Hercules Capital, Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 10/29/2024 | 3.12 M | $61.87 M | 10.29% | 1.93% |
| SOUND INCOME STRATEGIES, LLC | 10/10/2024 | 2.74 M | $53.76 M | 1.77% | 1.70% |
| MORGAN STANLEY | 11/14/2024 | 1.26 M | $24.69 M | 6.49% | 0.78% |
| LEGAL & GENERAL GROUP PLC | 11/14/2024 | 1.17 M | $23.01 M | -6.61% | 0.73% |
| LPL FINANCIAL LLC | 11/08/2024 | 986,915 | $19.38 M | 15.26% | 0.61% |
| ADVISORS CAPITAL MANAGEMENT, LLC | 11/14/2024 | 955,600 | $18.77 M | 0.98% | 0.59% |
| ROYAL BANK OF CANADA | 11/14/2024 | 764,570 | $15.02 M | -4.22% | 0.47% |
| MELIA WEALTH LLC | 11/14/2024 | 743,573 | $14.60 M | 1.57% | 0.46% |
| BLACKROCK FUNDING, INC. /DE | 11/13/2024 | 703,352 | $13.81 M | 100.00% | 0.44% |
| WELLS FARGO & COMPANY/MN | 11/13/2024 | 654,838 | $12.86 M | -0.43% | 0.41% |
| GILMAN HILL ASSET MANAGEMENT, LLC | 10/10/2024 | 597,707 | $11.74 M | -1.64% | 0.37% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2024 | 498,000 | $9.78 M | 55.38% | 0.31% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2024 | 495,200 | $9.73 M | 66.34% | 0.31% |
| TWO SIGMA ADVISERS, LP | 11/14/2024 | 460,200 | $9.04 M | -44.99% | 0.29% |
| TWO SIGMA INVESTMENTS, LP | 11/14/2024 | 457,677 | $8.99 M | -21.91% | 0.28% |
| TECTONIC ADVISORS LLC | 10/23/2024 | 433,032 | $8.50 M | 16.97% | 0.27% |
| MUZINICH & CO., INC. | 11/06/2024 | 408,362 | $8.02 M | 9.93% | 0.25% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 10/22/2024 | 407,119 | $20.73 M | 1,861.83% | 0.25% |
| ADVISORS ASSET MANAGEMENT, INC. | 11/08/2024 | 406,985 | $7.99 M | 9.33% | 0.25% |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | 11/05/2024 | 401,133 | $7.88 M | 10.13% | 0.25% |
| CITADEL ADVISORS LLC | 11/14/2024 | 392,948 | $7.72 M | 188.65% | 0.24% |
| FRANKLIN RESOURCES INC | 11/27/2024 | 387,225 | $7.67 M | 28.03% | 0.24% |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 10/31/2024 | 380,452 | $7.47 M | 0.24% | 0.24% |
| STIFEL FINANCIAL CORP | 11/14/2024 | 372,692 | $7.32 M | -4.37% | 0.23% |
| DENALI ADVISORS LLC | 11/13/2024 | 358,580 | $7.04 M | 100.00% | 0.22% |
| S&T BANK/PA | 11/13/2024 | 357,127 | $7.01 M | -7.76% | 0.22% |
| BORDER TO COAST PENSIONS PARTNERSHIP LTD | 10/21/2024 | 350,000 | $6.85 M | 0.00% | 0.22% |
| CREDIT AGRICOLE S A | 11/14/2024 | 330,371 | $6.49 M | 186.93% | 0.21% |
| RAYMOND JAMES & ASSOCIATES | 10/18/2024 | 322,781 | $6.34 M | -46.70% | 0.20% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/18/2024 | 322,476 | $6.33 M | -2.47% | 0.20% |
| JANNEY MONTGOMERY SCOTT LLC | 10/29/2024 | 303,858 | $5.97 M | 2.24% | 0.19% |
| UBS GROUP AG | 11/14/2024 | 302,202 | $5.94 M | 20.40% | 0.19% |
| AMERIPRISE FINANCIAL INC | 11/14/2024 | 297,100 | $5.84 M | -23.21% | 0.18% |
| PNC FINANCIAL SERVICES GROUP, INC. | 11/08/2024 | 294,507 | $5.78 M | -0.29% | 0.18% |
| JPMORGAN CHASE & CO | 11/08/2024 | 292,978 | $5.75 M | -27.49% | 0.18% |
| CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC | 10/15/2024 | 286,734 | $5.63 M | -15.86% | 0.18% |
| D.A. DAVIDSON & CO. | 11/13/2024 | 283,850 | $5.57 M | 7.10% | 0.18% |
| ATRIA WEALTH SOLUTIONS, INC. | 11/08/2024 | 253,158 | $4.97 M | -1.81% | 0.16% |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. | 10/18/2024 | 228,138 | $4.48 M | 166.74% | 0.14% |
| HRT FINANCIAL LP | 11/12/2024 | 222,766 | $4.38 M | -6.22% | 0.14% |
| CENTAURUS FINANCIAL, INC. | 11/12/2024 | 222,491 | $4.37 M | -6.27% | 0.14% |
| ENVESTNET ASSET MANAGEMENT INC | 11/07/2024 | 221,035 | $4.34 M | 18.30% | 0.14% |
| BLAIR WILLIAM & CO/IL | 11/12/2024 | 212,810 | $4.18 M | 49.99% | 0.13% |
| LEFT BRAIN WEALTH MANAGEMENT, LLC | 11/12/2024 | 208,661 | $4.10 M | 4.29% | 0.13% |
| FAS WEALTH PARTNERS, INC. | 10/17/2024 | 206,967 | $4.06 M | -0.51% | 0.13% |
| TRUEMARK INVESTMENTS, LLC | 10/16/2024 | 199,153 | $3.91 M | 35.09% | 0.12% |
| ARES MANAGEMENT LLC | 11/14/2024 | 198,306 | $3.89 M | 38.64% | 0.12% |
| CITADEL ADVISORS LLC | 11/14/2024 | 193,300 | $3.80 M | 58.57% | 0.12% |
| BAKER AVENUE ASSET MANAGEMENT, LP | 11/04/2024 | 159,668 | $3.14 M | 3.22% | 0.10% |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 11/13/2024 | 155,212 | $3.05 M | 100.00% | 0.10% |
Hercules Capital, Inc.institutional Ownership - FAQ's
During the previous two years, 400 institutional investors and hedge funds held shares of Hercules Capital, Inc.. The most heavily invested institutionals were:
VAN ECK ASSOCIATES CORP: 3.12 M
Sound Income Strategies, LLC: 2.74 M
MORGAN STANLEY: 1.26 M
Legal & General Group Plc: 1.17 M
LPL Financial LLC: 986,915
Advisors Capital Management, LLC: 955,600
19.72% of Hercules Capital, Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 39.86 M shares in the last 24 months. This purchase volume represents approximately $766.13 M in transactions.