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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 08/16/2022 | CAPTRUST FINANCIAL ADVISORS | 34,913 | $10,000 | 0.00% | 0.01% |
| 08/12/2022 | BANK OF AMERICA CORP /DE/ | 0 | $0 | -100.00% | 0.00% |
| 10/27/2022 | MORGAN STANLEY | 0 | $0 | -100.00% | 0.00% |
| 08/11/2022 | BANK OF MONTREAL /CAN/ | 0 | $0 | -100.00% | 0.00% |
| 08/11/2022 | GROUP ONE TRADING, L.P. | 0 | $0 | -100.00% | 0.00% |
| 08/11/2022 | TORONTO DOMINION BANK | 0 | $0 | -100.00% | 0.00% |
| 08/15/2022 | ROYAL BANK OF CANADA | 0 | $0 | -100.00% | 0.00% |
| 08/12/2022 | RENAISSANCE TECHNOLOGIES LLC | 0 | $0 | -100.00% | 0.00% |
| 08/12/2022 | FIRST FOUNDATION ADVISORS | 0 | $0 | -100.00% | 0.00% |
| 08/04/2022 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | $0 | -100.00% | 0.00% |
| 07/21/2022 | WEDBUSH SECURITIES INC | 0 | $0 | -100.00% | 0.00% |
| 08/08/2022 | CREDIT AGRICOLE S A | 0 | $0 | -100.00% | 0.00% |
| 08/15/2022 | MILLENNIUM MANAGEMENT LLC | 0 | $0 | -100.00% | 0.00% |
| 07/29/2022 | GUILD INVESTMENT MANAGEMENT, INC. | 0 | $0 | -100.00% | 0.00% |
| 08/05/2022 | SCOTIA CAPITAL INC. | 0 | $0 | -100.00% | 0.00% |
| 08/12/2022 | LPL FINANCIAL LLC | 0 | $0 | -100.00% | 0.00% |
| 07/13/2022 | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 0 | $0 | -100.00% | 0.00% |
| 08/10/2022 | CIBC WORLD MARKET INC. | 0 | $0 | -100.00% | 0.00% |
| 08/15/2022 | CITADEL ADVISORS LLC | 0 | $0 | -100.00% | 0.00% |
| 08/12/2022 | BENJAMIN F. EDWARDS & COMPANY, INC. | 0 | $0 | -100.00% | 0.00% |
| 08/15/2022 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | $0 | -100.00% | 0.00% |
| 08/10/2022 | HIGHTOWER ADVISORS, LLC | 0 | $0 | -100.00% | 0.00% |
| 08/12/2022 | HAP TRADING, LLC | 0 | $0 | -100.00% | 0.00% |
| 08/03/2022 | SIMPLEX TRADING, LLC | 0 | $0 | -100.00% | 0.00% |
| 08/09/2022 | VIRTU FINANCIAL LLC | 0 | $0 | -100.00% | 0.00% |
| 08/15/2022 | CREATIVE PLANNING | 0 | $0 | -100.00% | 0.00% |
| 08/08/2022 | PROSPERA FINANCIAL SERVICES INC | 0 | $0 | -100.00% | 0.00% |
| 07/13/2022 | ALLWORTH FINANCIAL LP | 0 | $0 | -100.00% | 0.00% |
| 08/10/2022 | UBS GROUP AG | 0 | $0 | -100.00% | 0.00% |
| 07/21/2022 | TRADEWINDS CAPITAL MANAGEMENT, LLC | 0 | $0 | -100.00% | 0.00% |
| 07/12/2022 | KOSHINSKI ASSET MANAGEMENT, INC. | 0 | $0 | -100.00% | 0.00% |
| 08/10/2022 | ADVISOR GROUP HOLDINGS, INC. | 0 | $0 | -100.00% | 0.00% |
| 08/04/2022 | BEDEL FINANCIAL CONSULTING, INC. | 0 | $0 | -100.00% | 0.00% |
| 07/28/2022 | ASSET ADVISORS INVESTMENT MANAGEMENT, LLC | 0 | $0 | -100.00% | 0.00% |
| 07/14/2022 | MARCUM WEALTH, LLC | 0 | $0 | -100.00% | 0.00% |
| 07/13/2022 | BLUE ZONE WEALTH ADVISORS, LLC | 0 | $0 | -100.00% | 0.00% |
| 08/04/2022 | MADDEN SECURITIES CORP | 0 | $0 | -100.00% | 0.00% |
| 08/09/2022 | EUDAIMONIA PARTNERS, LLC | 0 | $0 | -100.00% | 0.00% |
A. During the previous two years, 2 institutional investors and hedge funds held shares of TRX Gold Corporation. The most heavily invested institutionals were:
Advisor Group, Inc.: 57,600
LADENBURG THALMANN FINANCIAL SERVICES INC.: 10,225
A. 0.01% of TRX Gold Corporation stock is owned by institutional investors.
A. Institutional investors have bought a total of 67,825 shares in the last 24 months. This purchase volume represents approximately $26,472 in transactions.
