Simplify China A Shares PLUS Income ETF Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| MILLENNIUM MANAGEMENT LLC | 05/16/2022 | 1.42 M | $14.29 M | 76.03% | 6.16% |
| POLAR ASSET MANAGEMENT PARTNERS INC. | 05/16/2022 | 1.20 M | $12.10 M | 0.00% | 5.22% |
| LINDEN ADVISORS LP | 05/16/2022 | 1.16 M | $11.71 M | 34.81% | 5.05% |
| BASSO CAPITAL MANAGEMENT, L.P. | 05/13/2022 | 1.10 M | $11.12 M | 0.00% | 4.80% |
| MARSHALL WACE, LLP | 05/16/2022 | 997.97 K | $10.06 M | 0.00% | 4.34% |
| FARALLON CAPITAL MANAGEMENT LLC | 05/16/2022 | 990.00 K | $9.98 M | 0.00% | 4.30% |
| HSBC HOLDINGS PLC | 05/16/2022 | 920.00 K | $9.23 M | 0.00% | 4.00% |
| BERKLEY W R CORP | 05/16/2022 | 893.13 K | $8.93 M | -8.18% | 3.88% |
| PERISCOPE CAPITAL INC. | 05/16/2022 | 863.90 K | $8.71 M | 13.18% | 3.76% |
| SCULPTOR CAPITAL LP | 05/20/2022 | 779.55 K | $7.86 M | 0.00% | 3.39% |
| ARENA INVESTORS LP | 05/06/2022 | 565.99 K | $5.71 M | 100.00% | 2.46% |
| TACONIC CAPITAL ADVISORS LP | 05/16/2022 | 525.00 K | $5.29 M | 0.00% | 2.28% |
| UBS OCONNOR LLC | 05/16/2022 | 522.99 K | $5.27 M | 1.80% | 2.27% |
| SHANNON RIVER FUND MANAGEMENT LLC | 07/20/2022 | 501.97 K | $5.06 M | 0.39% | 2.18% |
| BERYL CAPITAL MANAGEMENT LLC | 05/16/2022 | 456.47 K | $4.59 M | 0.00% | 1.98% |
| RADCLIFFE CAPITAL MANAGEMENT, L.P. | 05/16/2022 | 450.00 K | $4.54 M | 0.00% | 1.96% |
| ALBERTA INVESTMENT MANAGEMENT CORP | 05/16/2022 | 429.00 K | $4.32 M | 100.00% | 1.87% |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 05/12/2022 | 426.37 K | $4.30 M | 0.00% | 1.85% |
| WEISS ASSET MANAGEMENT LP | 05/13/2022 | 389.10 K | $3.92 M | 0.00% | 1.69% |
| FIR TREE CAPITAL MANAGEMENT LP | 05/16/2022 | 342.93 K | $3.46 M | -0.75% | 1.49% |
| KARPUS MANAGEMENT, INC. | 05/10/2022 | 317.96 K | $3.21 M | 116.93% | 1.38% |
| GOLDMAN SACHS GROUP INC | 05/16/2022 | 313.11 K | $3.16 M | 38.95% | 1.36% |
| SHAOLIN CAPITAL MANAGEMENT LLC | 05/13/2022 | 301.05 K | $3.04 M | -64.63% | 1.31% |
| HBK INVESTMENTS L P | 05/16/2022 | 300.00 K | $3.02 M | 0.00% | 1.30% |
| JANUS HENDERSON GROUP PLC | 05/16/2022 | 297.82 K | $3.00 M | 100.00% | 1.29% |
| COHANZICK MANAGEMENT, LLC | 05/13/2022 | 254.59 K | $2.57 M | 23.58% | 1.11% |
| BOOTHBAY FUND MANAGEMENT, LLC | 05/16/2022 | 248.97 K | $2.51 M | 100.00% | 1.08% |
| SANDIA INVESTMENT MANAGEMENT LP | 05/16/2022 | 248.97 K | $2.51 M | 100.00% | 1.08% |
| PICTON MAHONEY ASSET MANAGEMENT | 05/11/2022 | 200.00 K | $2.02 M | 0.00% | 0.87% |
| OWL CREEK ASSET MANAGEMENT, L.P. | 05/16/2022 | 199.95 K | $2.02 M | 0.00% | 0.87% |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 05/16/2022 | 173.05 K | $1.74 M | 0.00% | 0.75% |
| ROYAL BANK OF CANADA | 05/16/2022 | 151.28 K | $1.53 M | 791.22% | 0.66% |
| JANE STREET GROUP, LLC | 05/17/2022 | 133.28 K | $1.34 M | -0.31% | 0.58% |
| D. E. SHAW & CO., INC. | 05/16/2022 | 125.63 K | $1.27 M | 0.00% | 0.55% |
| SABA CAPITAL MANAGEMENT, L.P. | 06/03/2022 | 125.62 K | $1.27 M | 0.00% | 0.55% |
| CENTIVA CAPITAL, LP | 05/16/2022 | 118.98 K | $1.20 M | 100.00% | 0.52% |
| BANK OF MONTREAL /CAN/ | 05/12/2022 | 105.49 K | $1.06 M | 131.27% | 0.46% |
| BARCLAYS PLC | 05/16/2022 | 100.00 K | $1.01 M | 100.00% | 0.43% |
| TENOR CAPITAL MANAGEMENT CO., L.P. | 05/16/2022 | 100.00 K | $1.01 M | 0.00% | 0.43% |
| VESTCOR INC | 05/16/2022 | 89.28 K | $900.00 K | 0.00% | 0.39% |
| VERITION FUND MANAGEMENT LLC | 06/02/2022 | 88.52 K | $892.00 K | 0.00% | 0.38% |
| BCK CAPITAL MANAGEMENT LP | 05/05/2022 | 63.34 K | $638.00 K | 0.00% | 0.28% |
| EHP FUNDS INC. | 05/16/2022 | 54.85 K | $553.00 K | 100.00% | 0.24% |
| HRT FINANCIAL LP | 05/16/2022 | 50.19 K | $505.00 K | 0.20% | 0.22% |
| RIVERPARK ADVISORS, LLC | 05/09/2022 | 50.13 K | $505.00 K | 0.00% | 0.22% |
| BANK OF AMERICA CORP /DE/ | 05/16/2022 | 40.72 K | $410.00 K | 0.00% | 0.18% |
| SEELAUS ASSET MANAGEMENT LLC | 04/13/2022 | 33.81 K | $341.00 K | -16.62% | 0.15% |
| SALIENT CAPITAL ADVISORS, LLC | 05/11/2022 | 25.00 K | $252.00 K | 100.00% | 0.11% |
| CRESTLINE MANAGEMENT, LP | 05/16/2022 | 20.69 K | $209.00 K | 104.85% | 0.09% |
| CAAS CAPITAL MANAGEMENT LP | 05/13/2022 | 20.00 K | $202.00 K | 100.00% | 0.09% |
Simplify China A Shares PLUS Income ETF institutional Ownership - FAQ's
84.15% of Simplify China A Shares PLUS Income ETF stock is owned by institutional investors.