Hercules Capital Inc Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 02/13/2026 | 3.46 M | $65.09 M | -5.18% | 1.91% |
| SOUND INCOME STRATEGIES, LLC | 01/21/2026 | 2.70 M | $51.12 M | -1.80% | 1.50% |
| TWO SIGMA ADVISERS, LP | 02/17/2026 | 1.92 M | $36.18 M | -1.75% | 1.06% |
| LPL FINANCIAL LLC | 02/11/2026 | 1.82 M | $34.32 M | 1.63% | 1.01% |
| UBS GROUP AG | 01/29/2026 | 1.67 M | $31.46 M | 26.77% | 0.92% |
| TWO SIGMA INVESTMENTS, LP | 02/17/2026 | 1.62 M | $30.42 M | 21.72% | 0.89% |
| MILLENNIUM MANAGEMENT LLC | 02/17/2026 | 1.39 M | $26.21 M | 2.21% | 0.77% |
| LEGAL & GENERAL GROUP PLC | 02/09/2026 | 1.38 M | $26.00 M | 17.90% | 0.77% |
| MUZINICH & CO., INC. | 01/21/2026 | 1.34 M | $25.14 M | 34.54% | 0.74% |
| BLACKROCK, INC. | 02/12/2026 | 1.33 M | $25.09 M | -0.45% | 0.74% |
| MORGAN STANLEY | 02/13/2026 | 1.11 M | $20.97 M | -5.07% | 0.62% |
| SUMITOMO MITSUI TRUST HOLDINGS, INC. | 01/23/2026 | 1.02 M | $19.17 M | 15.12% | 0.56% |
| FRANKLIN RESOURCES INC | 02/11/2026 | 975.36 K | $18.36 M | 5.03% | 0.54% |
| ADVISORS CAPITAL MANAGEMENT, LLC | 01/29/2026 | 828.26 K | $15.59 M | 4.28% | 0.46% |
| MELIA WEALTH LLC | 02/09/2026 | 802.19 K | $15.10 M | -1.40% | 0.44% |
| TECTONIC ADVISORS LLC | 01/23/2026 | 759.75 K | $14.30 M | 10.19% | 0.42% |
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 740.48 K | $13.94 M | -2.19% | 0.41% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 691.06 K | $13.01 M | -2.11% | 0.39% |
| ROYAL BANK OF CANADA | 02/17/2026 | 643.77 K | $12.12 M | -15.36% | 0.36% |
| CITADEL ADVISORS LLC | 02/17/2026 | 639.40 K | $12.03 M | 196.57% | 0.35% |
| STIFEL FINANCIAL CORP | 02/13/2026 | 607.14 K | $11.43 M | 7.13% | 0.34% |
| GILMAN HILL ASSET MANAGEMENT, LLC | 01/12/2026 | 580.44 K | $10.92 M | -0.62% | 0.32% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/17/2026 | 522.10 K | $9.83 M | 299.16% | 0.29% |
| CITADEL ADVISORS LLC | 02/17/2026 | 472.14 K | $8.89 M | -47.78% | 0.26% |
| HRT FINANCIAL LP | 02/12/2026 | 441.32 K | $8.31 M | -10.65% | 0.24% |
| BORDER TO COAST PENSIONS PARTNERSHIP LTD | 01/26/2026 | 400.00 K | $7.54 M | 6.67% | 0.22% |
| JUMP FINANCIAL, LLC | 02/17/2026 | 361.09 K | $6.80 M | 150.63% | 0.20% |
| ADVISORS ASSET MANAGEMENT, INC. | 02/12/2026 | 364.21 K | $6.85 M | -7.00% | 0.20% |
| JANE STREET GROUP, LLC | 02/12/2026 | 358.94 K | $6.76 M | 507.03% | 0.20% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/17/2026 | 340.20 K | $6.40 M | 53.24% | 0.19% |
| JPMORGAN CHASE & CO | 02/11/2026 | 320.22 K | $6.03 M | -23.68% | 0.18% |
| MARSHALL WACE, LLP | 02/13/2026 | 312.72 K | $5.89 M | -47.20% | 0.17% |
| D.A. DAVIDSON & CO. | 01/29/2026 | 309.21 K | $5.82 M | 3.02% | 0.17% |
| NEUBERGER BERMAN GROUP LLC | 02/13/2026 | 302.85 K | $5.70 M | -5.87% | 0.17% |
| LEFT BRAIN WEALTH MANAGEMENT, LLC | 02/05/2026 | 295.75 K | $5.57 M | 1.67% | 0.16% |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 01/05/2026 | 289.79 K | $5.45 M | -4.21% | 0.16% |
| JANNEY MONTGOMERY SCOTT LLC | 02/11/2026 | 255.34 K | $4.81 M | -11.20% | 0.14% |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 02/06/2026 | 239.61 K | $4.51 M | 123.63% | 0.13% |
| PNC FINANCIAL SERVICES GROUP, INC. | 02/06/2026 | 234.06 K | $4.40 M | -12.77% | 0.13% |
| DENALI ADVISORS LLC | 02/03/2026 | 233.25 K | $4.39 M | -12.17% | 0.13% |
| COMMONWEALTH EQUITY SERVICES, LLC | 02/12/2026 | 220.04 K | $4.14 M | -3.77% | 0.12% |
| CETERA INVESTMENT ADVISERS | 02/17/2026 | 215.04 K | $4.05 M | 1.75% | 0.12% |
| QUANTBOT TECHNOLOGIES LP | 02/10/2026 | 213.69 K | $4.02 M | 60.79% | 0.12% |
| STATE STREET CORP | 02/13/2026 | 213.83 K | $4.02 M | 23.56% | 0.12% |
| BNP PARIBAS ARBITRAGE, SNC | 02/10/2026 | 207.44 K | $3.90 M | 161.17% | 0.11% |
| ARES MANAGEMENT LLC | 02/13/2026 | 201.61 K | $3.79 M | 0.00% | 0.11% |
| BANK OF AMERICA CORP /DE/ | 02/17/2026 | 205.42 K | $3.87 M | 41.16% | 0.11% |
| GOLDMAN SACHS GROUP INC | 02/10/2026 | 205.31 K | $3.86 M | -7.41% | 0.11% |
| S&T BANK/PA | 02/13/2026 | 197.89 K | $3.72 M | -20.53% | 0.11% |
| CERITY PARTNERS LLC | 02/11/2026 | 197.96 K | $3.73 M | 592.34% | 0.11% |
Hercules Capital Inc institutional Ownership - FAQ's
During the previous two years, 432 institutional investors and hedge funds held shares of Hercules Capital Inc. The most heavily invested institutionals were:
Sound Income Strategies, LLC: 2.7 M
TWO SIGMA ADVISERS, LP: 1.92 M
LPL Financial LLC: 1.82 M
UBS Group AG: 1.67 M
TWO SIGMA INVESTMENTS, LP: 1.62 M
MILLENNIUM MANAGEMENT LLC: 1.39 M
16.93% of Hercules Capital Inc stock is owned by institutional investors.
Institutional investors have bought a total of 48.28 M shares in the last 24 months. This purchase volume represents approximately $755.15 M in transactions.