Sprott Focus Trust, Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| SPROTT INC. | 11/12/2025 | 15.22 M | $126.43 M | 0.93% | 51.21% |
| ROYAL BANK OF CANADA | 11/14/2025 | 620.96 K | $5.16 M | 6.70% | 2.09% |
| SHAKER FINANCIAL SERVICES, LLC | 10/22/2025 | 474.36 K | $3.94 M | 3.19% | 1.60% |
| LPL FINANCIAL LLC | 11/12/2025 | 443.04 K | $3.68 M | -1.65% | 1.49% |
| INTEGRATED WEALTH CONCEPTS LLC | 11/14/2025 | 287.12 K | $2.39 M | -5.83% | 0.97% |
| MORGAN STANLEY | 11/14/2025 | 280.56 K | $2.33 M | 5.75% | 0.94% |
| ESSEX FINANCIAL SERVICES, INC. | 11/07/2025 | 218.45 K | $1.82 M | -0.08% | 0.74% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 10/22/2025 | 174.87 K | $1.45 M | 19.86% | 0.59% |
| AQR ARBITRAGE LLC | 11/14/2025 | 140.06 K | $1.16 M | -12.48% | 0.47% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 11/14/2025 | 138.90 K | $1.15 M | 46.10% | 0.47% |
| 1607 CAPITAL PARTNERS, LLC | 11/14/2025 | 137.37 K | $1.14 M | -6.72% | 0.46% |
| UBS GROUP AG | 11/13/2025 | 120.59 K | $1.00 M | -0.71% | 0.41% |
| WELLS FARGO & COMPANY/MN | 11/13/2025 | 98.59 K | $819.28 K | 2.07% | 0.33% |
| CAPTRUST FINANCIAL ADVISORS | 11/19/2025 | 84.11 K | $698.94 K | 1.09% | 0.28% |
| SAPIENT CAPITAL LLC | 10/17/2025 | 79.19 K | $657.25 K | -3.75% | 0.27% |
| RAYMOND JAMES FINANCIAL INC | 11/14/2025 | 45.49 K | $378.05 K | 126.69% | 0.15% |
| HARA CAPITAL LLC | 10/30/2025 | 44.63 K | $370.90 K | -35.43% | 0.15% |
| ADVISOR GROUP HOLDINGS, INC. | 11/14/2025 | 42.90 K | $356.36 K | -14.95% | 0.14% |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC | 10/28/2025 | 29.11 K | $241.94 K | -13.73% | 0.10% |
| LEVEL FOUR ADVISORY SERVICES, LLC | 11/12/2025 | 25.50 K | $211.94 K | 3.34% | 0.09% |
| CORECAP ADVISORS, LLC | 10/22/2025 | 21.87 K | $181.75 K | 3.31% | 0.07% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2025 | 21.57 K | $179.03 K | -24.41% | 0.07% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 11/14/2025 | 19.15 K | $159.10 K | 1.54% | 0.06% |
| BANK OF AMERICA CORP /DE/ | 11/14/2025 | 17.72 K | $147.25 K | 1.55% | 0.06% |
| WAVERLY ADVISORS, LLC | 11/14/2025 | 10.80 K | $89.72 K | 3.28% | 0.04% |
| MRAZ, AMERINE & ASSOCIATES, INC. | 11/06/2025 | 10.72 K | $89.07 K | 0.00% | 0.04% |
| HIGHTOWER ADVISORS, LLC | 11/07/2025 | 10.56 K | $87.76 K | -12.69% | 0.04% |
| WOLVERINE ASSET MANAGEMENT LLC | 10/28/2025 | 4.03 K | $33.45 K | 79.53% | 0.01% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 11/12/2025 | 1.55 K | $12.91 K | 1.50% | 0.01% |
| AMERITAS ADVISORY SERVICES, LLC | 11/06/2025 | 792 | $6.58 K | 0.00% | 0.00% |
| NEWEDGE ADVISORS, LLC | 11/17/2025 | 23 | $191 | -99.83% | 0.00% |
| EVERSOURCE WEALTH ADVISORS, LLC | 11/10/2025 | 17 | $137 | 6.25% | 0.00% |
| ROCKEFELLER CAPITAL MANAGEMENT L.P. | 11/14/2025 | 1 | $12 | 100.00% | 0.00% |
| MCILRATH & ECK, LLC | 10/22/2025 | 0 | $0 | -100.00% | 0.00% |
Sprott Focus Trust, Inc. institutional Ownership - FAQ's
During the previous two years, 47 institutional investors and hedge funds held shares of Sprott Focus Trust, Inc.. The most heavily invested institutionals were:
SPROTT INC.: 15.22 M
ROYAL BANK OF CANADA: 620,962
Shaker Financial Services, LLC: 474,364
LPL Financial LLC: 443,037
Integrated Wealth Concepts LLC: 287,121
MORGAN STANLEY: 280,562
63.34% of Sprott Focus Trust, Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 19.62 M shares in the last 24 months. This purchase volume represents approximately $169.92 M in transactions.