First Trust Emerging Markets Small Cap AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 02/13/2026 | 491.39 K | $20.69 M | -6.60% | 8.87% |
| WELLS FARGO & COMPANY/MN | 02/13/2026 | 341.33 K | $14.37 M | -1.40% | 6.16% |
| LPL FINANCIAL LLC | 02/11/2026 | 244.22 K | $10.28 M | -32.99% | 4.38% |
| RAYMOND JAMES FINANCIAL INC | 02/18/2026 | 212.74 K | $8.96 M | -2.78% | 3.84% |
| BETA WEALTH GROUP, INC. | 02/13/2026 | 200.56 K | $8.44 M | -0.58% | 3.62% |
| 626 FINANCIAL, LLC | 02/05/2026 | 164.71 K | $6.93 M | 2.84% | 2.92% |
| SRS CAPITAL ADVISORS, INC. | 02/13/2026 | 130.99 K | $5.51 M | 1.33% | 2.35% |
| PRIVATE ADVISOR GROUP, LLC | 02/17/2026 | 121.99 K | $5.14 M | 9.39% | 2.20% |
| JONES FINANCIAL COMPANIES LLLP | 02/17/2026 | 93.92 K | $3.95 M | -5.50% | 1.69% |
| FLOW TRADERS U.S. LLC | 02/13/2026 | 79.84 K | $3.36 M | 45.34% | 1.44% |
| NEWEDGE ADVISORS, LLC | 02/18/2026 | 78.15 K | $3.29 M | 11.27% | 1.41% |
| VESTGEN ADVISORS, LLC | 02/17/2026 | 71.60 K | $3.01 M | 64.56% | 1.29% |
| ARCHER INVESTMENT CORP | 01/30/2026 | 68.34 K | $2.88 M | -0.71% | 1.29% |
| CETERA INVESTMENT ADVISERS | 02/17/2026 | 70.00 K | $2.95 M | -2.18% | 1.26% |
| JANE STREET GROUP, LLC | 02/12/2026 | 64.26 K | $2.70 M | -13.63% | 1.21% |
| PARADIGM FINANCIAL PARTNERS, LLC | 01/26/2026 | 63.48 K | $2.67 M | 1.70% | 1.20% |
| 02/18/2026 | 58.94 K | $2.48 B | 100.00% | 1.06% | |
| UBS GROUP AG | 01/29/2026 | 57.88 K | $2.44 M | -63.26% | 1.04% |
| CORNERSTONE PLANNING GROUP LLC | 02/02/2026 | 52.50 K | $2.42 M | -29.87% | 0.99% |
| STIFEL FINANCIAL CORP | 02/13/2026 | 51.00 K | $2.15 M | 5.04% | 0.91% |
| ROYAL BANK OF CANADA | 02/17/2026 | 48.89 K | $2.06 M | 12.01% | 0.88% |
| QUAD-CITIES INVESTMENT GROUP, LLC | 01/14/2026 | 45.18 K | $1.90 M | 0.00% | 0.85% |
| HBW ADVISORY SERVICES LLC | 01/23/2026 | 41.84 K | $1.76 M | -4.67% | 0.79% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 02/17/2026 | 36.38 K | $1.53 M | 14.34% | 0.66% |
| BAIRD FINANCIAL GROUP, INC. | 02/13/2026 | 31.10 K | $1.31 M | 1.20% | 0.56% |
| OLD MISSION CAPITAL LLC | 02/17/2026 | 30.61 K | $1.29 M | -81.95% | 0.55% |
| OPPENHEIMER & CO INC | 02/02/2026 | 22.03 K | $927.46 K | 6.60% | 0.42% |
| ADVISOR GROUP HOLDINGS, INC. | 02/17/2026 | 21.71 K | $913.88 K | -61.88% | 0.39% |
| CWM, LLC | 01/26/2026 | 20.07 K | $845.00 K | 1.54% | 0.36% |
| SFI ADVISORS, LLC | 02/11/2026 | 19.86 K | $835.81 K | 0.00% | 0.36% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 02/05/2026 | 19.98 K | $841.00 K | -70.81% | 0.35% |
| ENVESTNET ASSET MANAGEMENT INC | 02/10/2026 | 18.56 K | $781.42 K | -78.12% | 0.33% |
| LECLAIR WEALTH PARTNERS LLC | 02/11/2026 | 18.41 K | $775.10 K | -0.30% | 0.33% |
| CITADEL ADVISORS LLC | 02/17/2026 | 16.91 K | $711.63 K | 32.81% | 0.31% |
| CAPTRUST FINANCIAL ADVISORS | 02/17/2026 | 15.65 K | $658.73 K | -34.85% | 0.28% |
| MML INVESTORS SERVICES, LLC | 02/13/2026 | 15.26 K | $642.36 K | 1.04% | 0.27% |
| INTEGRATED WEALTH CONCEPTS LLC | 02/13/2026 | 14.92 K | $628.06 K | -87.51% | 0.27% |
| RVW WEALTH, LLC | 01/12/2026 | 13.60 K | $572.34 K | 0.04% | 0.26% |
| COMMONWEALTH EQUITY SERVICES, LLC | 02/12/2026 | 12.71 K | $535.14 K | -3.98% | 0.23% |
| WESTERN WEALTH MANAGEMENT, LLC | 02/05/2026 | 11.18 K | $470.79 K | 25.71% | 0.21% |
| BANK OF AMERICA CORP /DE/ | 02/17/2026 | 10.09 K | $424.82 K | -54.49% | 0.18% |
| JANNEY MONTGOMERY SCOTT LLC | 02/11/2026 | 9.92 K | $417.00 K | 0.03% | 0.18% |
| RICHMOND INVESTMENT SERVICES, LLC | 02/12/2026 | 9.20 K | $387.16 K | -15.44% | 0.16% |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 01/26/2026 | 8.24 K | $347.04 K | -13.45% | 0.16% |
| EQUITABLE HOLDINGS, INC. | 02/17/2026 | 6.90 K | $290.46 K | -10.90% | 0.12% |
| MERIT FINANCIAL GROUP, LLC | 01/26/2026 | 5.25 K | $220.90 K | 6.71% | 0.10% |
| 02/03/2026 | 5.23 K | $220.08 K | 100.00% | 0.10% | |
| PRINCIPAL SECURITIES, INC. | 02/12/2026 | 5.49 K | $231.08 K | 1.05% | 0.10% |
| PRIVATE TRUST CO NA | 01/26/2026 | 5.20 K | $218.77 K | -12.43% | 0.10% |
| FARTHER FINANCE ADVISORS, LLC | 01/23/2026 | 5.33 K | $224.54 K | 1,714.29% | 0.10% |
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First Trust Emerging Markets Small Cap AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 96 institutional investors and hedge funds held shares of First Trust Emerging Markets Small Cap AlphaDEX Fund. The most heavily invested institutionals were:
MORGAN STANLEY: 491,391
WELLS FARGO & COMPANY/MN: 341,327
LPL Financial LLC: 244,219
RAYMOND JAMES FINANCIAL INC: 212,741
Beta Wealth Group, Inc.: 200,556
626 Financial, LLC: 164,705
62.03% of First Trust Emerging Markets Small Cap AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 4.28 M shares in the last 24 months. This purchase volume represents approximately $204.69 M in transactions.