Sprott Focus Trust, Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| SPROTT INC. | 11/14/2024 | 14.45 M | $111.35 M | 2.21% | 48.37% |
| SHAKER FINANCIAL SERVICES, LLC | 10/31/2024 | 974,603 | $7.50 M | -2.08% | 3.26% |
| ROYAL BANK OF CANADA | 11/14/2024 | 462,143 | $3.56 M | 10.74% | 1.55% |
| INTEGRATED WEALTH CONCEPTS LLC | 11/14/2024 | 329,649 | $2.54 M | 1.01% | 1.10% |
| 1607 CAPITAL PARTNERS, LLC | 11/14/2024 | 257,483 | $1.98 M | -22.87% | 0.86% |
| ESSEX FINANCIAL SERVICES, INC. | 10/24/2024 | 237,110 | $1.85 M | -8.85% | 0.79% |
| CETERA INVESTMENT ADVISERS | 11/13/2024 | 231,350 | $1.78 M | -1.22% | 0.77% |
| MORGAN STANLEY | 11/14/2024 | 216,229 | $1.66 M | 2.90% | 0.72% |
| 11/25/2024 | 159,500 | $1.28 M | -0.33% | 0.53% | |
| LPL FINANCIAL LLC | 11/08/2024 | 139,130 | $1.07 M | 5.37% | 0.47% |
| WOLVERINE ASSET MANAGEMENT LLC | 11/04/2024 | 135,843 | $1.05 M | 0.67% | 0.45% |
| AQR ARBITRAGE LLC | 11/14/2024 | 120,979 | $929,119 | 20.17% | 0.41% |
| UBS GROUP AG | 11/14/2024 | 111,156 | $855,901 | 0.82% | 0.37% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 10/29/2024 | 94,563 | $728,135 | 49.28% | 0.32% |
| CAPTRUST FINANCIAL ADVISORS | 11/14/2024 | 92,514 | $712,359 | 3.38% | 0.31% |
| WELLS FARGO & COMPANY/MN | 11/13/2024 | 80,545 | $620,195 | 4.98% | 0.27% |
| SAPIENT CAPITAL LLC | 10/11/2024 | 79,258 | $610,287 | -13.49% | 0.27% |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11/08/2024 | 53,435 | $411,450 | 0.86% | 0.18% |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC | 10/25/2024 | 40,017 | $308,130 | 0.00% | 0.13% |
| BANK OF AMERICA CORP /DE/ | 11/14/2024 | 24,170 | $186,109 | -0.83% | 0.08% |
| INVESCO LTD. | 11/12/2024 | 23,721 | $182,652 | -52.67% | 0.08% |
| LEVEL FOUR ADVISORY SERVICES, LLC | 11/14/2024 | 21,597 | $167,059 | 6.07% | 0.07% |
| CORECAP ADVISORS, LLC | 11/08/2024 | 20,198 | $155,525 | 1.75% | 0.07% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 11/12/2024 | 18,388 | $141,587 | 1.54% | 0.06% |
| RAYMOND JAMES & ASSOCIATES | 10/18/2024 | 18,016 | $138,723 | 100.00% | 0.06% |
| MCILRATH & ECK, LLC | 11/19/2024 | 11,459 | $88,235 | 3.48% | 0.04% |
| MRAZ, AMERINE & ASSOCIATES, INC. | 10/23/2024 | 10,718 | $82,529 | -8.55% | 0.04% |
| 9258 WEALTH MANAGEMENT, LLC | 11/12/2024 | 10,492 | $80,788 | -2.54% | 0.04% |
| ADVISOR GROUP HOLDINGS, INC. | 11/13/2024 | 2,598 | $20,004 | 3.42% | 0.01% |
| CAPITAL PERFORMANCE ADVISORS LLP | 11/01/2024 | 2,326 | $17,912 | 100.00% | 0.01% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 11/14/2024 | 2,072 | $15,954 | 2.88% | 0.01% |
| EVERSOURCE WEALTH ADVISORS, LLC | 11/08/2024 | 16 | $123 | 0.00% | 0.00% |
| JPMORGAN CHASE & CO | 11/08/2024 | 1 | $8 | 100.00% | 0.00% |
| PEAPACK GLADSTONE FINANCIAL CORP | 11/26/2024 | 0 | $0 | -100.00% | 0.00% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2024 | 0 | $0 | -100.00% | 0.00% |
Sprott Focus Trust, Inc.institutional Ownership - FAQ's
During the previous two years, 44 institutional investors and hedge funds held shares of Sprott Focus Trust, Inc.. The most heavily invested institutionals were:
SPROTT INC.: 14.45 M
Shaker Financial Services, LLC: 974,603
ROYAL BANK OF CANADA: 462,143
Integrated Wealth Concepts LLC: 329,649
1607 Capital Partners, LLC: 257,483
Essex Financial Services, Inc.: 237,110
61.70% of Sprott Focus Trust, Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 18.88 M shares in the last 24 months. This purchase volume represents approximately $136.89 M in transactions.