | 10/15/2024 | 27,850 | $67,397 | 0.00% | 0.06% |
AXT, Inc.institutional Ownership - FAQ's
During the previous two years, 128 institutional investors and hedge funds held shares of AXT, Inc.. The most heavily invested institutionals were:
VANGUARD GROUP INC: 2.3 M
NEEDHAM INVESTMENT MANAGEMENT LLC: 1.54 M
SYSTEMATIC FINANCIAL MANAGEMENT LP: 1.48 M
Pacific Ridge Capital Partners, LLC: 1.17 M
DIMENSIONAL FUND ADVISORS LP: 1 M
OBERWEIS ASSET MANAGEMENT INC/: 865,721
44.87% of AXT, Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 22.22 M shares in the last 24 months. This purchase volume represents approximately $50.01 M in transactions.