High Income Securities Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 11/12/2025 | 1.47 M | $9.32 M | -3.07% | 7.84% |
| MORGAN STANLEY | 11/14/2025 | 530.80 K | $3.37 M | 4.24% | 2.84% |
| RAYMOND JAMES FINANCIAL INC | 11/14/2025 | 394.39 K | $2.50 M | 15.92% | 2.11% |
| INVESCO LTD. | 11/13/2025 | 268.50 K | $1.70 M | 2.98% | 1.43% |
| ADVISORS ASSET MANAGEMENT, INC. | 11/06/2025 | 121.71 K | $772.88 K | -0.72% | 0.65% |
| SAMALIN INVESTMENT COUNSEL, LLC | 10/30/2025 | 91.98 K | $584.05 K | 28.54% | 0.49% |
| NEWEDGE ADVISORS, LLC | 11/17/2025 | 80.70 K | $512.45 K | -1.71% | 0.43% |
| SHAKER FINANCIAL SERVICES, LLC | 10/22/2025 | 77.42 K | $491.59 K | 171.60% | 0.41% |
| ADVISOR GROUP HOLDINGS, INC. | 11/14/2025 | 64.91 K | $418.00 K | 13.30% | 0.35% |
| HARBOUR INVESTMENTS, INC. | 11/12/2025 | 51.68 K | $328.19 K | 2.06% | 0.28% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 10/22/2025 | 50.24 K | $319.01 K | 0.00% | 0.27% |
| WELLS FARGO & COMPANY/MN | 11/13/2025 | 41.18 K | $261.46 K | 0.61% | 0.22% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 10/29/2025 | 38.94 K | $243.74 K | -2.14% | 0.21% |
| MGO ONE SEVEN LLC | 10/24/2025 | 35.28 K | $224.05 K | -0.21% | 0.19% |
| CETERA INVESTMENT ADVISERS | 11/14/2025 | 32.19 K | $204.41 K | 17.50% | 0.17% |
| KINGSTONE CAPITAL PARTNERS TEXAS, LLC | 10/28/2025 | 30.79 K | $196.00 K | 11.50% | 0.16% |
| MELFA WEALTH MANAGEMENT, LLC | 10/28/2025 | 30.72 K | $195.08 K | 0.00% | 0.16% |
| APTUS CAPITAL ADVISORS, LLC | 11/12/2025 | 30.66 K | $194.69 K | 0.00% | 0.16% |
| SEACREST WEALTH MANAGEMENT, LLC | 11/13/2025 | 30.66 K | $193.13 K | 5.20% | 0.16% |
| SILVERLAKE WEALTH MANAGEMENT LLC | 10/28/2025 | 24.72 K | $156.98 K | 0.00% | 0.13% |
| GILMAN HILL ASSET MANAGEMENT, LLC | 10/15/2025 | 20.00 K | $127.00 K | 0.00% | 0.11% |
| TACTIVE ADVISORS, LLC | 10/14/2025 | 18.77 K | $119.17 K | 18.31% | 0.10% |
| MERIT FINANCIAL GROUP, LLC | 11/07/2025 | 17.82 K | $113.15 K | 2.44% | 0.10% |
| K2 PRINCIPAL FUND, L.P. | 11/13/2025 | 16.72 K | $106.15 K | 0.00% | 0.09% |
| NWF ADVISORY SERVICES INC. | 10/31/2025 | 16.70 K | $106.05 K | 0.00% | 0.09% |
| BENJAMIN EDWARDS INC | 10/23/2025 | 15.40 K | $97.77 K | 100.00% | 0.08% |
| ROYAL BANK OF CANADA | 11/14/2025 | 15.36 K | $98.00 K | 2.05% | 0.08% |
| HUNTING HILL GLOBAL CAPITAL, LLC | 11/14/2025 | 14.32 K | $90.91 K | 0.00% | 0.08% |
| HIGHTOWER ADVISORS, LLC | 11/07/2025 | 13.03 K | $82.75 K | -5.28% | 0.07% |
| UHLMANN PRICE SECURITIES, LLC | 11/07/2025 | 11.35 K | $72.09 K | -17.96% | 0.06% |
| JANE STREET GROUP, LLC | 11/14/2025 | 11.30 K | $71.76 K | -63.91% | 0.06% |
| MACH-1 FINANCIAL GROUP, LLC | 11/12/2025 | 11.20 K | $71.10 K | 100.00% | 0.06% |
| 11/12/2025 | 11.20 K | $71.10 K | 100.00% | 0.06% | |
| BULLDOG INVESTORS, LLP | 11/14/2025 | 10.71 K | $67.98 K | 0.00% | 0.06% |
| EASTERN BANK | 10/27/2025 | 8.00 K | $50.80 K | 0.00% | 0.04% |
| NOBLE WEALTH MANAGEMENT PBC | 01/05/2026 | 6.04 K | $38.34 K | 100.00% | 0.03% |
| UBS GROUP AG | 11/13/2025 | 4.98 K | $31.64 K | -59.70% | 0.03% |
| MILLSTONE EVANS GROUP, LLC | 10/30/2025 | 1.60 K | $10.16 K | 0.00% | 0.01% |
| CIBC PRIVATE WEALTH GROUP, LLC | 11/24/2025 | 1.26 K | $8.02 K | 0.00% | 0.01% |
| CORECAP ADVISORS, LLC | 10/22/2025 | 1.20 K | $7.62 K | 0.00% | 0.01% |
| WINMILL & CO. INC | 11/13/2025 | 662 | $4.20 K | 0.00% | 0.00% |
| HIGHLINE WEALTH PARTNERS LLC | 10/14/2025 | 600 | $3.81 K | 100.00% | 0.00% |
| TRUST CO OF VERMONT | 10/14/2025 | 500 | $3.18 K | 100.00% | 0.00% |
| WPG ADVISERS, LLC | 10/29/2025 | 386 | $2.45 K | 2.12% | 0.00% |
| BANK OF AMERICA CORP /DE/ | 02/03/2026 | 153 | $972 | 0.00% | 0.00% |
| MAI CAPITAL MANAGEMENT | 11/10/2025 | 148 | $942 | 2.78% | 0.00% |
| COMERICA BANK | 11/14/2025 | 49 | $312 | 0.00% | 0.00% |
| CALDWELL SUTTER CAPITAL, INC. | 10/29/2025 | 2 | $13 | 0.00% | 0.00% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 11/12/2025 | 0 | $0 | -100.00% | 0.00% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 11/14/2025 | 0 | $0 | -100.00% | 0.00% |
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High Income Securities Fund institutional Ownership - FAQ's
During the previous two years, 53 institutional investors and hedge funds held shares of High Income Securities Fund. The most heavily invested institutionals were:
Samalin Investment Counsel, LLC: 97,583
MGO ONE SEVEN LLC: 35,081
MELFA WEALTH MANAGEMENT, LLC: 30,722
Savvy Advisors, Inc.: 25,395
Tactive Advisors, LLC: 17,227
BENJAMIN EDWARDS INC: 15,348
19.90% of High Income Securities Fund stock is owned by institutional investors.
Institutional investors have bought a total of 4.58 M shares in the last 24 months. This purchase volume represents approximately $27.83 M in transactions.