PhenixFIN Corporation Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| ADALTA CAPITAL MANAGEMENT LLC | 11/15/2024 | 149,603 | $7.09 M | -0.20% | 7.41% |
| 22NW, LP | 11/14/2024 | 117,885 | $5.60 M | 0.00% | 5.84% |
| MORGAN STANLEY | 11/14/2024 | 64,792 | $3.08 M | -2.30% | 3.21% |
| AMERICAN FINANCIAL GROUP INC | 11/12/2024 | 64,327 | $3.06 M | 0.00% | 3.18% |
| LEGAL & GENERAL GROUP PLC | 11/14/2024 | 15,777 | $751,064 | -4.83% | 0.78% |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. | 10/18/2024 | 15,425 | $734,307 | 85.46% | 0.76% |
| ROYAL BANK OF CANADA | 11/14/2024 | 6,400 | $305,000 | 0.00% | 0.32% |
| COMPAGNIE LOMBARD ODIER SCMA | 10/11/2024 | 2,500 | $118,000 | 0.00% | 0.12% |
| ALLWORTH FINANCIAL LP | 10/23/2024 | 2,166 | $38,772 | 0.00% | 0.11% |
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALIST, LLC | 10/18/2024 | 583 | $27,000 | 0.00% | 0.03% |
| TOWER RESEARCH CAPITAL LLC (TRC) | 11/14/2024 | 292 | $13,901 | -27.18% | 0.01% |
| WELLS FARGO & COMPANY/MN | 11/13/2024 | 261 | $12,408 | 0.00% | 0.01% |
| UBS GROUP AG | 11/14/2024 | 218 | $10,378 | -89.68% | 0.01% |
| 11/15/2024 | 200 | $9.40 M | 100.00% | 0.01% | |
| 11/15/2024 | 200 | $9.40 M | 100.00% | 0.01% | |
| BANK OF AMERICA CORP /DE/ | 11/14/2024 | 180 | $8,569 | 100.00% | 0.01% |
| ARCHER INVESTMENT CORP | 11/06/2024 | 126 | $5,998 | 0.00% | 0.01% |
| MAIN STREET GROUP, LTD | 11/13/2024 | 0 | $0 | -100.00% | 0.00% |
PhenixFIN Corporationinstitutional Ownership - FAQ's
During the previous two years, 20 institutional investors and hedge funds held shares of PhenixFIN Corporation. The most heavily invested institutionals were:
Adalta Capital Management LLC: 149,603
22NW, LP: 117,885
MORGAN STANLEY: 64,792
AMERICAN FINANCIAL GROUP INC: 64,327
Legal & General Group Plc: 15,777
Raymond James Financial Services Advisors, Inc.: 15,425
21.83% of PhenixFIN Corporation stock is owned by institutional investors.
Institutional investors have bought a total of 497,790 shares in the last 24 months. This purchase volume represents approximately $24.39 M in transactions.