Stellus Capital Investment Corporation Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| TWO SIGMA ADVISERS, LP | 11/14/2024 | 423,300 | $5.79 M | -4.94% | 1.61% |
| TWO SIGMA INVESTMENTS, LP | 11/14/2024 | 325,435 | $4.46 M | -11.95% | 1.24% |
| RAYMOND JAMES & ASSOCIATES | 10/18/2024 | 228,375 | $3.13 M | 2.17% | 0.87% |
| CONDOR CAPITAL MANAGEMENT | 11/08/2024 | 181,114 | $2.48 M | -32.78% | 0.69% |
| LEGAL & GENERAL GROUP PLC | 11/14/2024 | 172,175 | $2.36 M | -13.95% | 0.65% |
| MORGAN STANLEY | 11/14/2024 | 146,727 | $2.01 M | -16.59% | 0.56% |
| ADVISORS ASSET MANAGEMENT, INC. | 11/08/2024 | 133,092 | $1.82 M | -3.29% | 0.51% |
| ICON WEALTH ADVISORS, LLC | 11/14/2024 | 131,465 | $1.80 M | 0.01% | 0.50% |
| CI PRIVATE WEALTH, LLC | 11/12/2024 | 115,626 | $1.58 M | 71.08% | 0.44% |
| GABLES CAPITAL MANAGEMENT INC. | 10/25/2024 | 101,899 | $1.39 M | 0.00% | 0.39% |
| MILLENNIUM MANAGEMENT LLC | 11/14/2024 | 100,572 | $1.38 M | -52.99% | 0.38% |
| TREXQUANT INVESTMENT LP | 11/12/2024 | 89,181 | $1.22 M | 46.04% | 0.34% |
| BLACKROCK FUNDING, INC. /DE | 11/13/2024 | 86,733 | $1.19 M | 100.00% | 0.33% |
| MARSHALL WACE, LLP | 11/14/2024 | 77,823 | $1.07 M | -17.91% | 0.30% |
| MUZINICH & CO., INC. | 11/06/2024 | 65,765 | $900,322 | 0.00% | 0.25% |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | 11/05/2024 | 63,407 | $868,042 | 0.00% | 0.24% |
| PFG INVESTMENTS, LLC | 10/24/2024 | 62,954 | $861,847 | 1.27% | 0.24% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2024 | 60,600 | $829,614 | -35.46% | 0.23% |
| QUBE RESEARCH & TECHNOLOGIES LTD | 11/14/2024 | 58,239 | $797,292 | -16.68% | 0.22% |
| LPL FINANCIAL LLC | 11/08/2024 | 57,323 | $784,756 | -27.18% | 0.22% |
| VIRTUS ETF ADVISERS LLC | 11/14/2024 | 55,848 | $764,559 | -16.23% | 0.21% |
| U.S. CAPITAL WEALTH ADVISORS, LLC | 10/22/2024 | 48,598 | $665,301 | 0.12% | 0.18% |
| JANNEY MONTGOMERY SCOTT LLC | 10/29/2024 | 43,825 | $600,000 | 0.00% | 0.17% |
| SUNBELT SECURITIES, INC. | 11/18/2024 | 30,984 | $424,171 | -9.44% | 0.12% |
| ROYAL BANK OF CANADA | 11/14/2024 | 24,182 | $331,000 | -9.51% | 0.09% |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | 11/13/2024 | 21,358 | $293,000 | 4.72% | 0.08% |
| CITADEL ADVISORS LLC | 11/14/2024 | 20,992 | $287,380 | -60.79% | 0.08% |
| LSV ASSET MANAGEMENT | 11/12/2024 | 20,500 | $281,000 | 0.00% | 0.08% |
| CONCURRENT INVESTMENT ADVISORS, LLC | 10/30/2024 | 18,096 | $247,734 | 17.57% | 0.07% |
| PALOMA PARTNERS MANAGEMENT CO | 11/14/2024 | 16,513 | $226,063 | 100.00% | 0.06% |
| PRIME CAPITAL INVESTMENT ADVISORS, LLC | 11/05/2024 | 16,278 | $222,841 | 100.00% | 0.06% |
| JPMORGAN CHASE & CO | 12/26/2024 | 14,949 | $204,652 | 70.81% | 0.06% |
| FARTHER FINANCE ADVISORS, LLC | 10/29/2024 | 13,106 | $179,421 | 27.94% | 0.05% |
| PNC FINANCIAL SERVICES GROUP, INC. | 11/08/2024 | 13,000 | $177,970 | 0.00% | 0.05% |
| UBS GROUP AG | 11/14/2024 | 12,606 | $172,576 | 15.10% | 0.05% |
| OPPENHEIMER & CO INC | 11/05/2024 | 12,299 | $168,373 | 0.80% | 0.05% |
| WELLS FARGO & COMPANY/MN | 11/13/2024 | 11,283 | $154,467 | -4.23% | 0.04% |
| PRIVATE ADVISOR GROUP, LLC | 10/22/2024 | 10,000 | $136,900 | 0.00% | 0.04% |
| CHILTON CAPITAL MANAGEMENT LLC | 11/12/2024 | 7,600 | $104,044 | 0.00% | 0.03% |
| CITADEL ADVISORS LLC | 11/14/2024 | 4,300 | $58,867 | -53.76% | 0.02% |
| GROUP ONE TRADING, L.P. | 11/14/2024 | 3,035 | $41,549 | 6.01% | 0.01% |
| ADVISOR GROUP HOLDINGS, INC. | 11/13/2024 | 3,000 | $41,070 | -24.91% | 0.01% |
| CITADEL ADVISORS LLC | 11/14/2024 | 2,700 | $36,963 | 8.00% | 0.01% |
| PSI ADVISORS, LLC | 10/22/2024 | 2,500 | $34,225 | 8.70% | 0.01% |
| CLIFFWATER LLC | 11/13/2024 | 981 | $13,307 | -99.05% | 0.00% |
| JONES FINANCIAL COMPANIES LLLP | 11/12/2024 | 500 | $6,850 | -68.75% | 0.00% |
| PARKSIDE FINANCIAL BANK & TRUST | 11/07/2024 | 500 | $6,845 | 0.00% | 0.00% |
| KEY FINANCIAL INC | 10/29/2024 | 500 | $6,845 | 0.00% | 0.00% |
| CWM, LLC | 10/08/2024 | 400 | $5,000 | 0.00% | 0.00% |
| LINDBROOK CAPITAL, LLC | 11/01/2024 | 330 | $4,521 | 0.00% | 0.00% |
Stellus Capital Investment Corporationinstitutional Ownership - FAQ's
During the previous two years, 72 institutional investors and hedge funds held shares of Stellus Capital Investment Corporation. The most heavily invested institutionals were:
TWO SIGMA ADVISERS, LP: 423,300
TWO SIGMA INVESTMENTS, LP: 325,435
RAYMOND JAMES & ASSOCIATES: 228,375
CONDOR CAPITAL MANAGEMENT: 181,114
Legal & General Group Plc: 172,175
MORGAN STANLEY: 146,727
11.63% of Stellus Capital Investment Corporation stock is owned by institutional investors.
Institutional investors have bought a total of 3.91 M shares in the last 24 months. This purchase volume represents approximately $54.29 M in transactions.