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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 05/02/2024 | YONG RONG (HK) ASSET MANAGEMENT LTD | 150,000 | $659,000 | -90.00% | 0.32% |
| 05/16/2024 | B. RILEY WEALTH ADVISORS, INC. | 13,580 | $7,944 | 10.73% | 0.03% |
| 04/25/2024 | HORRELL CAPITAL MANAGEMENT, INC. | 200 | $1,000 | -90.00% | 0.00% |
| 05/14/2024 | WINCH ADVISORY SERVICES, LLC | 4 | $18 | -92.45% | 0.00% |
| 04/18/2024 | ASPIRE PRIVATE CAPITAL, LLC | 4 | $18 | -90.24% | 0.00% |
| 04/11/2024 | DHJJ FINANCIAL ADVISORS, LTD. | 2 | $9 | -92.00% | 0.00% |
| 04/30/2024 | RETIREMENT GROUP, LLC | 1 | $4 | -96.88% | 0.00% |
| 05/10/2024 | PRINCIPAL SECURITIES, INC. | 0 | $0 | -100.00% | 0.00% |
| 05/10/2024 | JPMORGAN CHASE & CO | 0 | $0 | -100.00% | 0.00% |
| 04/23/2024 | FIFTH THIRD BANCORP | 0 | $0 | -100.00% | 0.00% |
| 05/08/2024 | US BANCORP \DE\ | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | BANK OF AMERICA CORP /DE/ | 0 | $0 | -100.00% | 0.00% |
| 05/10/2024 | WELLS FARGO & COMPANY/MN | 0 | $0 | -100.00% | 0.00% |
| 05/13/2024 | TRUIST FINANCIAL CORP | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | BARCLAYS PLC | 0 | $0 | -100.00% | 0.00% |
| 05/10/2024 | DIMENSIONAL FUND ADVISORS LP | 0 | $0 | -100.00% | 0.00% |
| 05/14/2024 | MML INVESTORS SERVICES, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/10/2024 | PNC FINANCIAL SERVICES GROUP, INC. | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | FIRST MANHATTAN CO. LLC. | 0 | $0 | -100.00% | 0.00% |
| 05/01/2024 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | -100.00% | 0.00% |
| 05/01/2024 | CREATIVE FINANCIAL DESIGNS INC /ADV | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | AMERIPRISE FINANCIAL INC | 0 | $0 | -100.00% | 0.00% |
| 05/13/2024 | DELTA ASSET MANAGEMENT LLC/TN | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | GOLDMAN SACHS GROUP INC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | MORGAN STANLEY | 0 | $0 | -100.00% | 0.00% |
| 05/14/2024 | INVESCO LTD. | 0 | $0 | -100.00% | 0.00% |
| 05/10/2024 | MACKENZIE FINANCIAL CORP | 0 | $0 | -100.00% | 0.00% |
| 05/13/2024 | NATIONAL BANK OF CANADA /FI/ | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | WOLVERINE TRADING, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/13/2024 | BANK OF MONTREAL /CAN/ | 0 | $0 | -100.00% | 0.00% |
| 05/14/2024 | 1832 ASSET MANAGEMENT L.P. | 0 | $0 | -100.00% | 0.00% |
| 05/14/2024 | TORONTO DOMINION BANK | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | DEUTSCHE BANK AG\ | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | ROYAL BANK OF CANADA | 0 | $0 | -100.00% | 0.00% |
| 04/23/2024 | ARCADIA INVESTMENT MANAGEMENT CORP/MI | 0 | $0 | -100.00% | 0.00% |
| 05/13/2024 | RENAISSANCE TECHNOLOGIES LLC | 0 | $0 | -100.00% | 0.00% |
| 04/11/2024 | OPTIMUM INVESTMENT ADVISORS | 0 | $0 | -100.00% | 0.00% |
| 04/19/2024 | ALBION FINANCIAL GROUP /UT | 0 | $0 | -100.00% | 0.00% |
| 05/08/2024 | TD ASSET MANAGEMENT INC | 0 | $0 | -100.00% | 0.00% |
| 04/22/2024 | RAYMOND JAMES & ASSOCIATES | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | GREENWOOD GEARHART INC | 0 | $0 | -100.00% | 0.00% |
| 05/03/2024 | TRUST CO OF VERMONT | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | $0 | -100.00% | 0.00% |
| 05/01/2024 | HOLLENCREST CAPITAL MANAGEMENT | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | TWO SIGMA INVESTMENTS, LP | 0 | $0 | -100.00% | 0.00% |
| 05/14/2024 | CREDIT AGRICOLE S A | 0 | $0 | -100.00% | 0.00% |
| 05/13/2024 | GEODE CAPITAL MANAGEMENT, LLC | 0 | $0 | -100.00% | 0.00% |
| 04/18/2024 | FARMERS & MERCHANTS INVESTMENTS INC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | MILLENNIUM MANAGEMENT LLC | 0 | $0 | -100.00% | 0.00% |
| 04/15/2024 | MCDONALD PARTNERS LLC | 0 | $0 | -100.00% | 0.00% |
A. During the previous two years, 240 institutional investors and hedge funds held shares of Aurora Cannabis Inc.. The most heavily invested institutionals were:
Yong Rong (HK) Asset Management Ltd: 150,000
B. Riley Wealth Advisors, Inc.: 13,580
Horrell Capital Management, Inc.: 200
Aspire Private Capital, LLC: 4
Winch Advisory Services, LLC: 4
DHJJ Financial Advisors, Ltd.: 2
A. 0.35% of Aurora Cannabis Inc. stock is owned by institutional investors.
A. Institutional investors have bought a total of 10.16 M shares in the last 24 months. This purchase volume represents approximately $49.77 M in transactions.
