Apollo Endosurgery, Inc. Major Shareholders & Ownership History
| Major Shareholder Name | Reporting Date | Shares Held | Market Value | Change in Shares | Ownership |
|---|---|---|---|---|---|
| CPMG INC | 05/15/2023 | 6.18 M | $61.34 M | 0.00% | 20.45% |
| NANTAHALA CAPITAL MANAGEMENT, LLC | 05/15/2023 | 4.58 M | $45.38 M | 12.78% | 15.13% |
| NEXPOINT ASSET MANAGEMENT, L.P. | 05/15/2023 | 3.61 M | $35.85 M | 25,895.82% | 11.95% |
| CITIGROUP INC | 05/11/2023 | 2.00 M | $19.84 M | -16.20% | 6.61% |
| NANTAHALA CAPITAL MANAGEMENT, LLC | 05/15/2023 | 2.00 M | $19.84 M | 0.00% | 6.61% |
| MILLENNIUM MANAGEMENT LLC | 05/15/2023 | 1.85 M | $18.37 M | 320.87% | 6.12% |
| WOODLINE PARTNERS LP | 05/15/2023 | 1.81 M | $17.95 M | 137.15% | 5.98% |
| VANGUARD GROUP INC | 07/14/2023 | 1.79 M | $17.80 M | 22.31% | 5.93% |
| SCHONFELD STRATEGIC ADVISORS LLC | 05/15/2023 | 1.74 M | $17.26 M | 6,360.24% | 5.75% |
| GARDNER LEWIS ASSET MANAGEMENT L P | 05/12/2023 | 1.43 M | $14.17 M | 100.00% | 4.72% |
| ERGOTELES LLC | 05/10/2023 | 1.41 M | $14.03 M | 100.00% | 4.68% |
| JPMORGAN CHASE & CO | 05/18/2023 | 1.34 M | $13.27 M | 24.55% | 4.42% |
| GABELLI FUNDS LLC | 05/12/2023 | 1.22 M | $12.12 M | 340.68% | 4.04% |
| MAN GROUP PLC | 05/15/2023 | 1.00 M | $9.92 M | 100.00% | 3.31% |
| TRIUM CAPITAL LLP | 05/16/2023 | 992,046 | $9.84 M | 2,953.58% | 3.28% |
| GABELLI & CO INVESTMENT ADVISERS, INC. | 05/12/2023 | 791,772 | $7.85 M | 312.70% | 2.62% |
| FEDERATED HERMES, INC. | 05/08/2023 | 721,000 | $7.15 M | 134.09% | 2.38% |
| BLACKROCK INC. | 05/12/2023 | 671,529 | $6.66 M | 30.97% | 2.22% |
| FLOW STATE INVESTMENTS, L.P. | 05/15/2023 | 550,520 | $5.46 M | 100.00% | 1.82% |
| CAPULA MANAGEMENT LTD | 05/10/2023 | 546,965 | $5.43 M | 100.00% | 1.81% |
| QUBE RESEARCH & TECHNOLOGIES LTD | 05/15/2023 | 536,288 | $5.32 M | 87.49% | 1.77% |
| AWM INVESTMENT COMPANY, INC. | 05/12/2023 | 486,761 | $4.83 M | -38.13% | 1.61% |
| FIRST TRUST CAPITAL MANAGEMENT L.P. | 05/12/2023 | 474,664 | $4.71 M | 0.00% | 1.57% |
| BARDIN HILL MANAGEMENT PARTNERS LP | 05/12/2023 | 443,848 | $4.40 M | 72.49% | 1.47% |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 05/08/2023 | 430,063 | $4.27 M | 100.00% | 1.42% |
| VAZIRANI ASSET MANAGEMENT LLC | 05/15/2023 | 425,000 | $4.22 M | 100.00% | 1.41% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 05/16/2023 | 420,511 | $4.17 M | 158.74% | 1.39% |
| PRELUDE CAPITAL MANAGEMENT, LLC | 06/01/2023 | 420,413 | $4.17 M | 100.00% | 1.39% |
| MAGNETAR FINANCIAL LLC | 05/15/2023 | 417,191 | $4.14 M | 0.48% | 1.38% |
| MORGAN STANLEY | 05/15/2023 | 416,826 | $4.13 M | 21.65% | 1.38% |
| ARENA INVESTORS LP | 05/15/2023 | 391,467 | $3.88 M | 100.00% | 1.29% |
| GILDER GAGNON HOWE & CO LLC | 05/15/2023 | 371,653 | $3.69 M | -0.36% | 1.23% |
| STONEPINE CAPITAL MANAGEMENT, LLC | 05/12/2023 | 370,000 | $3.67 M | -90.07% | 1.22% |
| GEODE CAPITAL MANAGEMENT, LLC | 05/15/2023 | 360,480 | $3.58 M | -3.18% | 1.19% |
| CRYSTALLINE MANAGEMENT INC. | 05/09/2023 | 308,646 | $3.03 M | 727.05% | 1.02% |
| SYQUANT CAPITAL SAS | 04/12/2023 | 300,000 | $2.98 M | 100.00% | 0.99% |
| GOLDMAN SACHS GROUP INC | 05/14/2024 | 267,308 | $2.65 M | 79.12% | 0.88% |
| BANK OF AMERICA CORP /DE/ | 05/12/2023 | 257,485 | $2.55 M | 528.55% | 0.85% |
| VERITION FUND MANAGEMENT LLC | 05/15/2023 | 247,210 | $2.45 M | 1,801.62% | 0.82% |
| YAKIRA CAPITAL MANAGEMENT, INC. | 05/12/2023 | 196,615 | $1.95 M | 100.00% | 0.65% |
| NORTHERN TRUST CORP | 05/15/2023 | 190,420 | $1.89 M | -3.14% | 0.63% |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 05/15/2023 | 175,200 | $1.74 M | 0.00% | 0.58% |
| SAGEFIELD CAPITAL LP | 05/15/2023 | 154,500 | $1.53 M | 100.00% | 0.51% |
| GAMCO INVESTORS, INC. ET AL | 05/12/2023 | 150,777 | $1.50 M | 242.62% | 0.50% |
| GAM HOLDING AG | 05/09/2023 | 147,220 | $1.46 M | 100.00% | 0.49% |
| WOLVERINE ASSET MANAGEMENT LLC | 05/08/2023 | 145,847 | $1.45 M | 2,069.05% | 0.48% |
| CSS LLC/IL | 05/15/2023 | 141,980 | $1.41 M | 182.74% | 0.47% |
| BCK CAPITAL MANAGEMENT LP | 05/12/2023 | 141,222 | $1.40 M | 1.60% | 0.47% |
| STATE STREET CORP | 05/15/2023 | 140,566 | $1.39 M | 19.16% | 0.46% |
| NJ STATE EMPLOYEES DEFERRED COMPENSATION PLAN | 04/26/2023 | 130,000 | $1.29 M | 0.00% | 0.43% |
Apollo Endosurgery, Inc.institutional Ownership - FAQ's
During the previous two years, 7 institutional investors and hedge funds held shares of Apollo Endosurgery, Inc.. The most heavily invested institutionals were:
Parian Global Management LP: 527,126
PARAMETRIC PORTFOLIO ASSOCIATES LLC: 0
Marshall Wace North America L.P.: 16,203
PA Capital LLC: 19,743
LOEB PARTNERS CORP: 0
Delpha Capital Management, LLC: 0
147.47% of Apollo Endosurgery, Inc. stock is owned by institutional investors.
Institutional investors have bought a total of 563,144 shares in the last 24 months. This purchase volume represents approximately $5.63 M in transactions.