First Trust Utilities AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | 11/12/2025 | 16.05 M | $729.57 M | -2.88% | 43.46% |
| MORGAN STANLEY | 11/14/2025 | 2.96 M | $134.48 M | 7.47% | 8.01% |
| WELLS FARGO & COMPANY/MN | 11/13/2025 | 1.89 M | $85.70 M | 16.34% | 5.11% |
| LPL FINANCIAL LLC | 11/12/2025 | 1.57 M | $71.50 M | -1.03% | 4.26% |
| RAYMOND JAMES FINANCIAL INC | 11/14/2025 | 932.39 K | $42.38 M | 13.02% | 2.52% |
| BANK OF AMERICA CORP /DE/ | 02/03/2026 | 861.62 K | $39.16 M | 10.90% | 2.33% |
| NEWEDGE ADVISORS, LLC | 11/17/2025 | 530.94 K | $24.13 M | -1.87% | 1.44% |
| NILSINE PARTNERS, LLC | 10/06/2025 | 484.54 K | $22.02 M | 51.59% | 1.31% |
| NEWSQUARE CAPITAL LLC | 11/12/2025 | 466.98 K | $21.22 M | -0.70% | 1.26% |
| ADVISORY SERVICES NETWORK, LLC | 11/18/2025 | 452.36 K | $20.56 M | -0.66% | 1.22% |
| UBS GROUP AG | 11/13/2025 | 443.42 K | $20.15 M | -13.22% | 1.20% |
| O'DELL GROUP, LLC | 10/27/2025 | 438.75 K | $19.94 M | -1.31% | 1.19% |
| BENJAMIN EDWARDS INC | 10/23/2025 | 314.95 K | $14.32 M | 6.88% | 0.85% |
| STIFEL FINANCIAL CORP | 11/12/2025 | 312.87 K | $14.22 M | -4.87% | 0.85% |
| TRUIST FINANCIAL CORP | 11/03/2025 | 309.72 K | $14.08 M | 2.01% | 0.84% |
| ADVISOR GROUP HOLDINGS, INC. | 11/14/2025 | 238.84 K | $10.59 M | 87.88% | 0.65% |
| CSENGE ADVISORY GROUP | 10/28/2025 | 234.60 K | $10.66 M | -0.66% | 0.64% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/22/2025 | 212.46 K | $9.66 M | -4.84% | 0.58% |
| ROYAL BANK OF CANADA | 11/14/2025 | 207.89 K | $9.45 M | -22.10% | 0.56% |
| PGIM CUSTOM HARVEST LLC | 11/14/2025 | 182.18 K | $8.28 M | -7.88% | 0.49% |
| CETERA INVESTMENT ADVISERS | 11/14/2025 | 179.86 K | $8.17 M | 27.24% | 0.49% |
| ROCKPORT WEALTH LLC | 10/31/2025 | 169.52 K | $7.70 M | -53.89% | 0.46% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 11/12/2025 | 168.22 K | $7.65 M | -50.61% | 0.46% |
| ENVESTNET ASSET MANAGEMENT INC | 11/05/2025 | 157.91 K | $7.18 M | -3.77% | 0.43% |
| SUMMIT FINANCIAL, LLC | 11/14/2025 | 156.35 K | $7.11 M | 0.92% | 0.42% |
| DELOS WEALTH ADVISORS, LLC | 11/14/2025 | 152.80 K | $6.94 M | 9.38% | 0.41% |
| JANNEY MONTGOMERY SCOTT LLC | 10/27/2025 | 140.91 K | $6.41 M | 4.37% | 0.38% |
| DAYMARK WEALTH PARTNERS, LLC | 10/22/2025 | 137.28 K | $6.24 M | 314.06% | 0.37% |
| WCG WEALTH ADVISORS LLC | 11/13/2025 | 136.39 K | $6.20 M | -7.78% | 0.37% |
| VESTMARK ADVISORY SOLUTIONS, INC. | 11/10/2025 | 130.80 K | $5.94 M | -51.57% | 0.35% |
| 10/22/2025 | 126.54 K | $5.75 M | -0.46% | 0.34% | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 11/14/2025 | 115.68 K | $5.26 M | 14.09% | 0.31% |
| BAIRD FINANCIAL GROUP, INC. | 11/13/2025 | 107.37 K | $4.88 M | -4.10% | 0.29% |
| PENSIONMARK FINANCIAL GROUP, LLC | 10/15/2025 | 106.23 K | $4.83 M | 9.01% | 0.29% |
| D.A. DAVIDSON & CO. | 10/22/2025 | 101.70 K | $4.62 M | 1.53% | 0.28% |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | 11/03/2025 | 91.32 K | $4.15 M | -26.45% | 0.25% |
| SIGMA PLANNING CORP | 11/10/2025 | 87.44 K | $3.97 M | 101.29% | 0.24% |
| GREENUP STREET WEALTH MANAGEMENT LLC | 10/16/2025 | 81.62 K | $3.71 M | 2.56% | 0.22% |
| OPPENHEIMER & CO INC | 11/06/2025 | 80.96 K | $3.68 M | -0.06% | 0.22% |
| CWM, LLC | 10/15/2025 | 73.54 K | $3.34 M | 3.26% | 0.20% |
| EQUITABLE HOLDINGS, INC. | 11/14/2025 | 59.43 K | $2.70 M | 0.42% | 0.16% |
| PRIVATE ADVISOR GROUP, LLC | 11/13/2025 | 57.37 K | $2.61 M | 50.08% | 0.16% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 11/14/2025 | 57.32 K | $2.61 M | 0.35% | 0.16% |
| PROACTIVE WEALTH STRATEGIES LLC | 11/06/2025 | 55.41 K | $2.52 M | -1.50% | 0.15% |
| TRIAGEN WEALTH MANAGEMENT LLC | 10/22/2025 | 51.21 K | $2.33 M | -2.12% | 0.14% |
| FINANCIAL MANAGEMENT PROFESSIONALS, INC. | 10/15/2025 | 50.55 K | $2.30 M | -4.34% | 0.14% |
| BNP PARIBAS ARBITRAGE, SNC | 11/13/2025 | 50.00 K | $2.27 M | 100.00% | 0.14% |
| TRANSAMERICA FINANCIAL ADVISORS, INC. | 11/14/2025 | 49.74 K | $2.26 M | -5.11% | 0.13% |
| INTEGRATED WEALTH CONCEPTS LLC | 11/14/2025 | 42.68 K | $1.94 M | 1.77% | 0.12% |
| QUBE RESEARCH & TECHNOLOGIES LTD | 11/14/2025 | 34.95 K | $1.59 M | 76.24% | 0.09% |
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First Trust Utilities AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 209 institutional investors and hedge funds held shares of First Trust Utilities AlphaDEX Fund. The most heavily invested institutionals were:
TRUIST FINANCIAL CORP: 306,980
BENJAMIN EDWARDS INC: 299,523
Sigma Planning Corp: 86,597
TriaGen Wealth Management LLC: 50,104
PKS Advisory Services, LLC: 35,776
Davis Investment Partners, LLC: 33,249
90.29% of First Trust Utilities AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 34.86 M shares in the last 24 months. This purchase volume represents approximately $1.64 B in transactions.