First Trust Energy AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 02/13/2026 | 1.79 M | $29.48 M | -17.83% | 12.77% |
| LPL FINANCIAL LLC | 02/11/2026 | 1.25 M | $20.52 M | -10.70% | 8.70% |
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 1.14 M | $18.73 M | -4.03% | 8.12% |
| BANK OF AMERICA CORP /DE/ | 02/17/2026 | 405.78 K | $6.68 M | -4.16% | 2.90% |
| UBS GROUP AG | 01/29/2026 | 384.12 K | $6.33 M | -4.54% | 2.74% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 377.79 K | $6.22 M | -13.07% | 2.64% |
| CRUMLY & ASSOCIATES INC. | 01/14/2026 | 193.22 K | $3.18 M | 0.00% | 1.34% |
| SUMMIT FINANCIAL, LLC | 02/13/2026 | 172.03 K | $2.83 M | -5.86% | 1.20% |
| INDEPENDENT ADVISOR ALLIANCE | 02/04/2026 | 170.59 K | $2.81 M | 4.54% | 1.18% |
| ROYAL BANK OF CANADA | 02/17/2026 | 140.67 K | $2.32 M | -45.62% | 1.00% |
| HIGHTOWER ADVISORS, LLC | 02/06/2026 | 116.92 K | $1.93 M | -2.52% | 0.81% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 106.34 K | $1.75 M | -29.83% | 0.76% |
| GOLDMAN SACHS GROUP INC | 02/10/2026 | 101.96 K | $1.68 M | -0.41% | 0.73% |
| CETERA INVESTMENT ADVISERS | 02/17/2026 | 100.96 K | $1.66 M | -6.85% | 0.72% |
| PRIVATE ADVISOR GROUP, LLC | 02/17/2026 | 102.74 K | $1.69 M | 19.04% | 0.72% |
| STIFEL FINANCIAL CORP | 02/13/2026 | 92.67 K | $1.53 M | 171.01% | 0.65% |
| NAVELLIER & ASSOCIATES INC | 02/03/2026 | 88.84 K | $1.46 M | -27.81% | 0.61% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 02/05/2026 | 87.60 K | $1.44 M | 7.15% | 0.61% |
| COMMONWEALTH EQUITY SERVICES, LLC | 02/12/2026 | 85.11 K | $1.40 M | -13.29% | 0.61% |
| STRATOS WEALTH PARTNERS, LTD. | 01/20/2026 | 83.40 K | $1.37 M | -22.15% | 0.58% |
| JANNEY MONTGOMERY SCOTT LLC | 02/11/2026 | 78.21 K | $1.29 M | 10.79% | 0.55% |
| CITADEL ADVISORS LLC | 02/17/2026 | 53.48 K | $880.82 K | 320.61% | 0.38% |
| FLOW TRADERS U.S. LLC | 02/13/2026 | 51.43 K | $847.00 K | -17.63% | 0.37% |
| BNP PARIBAS ARBITRAGE, SNC | 02/10/2026 | 49.20 K | $810.32 K | -75.30% | 0.35% |
| KESTRA ADVISORY SERVICES, LLC | 02/13/2026 | 48.44 K | $797.85 K | -4.39% | 0.35% |
| ONEASCENT FINANCIAL SERVICES LLC | 02/11/2026 | 45.18 K | $744.08 K | 0.79% | 0.32% |
| KESLER, NORMAN & WRIDE, LLC | 02/10/2026 | 43.22 K | $711.89 K | 2.62% | 0.31% |
| JANE STREET GROUP, LLC | 02/12/2026 | 40.09 K | $660.32 K | 100.00% | 0.28% |
| PROSPERA FINANCIAL SERVICES INC | 02/09/2026 | 37.31 K | $614.40 K | -17.91% | 0.26% |
| ENVESTNET ASSET MANAGEMENT INC | 02/10/2026 | 36.30 K | $597.92 K | -28.97% | 0.26% |
| EQUITABLE HOLDINGS, INC. | 02/17/2026 | 35.25 K | $580.49 K | 0.00% | 0.25% |
| BENJAMIN EDWARDS INC | 02/02/2026 | 36.13 K | $594.98 K | -0.80% | 0.25% |
| NEWEDGE ADVISORS, LLC | 02/18/2026 | 34.43 K | $567.02 K | -10.65% | 0.25% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/17/2026 | 33.14 K | $545.78 K | 20.16% | 0.24% |
| SANCTUARY ADVISORS, LLC | 01/29/2026 | 33.13 K | $545.67 K | -0.61% | 0.23% |
| RISK PARADIGM GROUP, LLC | 02/17/2026 | 30.39 K | $500.46 M | 100.00% | 0.22% |
| RPG FAMILY WEALTH ADVISORY, LLC | 02/13/2026 | 30.96 K | $509.98 K | 100.00% | 0.22% |
| CENTAURUS FINANCIAL, INC. | 02/13/2026 | 27.27 K | $449.00 K | 12.59% | 0.19% |
| GLOBAL ASSETS ADVISORY, LLC | 02/09/2026 | 27.30 K | $449.65 K | -4.29% | 0.19% |
| TRUIST FINANCIAL CORP | 02/02/2026 | 27.04 K | $445.35 K | -4.20% | 0.19% |
| JONES FINANCIAL COMPANIES LLLP | 02/17/2026 | 25.28 K | $416.36 K | -9.26% | 0.18% |
| CI PRIVATE WEALTH, LLC | 02/19/2026 | 24.71 K | $24.71 K | 100.00% | 0.18% |
| CITIGROUP INC | 02/13/2026 | 25.04 K | $412.36 K | 8.10% | 0.17% |
| MML INVESTORS SERVICES, LLC | 02/13/2026 | 22.70 K | $373.86 K | -2.18% | 0.16% |
| COTTONWOOD CAPITAL ADVISORS, LLC | 01/14/2026 | 21.28 K | $350.53 K | -0.09% | 0.15% |
| FARTHER FINANCE ADVISORS, LLC | 01/23/2026 | 20.09 K | $330.85 K | -3.14% | 0.14% |
| RETIREMENT PLANNING GROUP | 02/03/2026 | 18.22 K | $300.12 K | 21.97% | 0.13% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 02/17/2026 | 17.82 K | $293.51 K | -14.21% | 0.12% |
| JBR CO FINANCIAL MANAGEMENT INC | 01/06/2026 | 17.51 K | $288.37 K | -14.52% | 0.12% |
| AE WEALTH MANAGEMENT LLC | 01/26/2026 | 16.28 K | $268.09 K | 7.62% | 0.12% |
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First Trust Energy AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 175 institutional investors and hedge funds held shares of First Trust Energy AlphaDEX Fund. The most heavily invested institutionals were:
MORGAN STANLEY: 1.79 M
LPL Financial LLC: 1.25 M
WELLS FARGO & COMPANY/MN: 1.14 M
BANK OF AMERICA CORP /DE/: 405,782
UBS Group AG: 384,123
RAYMOND JAMES FINANCIAL INC: 377,787
57.36% of First Trust Energy AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 21.29 M shares in the last 24 months. This purchase volume represents approximately $427.64 M in transactions.