Great Elm Capital Corp. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| NORTHERN RIGHT CAPITAL MANAGEMENT, L.P. | 02/14/2022 | 1.36 M | $4.18 M | 0.00% | 5.55% |
| ALDEN GLOBAL CAPITAL LLC | 02/14/2022 | 902,292 | $2.78 M | 0.00% | 3.69% |
| ACUITAS INVESTMENTS, LLC | 02/08/2022 | 249,798 | $769,000 | -29.42% | 1.02% |
| MEROS INVESTMENT MANAGEMENT, LP | 02/16/2022 | 249,798 | $769,000 | 100.00% | 1.02% |
| TWO SIGMA INVESTMENTS, LP | 02/14/2022 | 189,361 | $583,000 | -20.32% | 0.77% |
| TWO SIGMA ADVISERS, LP | 02/14/2022 | 151,889 | $468,000 | -29.87% | 0.62% |
| ACADIAN ASSET MANAGEMENT LLC | 02/10/2022 | 50,354 | $154,000 | 60.10% | 0.21% |
| COVE STREET CAPITAL, LLC | 02/11/2022 | 42,200 | $130,000 | -37.39% | 0.17% |
| CSS LLC/IL | 02/14/2022 | 31,417 | $97,000 | 0.00% | 0.13% |
| SQUAREPOINT OPS LLC | 02/14/2022 | 18,181 | $56,000 | -15.67% | 0.07% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 04/05/2022 | 17,958 | $55,000 | 100.00% | 0.07% |
| VIRTU FINANCIAL LLC | 02/17/2022 | 16,195 | $50,000 | 100.00% | 0.07% |
| TRUST CO OF TOLEDO NA /OH/ | 01/07/2022 | 11,622 | $36,000 | 0.00% | 0.05% |
| CITADEL ADVISORS LLC | 02/14/2022 | 10,609 | $33,000 | 100.00% | 0.04% |
| MORGAN STANLEY | 02/14/2022 | 9,890 | $30,000 | 20.61% | 0.04% |
| UBS GROUP AG | 02/14/2022 | 4,094 | $13,000 | 100.00% | 0.02% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 02/14/2022 | 57 | $0 | 0.00% | 0.00% |
| LIFE PLANNING PARTNERS, INC | 02/11/2022 | 19 | $0 | 100.00% | 0.00% |
| WELLS FARGO & COMPANY/MN | 02/14/2022 | 18 | $0 | 20.00% | 0.00% |
| FMR LLC | 02/14/2022 | 6 | $0 | 100.00% | 0.00% |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 02/07/2022 | 0 | $0 | 0.00% | 0.00% |
| ADVISOR GROUP HOLDINGS, INC. | 02/03/2022 | 0 | $0 | -100.00% | 0.00% |
Great Elm Capital Corp.institutional Ownership - FAQ's
During the previous two years, 5 institutional investors and hedge funds held shares of Great Elm Capital Corp.. The most heavily invested institutionals were:
QUANTUM CAPITAL MANAGEMENT: 0
LADENBURG THALMANN FINANCIAL SERVICES INC.: 651
Advisor Group, Inc.: 11
Virtu KCG Holdings LLC: 0
MSI Financial Services Inc: 110
13.55% of Great Elm Capital Corp. stock is owned by institutional investors.
Institutional investors have bought a total of 772 shares in the last 24 months. This purchase volume represents approximately $8,253 in transactions.