First Trust Emerging Markets AlphaDEX Fund Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MORGAN STANLEY | 11/14/2025 | 2.35 M | $63.70 M | 1.23% | 13.21% |
| LPL FINANCIAL LLC | 11/12/2025 | 1.25 M | $33.97 M | 12.57% | 7.04% |
| WELLS FARGO & COMPANY/MN | 11/13/2025 | 1.19 M | $32.18 M | 34.31% | 6.67% |
| BANK OF AMERICA CORP /DE/ | 02/03/2026 | 1.03 M | $27.84 M | -2.60% | 5.77% |
| ROYAL BANK OF CANADA | 11/14/2025 | 997.96 K | $27.05 M | -0.55% | 5.61% |
| UBS GROUP AG | 11/13/2025 | 641.42 K | $17.38 M | 21.70% | 3.60% |
| EMPIRICAL FINANCIAL SERVICES, LLC D.B.A. EMPIRICAL WEALTH MANAGEMENT | 11/10/2025 | 601.72 K | $16.31 M | -0.77% | 3.38% |
| ENVESTNET ASSET MANAGEMENT INC | 11/05/2025 | 578.33 K | $15.67 M | 4.13% | 3.25% |
| SANCTUARY ADVISORS, LLC | 01/13/2026 | 517.18 K | $14.02 M | 0.76% | 2.91% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 11/12/2025 | 445.79 K | $12.08 M | 5.50% | 2.51% |
| RAYMOND JAMES FINANCIAL INC | 11/14/2025 | 353.35 K | $9.58 M | -5.75% | 1.99% |
| STATE OF WISCONSIN INVESTMENT BOARD | 11/14/2025 | 313.81 K | $8.50 M | 0.00% | 1.76% |
| CETERA INVESTMENT ADVISERS | 11/14/2025 | 286.06 K | $7.75 M | 13.54% | 1.61% |
| BANK OF NEW YORK MELLON CORP | 11/03/2025 | 269.60 K | $7.31 M | -2.11% | 1.52% |
| ASSETMARK, INC | 11/06/2025 | 219.37 K | $5.94 M | 2.19% | 1.23% |
| PRIVATE ADVISOR GROUP, LLC | 11/13/2025 | 179.46 K | $4.86 M | -1.43% | 1.01% |
| KINGSVIEW WEALTH MANAGEMENT, LLC | 11/12/2025 | 125.45 K | $3.40 M | -2.23% | 0.71% |
| ATRIA INVESTMENTS, INC | 11/06/2025 | 108.53 K | $2.94 M | 17.96% | 0.61% |
| OLD MISSION CAPITAL LLC | 11/14/2025 | 105.04 K | $2.85 M | -19.28% | 0.59% |
| MIDWEST FINANCIAL GROUP LLC | 11/06/2025 | 91.43 K | $2.48 M | -0.13% | 0.51% |
| PROSPERA FINANCIAL SERVICES INC | 11/06/2025 | 71.67 K | $1.94 M | 7.87% | 0.40% |
| ADVISOR GROUP HOLDINGS, INC. | 11/14/2025 | 71.35 K | $1.91 M | -16.28% | 0.40% |
| BENJAMIN EDWARDS INC | 10/23/2025 | 70.49 K | $1.91 M | 10.76% | 0.40% |
| PRINCIPAL SECURITIES, INC. | 11/12/2025 | 69.30 K | $1.88 M | 16.74% | 0.39% |
| AE WEALTH MANAGEMENT LLC | 11/03/2025 | 59.88 K | $1.62 M | -4.31% | 0.34% |
| JANNEY MONTGOMERY SCOTT LLC | 10/27/2025 | 59.51 K | $1.61 M | 2.15% | 0.33% |
| COMMONWEALTH EQUITY SERVICES, LLC | 10/22/2025 | 51.24 K | $1.39 M | -4.58% | 0.29% |
| IFP ADVISORS, INC | 02/06/2026 | 49.81 K | $1.35 M | 1.06% | 0.28% |
| GATEWAY WEALTH PARTNERS, LLC | 11/06/2025 | 48.72 K | $1.32 M | 21.70% | 0.27% |
| STIFEL FINANCIAL CORP | 11/12/2025 | 43.79 K | $1.19 M | 3.86% | 0.25% |
| WORLD EQUITY GROUP, INC. | 10/24/2025 | 42.49 K | $1.15 M | 5.15% | 0.24% |
| RATHBONES GROUP PLC | 11/13/2025 | 42.43 K | $1.15 M | 4.72% | 0.24% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 11/12/2025 | 41.94 K | $1.14 M | 0.03% | 0.24% |
| ONEASCENT FINANCIAL SERVICES LLC | 10/31/2025 | 40.22 K | $1.09 M | -0.18% | 0.23% |
| PARK AVENUE SECURITIES LLC | 10/23/2025 | 40.13 K | $1.09 M | 3.66% | 0.23% |
| SNOWDEN CAPITAL ADVISORS LLC | 11/14/2025 | 39.35 K | $1.07 M | 0.70% | 0.22% |
| KESTRA ADVISORY SERVICES, LLC | 11/14/2025 | 39.21 K | $1.06 M | -1.32% | 0.22% |
| CHICAGO PARTNERS INVESTMENT GROUP LLC | 10/30/2025 | 38.71 K | $1.04 M | 1.22% | 0.22% |
| COPPELL ADVISORY SOLUTIONS LLC | 11/14/2025 | 37.13 K | $999.63 K | -6.21% | 0.21% |
| BRINKER CAPITAL INVESTMENTS, LLC | 11/12/2025 | 35.81 K | $970.51 K | -0.36% | 0.20% |
| CWM, LLC | 10/15/2025 | 34.91 K | $946.00 K | -69.73% | 0.20% |
| FARTHER FINANCE ADVISORS, LLC | 10/14/2025 | 34.82 K | $943.57 K | -0.61% | 0.20% |
| D.A. DAVIDSON & CO. | 10/22/2025 | 31.86 K | $863.52 K | 1.75% | 0.18% |
| APRIO WEALTH MANAGEMENT, LLC | 11/12/2025 | 31.10 K | $842.81 K | 0.00% | 0.17% |
| FIRST TRUST ADVISORS LP | 11/12/2025 | 28.62 K | $775.63 K | -1.42% | 0.16% |
| COMERICA BANK | 11/14/2025 | 27.97 K | $758.04 K | -0.70% | 0.16% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11/14/2025 | 27.27 K | $738.96 K | 9.13% | 0.15% |
| IAMS WEALTH MANAGEMENT, LLC | 10/15/2025 | 27.04 K | $732.90 K | -6.88% | 0.15% |
| HIGHTOWER ADVISORS, LLC | 11/07/2025 | 25.97 K | $703.65 K | 3.13% | 0.15% |
| INTEGRATED WEALTH CONCEPTS LLC | 11/14/2025 | 25.03 K | $678.25 K | -3.23% | 0.14% |
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First Trust Emerging Markets AlphaDEX Fund institutional Ownership - FAQ's
During the previous two years, 147 institutional investors and hedge funds held shares of First Trust Emerging Markets AlphaDEX Fund. The most heavily invested institutionals were:
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management: 605,433
UBS Group AG: 602,469
Sanctuary Advisors, LLC: 413,733
ASSETMARK, INC: 227,389
BENJAMIN EDWARDS INC: 85,543
Midwest Financial Group LLC: 68,428
74.92% of First Trust Emerging Markets AlphaDEX Fund stock is owned by institutional investors.
Institutional investors have bought a total of 20.66 M shares in the last 24 months. This purchase volume represents approximately $617.56 M in transactions.