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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 05/10/2024 | VANGUARD GROUP INC | 458,416 | $531,763 | 0.00% | 3.90% |
| 05/10/2024 | BLACKROCK INC. | 158,752 | $184,152 | -0.34% | 1.35% |
| 05/01/2024 | COMPAGNIE LOMBARD ODIER SCMA | 150,000 | $174,000 | 0.00% | 1.28% |
| 05/13/2024 | GEODE CAPITAL MANAGEMENT, LLC | 109,489 | $127,056 | 0.00% | 0.93% |
| 05/13/2024 | RENAISSANCE TECHNOLOGIES LLC | 84,500 | $98,000 | 7.64% | 0.72% |
| 05/15/2024 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 59,039 | $68,485 | 0.00% | 0.50% |
| 05/15/2024 | STATE STREET CORP | 41,906 | $48,611 | 0.00% | 0.36% |
| 05/15/2024 | ROYAL BANK OF CANADA | 30,535 | $35,000 | 0.00% | 0.26% |
| 05/14/2024 | NORTHERN TRUST CORP | 29,546 | $34,273 | -0.40% | 0.25% |
| 05/15/2024 | CITADEL ADVISORS LLC | 24,200 | $28,072 | -1.22% | 0.21% |
| 05/15/2024 | CITADEL ADVISORS LLC | 21,489 | $24,927 | 27.75% | 0.18% |
| 05/14/2024 | STIFEL FINANCIAL CORP | 21,200 | $24,592 | 0.00% | 0.18% |
| 05/13/2024 | WHARTON BUSINESS GROUP, LLC | 15,736 | $18,000 | 0.00% | 0.13% |
| 04/05/2024 | NBC SECURITIES, INC. | 3,400 | $3,000 | 0.00% | 0.03% |
| 05/10/2024 | JPMORGAN CHASE & CO | 3,027 | $3,511 | 14,314.29% | 0.03% |
| 05/10/2024 | ADVISOR GROUP HOLDINGS, INC. | 2,285 | $2,650 | 0.00% | 0.02% |
| 04/16/2024 | ASSET DEDICATION, LLC | 1,450 | $2,000 | 0.00% | 0.01% |
| 05/15/2024 | TOWER RESEARCH CAPITAL LLC (TRC) | 607 | $704 | 100.00% | 0.01% |
| 05/13/2024 | UBS GROUP AG | 422 | $490 | -55.58% | 0.00% |
| 05/14/2024 | CLEARSTEAD ADVISORS, LLC | 293 | $534 | 0.00% | 0.00% |
| 05/08/2024 | SANDY SPRING BANK | 265 | $308 | 0.00% | 0.00% |
| 05/15/2024 | MORGAN STANLEY | 237 | $275 | 0.00% | 0.00% |
| 05/15/2024 | FEDERATION DES CAISSES DESJARDINS DU QUEBEC | 210 | $244 | 100.00% | 0.00% |
| 05/15/2024 | MAIN STREET GROUP, LTD | 200 | $260 | 0.00% | 0.00% |
| 05/10/2024 | WELLS FARGO & COMPANY/MN | 135 | $157 | -88.08% | 0.00% |
| 05/15/2024 | BANK OF AMERICA CORP /DE/ | 100 | $116 | -12.28% | 0.00% |
| 05/08/2024 | US BANCORP \DE\ | 43 | $50 | 0.00% | 0.00% |
| 05/13/2024 | FMR LLC | 0 | $0 | -100.00% | 0.00% |
| 05/15/2024 | CITADEL ADVISORS LLC | 0 | $0 | -100.00% | 0.00% |
| 05/07/2024 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | $0 | -100.00% | 0.00% |
| 04/25/2024 | SIMPLEX TRADING, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/20/2024 | VIRTU FINANCIAL LLC | 0 | $0 | -100.00% | 0.00% |
| 05/07/2024 | MOSS ADAMS WEALTH ADVISORS LLC | 0 | $0 | -100.00% | 0.00% |
| 04/12/2024 | GAME PLAN FINANCIAL ADVISORS, LLC | 0 | $0 | -100.00% | 0.00% |
| 05/10/2024 | TD WATERHOUSE CANADA INC. | 0 | $0 | -100.00% | 0.00% |
A. During the previous two years, 40 institutional investors and hedge funds held shares of NanoViricides, Inc.. The most heavily invested institutionals were:
VANGUARD GROUP INC: 458,416
BlackRock Inc.: 158,752
Compagnie Lombard Odier SCmA: 150,000
GEODE CAPITAL MANAGEMENT, LLC: 109,489
RENAISSANCE TECHNOLOGIES LLC: 84,500
BRIDGEWAY CAPITAL MANAGEMENT, LLC: 59,039
A. 10.16% of NanoViricides, Inc. stock is owned by institutional investors.
A. Institutional investors have bought a total of 1.57 M shares in the last 24 months. This purchase volume represents approximately $2.75 M in transactions.
