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| Reporting Date | Major Shareholder Name | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| 05/15/2024 | ALTIUM CAPITAL MANAGEMENT LP | 3.01 M | $1.59 M | 100.00% | 6.72% |
| 05/10/2024 | VANGUARD GROUP INC | 644,575 | $340,722 | 83.20% | 1.69% |
| 05/15/2024 | SABBY MANAGEMENT, LLC | 689,135 | $364,277 | 100.00% | 1.54% |
| 05/07/2024 | CVI HOLDINGS, LLC | 599,897 | $317,106 | 100.00% | 1.34% |
| 05/13/2024 | RENAISSANCE TECHNOLOGIES LLC | 347,400 | $184,000 | 100.00% | 0.91% |
| 05/10/2024 | BLACKROCK INC. | 327,930 | $173,344 | -6.43% | 0.86% |
| 05/07/2024 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 308,300 | $163,399 | 279.21% | 0.81% |
| 05/13/2024 | GEODE CAPITAL MANAGEMENT, LLC | 247,106 | $130,631 | 31.73% | 0.65% |
| 05/15/2024 | STATE STREET CORP | 175,168 | $92,594 | -0.33% | 0.46% |
| 05/14/2024 | NORTHERN TRUST CORP | 115,458 | $61,031 | 6.00% | 0.30% |
| 05/14/2024 | CERITY PARTNERS LLC | 82,741 | $43,684 | 103.09% | 0.18% |
| 05/15/2024 | CITADEL ADVISORS LLC | 51,700 | $27,329 | -47.67% | 0.14% |
| 05/15/2024 | CITADEL ADVISORS LLC | 44,400 | $23,470 | 1,010.00% | 0.12% |
| 05/14/2024 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 51,400 | $27,171 | 276.89% | 0.11% |
| 05/13/2024 | ENVESTNET ASSET MANAGEMENT INC | 42,258 | $22,338 | 92.86% | 0.11% |
| 05/15/2024 | BANK OF AMERICA CORP /DE/ | 35,084 | $18,524 | -3.76% | 0.09% |
| 05/09/2024 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 29,935 | $15,824 | 0.00% | 0.08% |
| 05/15/2024 | SHEPHERD KAPLAN KROCHUK, LLC | 29,450 | $15,567 | 0.00% | 0.07% |
| 05/15/2024 | MORGAN STANLEY | 24,601 | $13,005 | -70.37% | 0.06% |
| 04/29/2024 | CRESCENT GROVE ADVISORS, LLC | 27,500 | $14,537 | 41.03% | 0.06% |
| 05/13/2024 | UBS GROUP AG | 22,390 | $11,844 | 66.39% | 0.06% |
| 05/07/2024 | NEW YORK STATE COMMON RETIREMENT FUND | 17,235 | $9,000 | 0.00% | 0.05% |
| 04/25/2024 | BANK OF NEW YORK MELLON CORP | 15,955 | $8,434 | -2.09% | 0.04% |
| 05/10/2024 | CIBC PRIVATE WEALTH GROUP, LLC | 17,814 | $9,985 | 0.00% | 0.04% |
| 04/24/2024 | NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | 17,000 | $8,986 | 183.33% | 0.04% |
| 05/15/2024 | MILLENNIUM MANAGEMENT LLC | 13,148 | $6,950 | -64.43% | 0.03% |
| 05/15/2024 | TOWER RESEARCH CAPITAL LLC (TRC) | 12,284 | $6,498 | 68.85% | 0.03% |
| 05/15/2024 | BARCLAYS PLC | 11,158 | $6,000 | -36.68% | 0.03% |
| 05/10/2024 | GROUP ONE TRADING, L.P. | 10,123 | $5,351 | 100.00% | 0.03% |
| 05/10/2024 | LPL FINANCIAL LLC | 10,105 | $5,342 | 100.00% | 0.03% |
| 05/10/2024 | WELLS FARGO & COMPANY/MN | 9,386 | $4,962 | 9.08% | 0.02% |
| 05/20/2024 | VIRTU FINANCIAL LLC | 10,952 | $6,000 | -56.33% | 0.02% |
| 04/23/2024 | SUMMIT TRAIL ADVISORS, LLC | 10,100 | $5,339 | 0.00% | 0.02% |
| 05/15/2024 | ROYAL BANK OF CANADA | 8,093 | $4,000 | -27.74% | 0.02% |
| 05/13/2024 | AMERICAN INTERNATIONAL GROUP, INC. | 6,454 | $3,412 | 7.44% | 0.02% |
| 05/13/2024 | FMR LLC | 6,180 | $3,267 | 3,472.25% | 0.02% |
| 05/10/2024 | ADVISOR GROUP HOLDINGS, INC. | 5,763 | $3,052 | -18.69% | 0.02% |
| 05/09/2024 | RHUMBLINE ADVISERS | 4,820 | $2,541 | 2.73% | 0.01% |
| 04/25/2024 | SIMPLEX TRADING, LLC | 2,793 | $1,000 | -82.30% | 0.01% |
| 05/10/2024 | CITIGROUP INC | 2,713 | $1,434 | 34.51% | 0.01% |
| 05/10/2024 | JPMORGAN CHASE & CO | 2,442 | $1,291 | 12.95% | 0.01% |
| 05/16/2024 | CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 1,487 | $786 | -25.24% | 0.00% |
| 04/24/2024 | SPIRE WEALTH MANAGEMENT | 1,496 | $793 | -0.27% | 0.00% |
| 05/14/2024 | NEWEDGE ADVISORS, LLC | 1,000 | $529 | 0.00% | 0.00% |
| 05/15/2024 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 1,000 | $529 | 0.00% | 0.00% |
| 04/19/2024 | FINANCIAL PERSPECTIVES, INC | 585 | $309 | 0.00% | 0.00% |
| 05/10/2024 | PNC FINANCIAL SERVICES GROUP, INC. | 421 | $223 | 100.00% | 0.00% |
| 07/01/2024 | LEGAL & GENERAL GROUP PLC | 424 | $224 | 0.00% | 0.00% |
| 05/13/2024 | AMERITAS INVESTMENT PARTNERS, INC. | 274 | $145 | 0.00% | 0.00% |
| 04/19/2024 | ALBION FINANCIAL GROUP /UT | 50 | $27 | 0.00% | 0.00% |
A. During the previous two years, 74 institutional investors and hedge funds held shares of BioVie Inc.. The most heavily invested institutionals were:
Altium Capital Management LP: 3.01 M
SABBY MANAGEMENT, LLC: 689,135
VANGUARD GROUP INC: 644,575
CVI Holdings, LLC: 599,897
RENAISSANCE TECHNOLOGIES LLC: 347,400
BlackRock Inc.: 327,930
A. 14.97% of BioVie Inc. stock is owned by institutional investors.
A. Institutional investors have bought a total of 7.87 M shares in the last 24 months. This purchase volume represents approximately $3.29 M in transactions.
